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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 17, 2021 15:57 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 52 $22.92 $1,191.84
Disclosure

SEC source: 0001127602-21-010948 · form4.xml · nonDerivative · entry 3

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,911

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:57 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 47 $22.92 $1,077.24
Disclosure

SEC source: 0001127602-21-010948 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,859

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:57 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 178 $22.92 $4,079.76
Disclosure

SEC source: 0001127602-21-010948 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,812

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:40 UTC GrantCommon Stock $0.01 Par Value 52 $22.92 $1,191.84
Disclosure

SEC source: 0001127602-21-010947 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,102

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:40 UTC GrantCommon Stock $0.01 Par Value 40 $22.92 $916.80
Disclosure

SEC source: 0001127602-21-010947 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,050

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:37 UTC GrantCommon Stock $0.01 Par Value 52 $22.92 $1,191.84
Disclosure

SEC source: 0001127602-21-010946 · form4.xml · nonDerivative · entry 4

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,997.315

F4 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:37 UTC GrantCommon Stock $0.01 Par Value 47 $22.92 $1,077.24
Disclosure

SEC source: 0001127602-21-010946 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,945.315

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:37 UTC GrantCommon Stock $0.01 Par Value 229 $22.92 $5,248.68
Disclosure

SEC source: 0001127602-21-010946 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,898.315

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:37 UTC OtherCommon Stock $0.01 Par Value 6.049 $22.32 $135.02
Disclosure

SEC source: 0001127602-21-010946 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,669.315

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:33 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 197 $22.92 $4,515.24
Disclosure

SEC source: 0001127602-21-010945 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,496

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:31 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 105 $22.92 $2,406.60
Disclosure

SEC source: 0001127602-21-010943 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,869

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:05 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 129 $22.92 $2,956.68
Disclosure

SEC source: 0001127602-21-010932 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,787.3088

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:05 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 53.0248 $23.08 $1,223.76
Disclosure

SEC source: 0001127602-21-010932 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,658.3088

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:20 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 1,278 $22.92 $29,291.76
Disclosure

SEC source: 0001127602-21-010939 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,432

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:53 UTC
Meinolf MichaelExecutive Vice President
GrantCommon Stock $0.01 Par Value 29 $22.92 $664.68
Disclosure

SEC source: 0001127602-21-010929 · form4.xml · nonDerivative · entry 2

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,378.2629

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:53 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 67.5211 $23.08 $1,558.32
Disclosure

SEC source: 0001127602-21-010929 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,349.2629

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:48 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 33 $22.92 $756.36
Disclosure

SEC source: 0001127602-21-010924 · form4.xml · nonDerivative · entry 3

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,806.8269

F3 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:48 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 72.504 $22.32 $1,618.33
Disclosure

SEC source: 0001127602-21-010924 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,773.8269

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:48 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 22.4013 $23.08 $517.00
Disclosure

SEC source: 0001127602-21-010924 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,701.3229

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:43 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 0.774 $22.31 $17.27
Disclosure

SEC source: 0001127602-21-010921 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,633.9965

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:43 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 107.2403 $23.08 $2,475.00
Disclosure

SEC source: 0001127602-21-010921 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,633.2225

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:40 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.0045 $23.08 $115.50
Disclosure

SEC source: 0001127602-21-010918 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,434.9646

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 16:13 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 10,000 $22.78 $227,800.00
Disclosure

SEC source: 0001127602-21-010523 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,858.694

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.77 to $22.807, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:13 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-21-010523 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,339

Underlying: Common Stock $0.01 Par Value · 20,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:13 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 16,995 $22.31 $379,158.45
Disclosure

SEC source: 0001127602-21-010523 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,407

F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:13 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 20,000 $17.38 $347,600.00
Disclosure

SEC source: 0001127602-21-010523 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 18:58 UTC
Stein David LExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,617 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-21-007849 · form4.xml · derivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 15,617 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 18:58 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 11,514 $21.17 $243,751.38
Disclosure

SEC source: 0001127602-21-007849 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,764

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 4,103 shares of common stock on net exercise of options to purchase 15,617 shares of common stock. The Company withheld 11,514 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the stock price of $21.17.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 18:58 UTC
Stein David LExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 15,617 $12.97 $202,552.49
Disclosure

SEC source: 0001127602-21-007849 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 16:34 UTC
FLYNN PHILIP BDirector · President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 87,646 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-21-007535 · form4.xml · derivative · entry 7

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 87,646 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 16:34 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 87,646 $20.09 $1,760,808.14
Disclosure

SEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 4

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,154

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.29, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 16:34 UTC
FLYNN PHILIP BDirector · President & CEO
Exercise / conversionCommon Stock $0.01 Par Value 87,646 $14.02 $1,228,796.92
Disclosure

SEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 3

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:34 UTC
FLYNN PHILIP BDirector · President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 52,101 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-21-007535 · form4.xml · derivative · entry 6

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,646

Underlying: Common Stock $0.01 Par Value · 52,101 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:34 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 52,101 $20.04 $1,044,104.04
Disclosure

SEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,154

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.06, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:34 UTC
FLYNN PHILIP BDirector · President & CEO
Exercise / conversionCommon Stock $0.01 Par Value 52,101 $14.02 $730,456.02
Disclosure

SEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 22:21 UTC
Meinolf MichaelExecutive Vice President
GrantCommon Stock $0.01 Par Value 11,479 $19.60 $224,988.40
Disclosure

SEC source: 0001127602-21-007092 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,281.7418

F1 · kind: Represents shares awarded in connection with a restricted stock award plan. Shares will vest in two equal annual installments beginning February 19, 2022.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 22:18 UTC
Kitowski Nicole MExecutive Vice President
GrantCommon Stock $0.01 Par Value 11,479 $19.60 $224,988.40
Disclosure

SEC source: 0001127602-21-007090 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,429.9601

F1 · kind: Represents shares awarded in connection with a restricted stock award plan. Shares will vest in two equal annual installments beginning February 19, 2022.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 22:15 UTC
Stadler Tammy C.Principal Accounting Officer
GrantCommon Stock $0.01 Par Value 11,479 $19.60 $224,988.40
Disclosure

SEC source: 0001127602-21-007085 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,525.9822

F1 · kind: Represents shares awarded in connection with a restricted stock award plan. Shares will vest in two equal annual installments beginning February 19, 2022.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:53 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 62.7891 $19.49 $1,223.76
Disclosure

SEC source: 0001127602-21-006263 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,605.284

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:49 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 126.9882 $19.49 $2,475.00
Disclosure

SEC source: 0001127602-21-006253 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,046.9822

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:47 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 79.9548 $19.49 $1,558.32
Disclosure

SEC source: 0001127602-21-006244 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,802.7418

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:44 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.9261 $19.49 $115.50
Disclosure

SEC source: 0001127602-21-006234 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950.9601

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:39 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 26.5264 $19.49 $517.00
Disclosure

SEC source: 0001127602-21-006222 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,678.9216

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 18:50 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 17,823 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001127602-21-006105 · form4.xml · derivative · entry 10

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 17,823 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on 2/8/2017.

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February 16, 2021 Filed Feb 17, 2021 18:50 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 18,889 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001127602-21-006105 · form4.xml · derivative · entry 9

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 18,889 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on 2/8/2016.

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February 16, 2021 Filed Feb 17, 2021 18:50 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 18,465 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-21-006105 · form4.xml · derivative · entry 8

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 18,465 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on 3/17/2015.

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February 16, 2021 Filed Feb 17, 2021 18:50 UTC
Ahern Patrick EdwardExecutive Vice President
SaleCommon Stock $0.01 Par Value 17,823 $19.01 $338,815.23
Disclosure

SEC source: 0001127602-21-006105 · form4.xml · nonDerivative · entry 6

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,379

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February 16, 2021 Filed Feb 17, 2021 18:50 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 17,823 $17.50 $311,902.50
Disclosure

SEC source: 0001127602-21-006105 · form4.xml · nonDerivative · entry 5

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 18:50 UTC
Ahern Patrick EdwardExecutive Vice President
SaleCommon Stock $0.01 Par Value 18,889 $19.01 $359,079.89
Disclosure

SEC source: 0001127602-21-006105 · form4.xml · nonDerivative · entry 4

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,379

Read SEC document
February 16, 2021 Filed Feb 17, 2021 18:50 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 18,889 $18.59 $351,146.51
Disclosure

SEC source: 0001127602-21-006105 · form4.xml · nonDerivative · entry 3

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.