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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 16, 2022 17:24 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 61.4189 $25.37 $1,558.32
Disclosure

SEC source: 0001127602-22-005237 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,330.1011

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:21 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 4.5523 $25.37 $115.50
Disclosure

SEC source: 0001127602-22-005235 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,129.8755

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:18 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 22.414 $25.37 $568.69
Disclosure

SEC source: 0001127602-22-005233 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,323.4864

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,303 $0.00 Strike: $22.01 $0.00
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · derivative · entry 9

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

Underlying: Common Stock $0.01 Par Value · 7,303 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
SaleCommon Stock $0.01 Par Value 300 $25.48 $7,642.50
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 8

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,705.0966

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,051 $25.47 $52,238.97
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 7

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005.0966

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
SaleCommon Stock $0.01 Par Value 450 $25.47 $11,461.46
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 6

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,056.0966

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,899 $25.46 $99,268.54
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 5

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,506.0966

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
SaleCommon Stock $0.01 Par Value 603 $25.46 $15,349.37
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 4

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,405.0966

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 7,303 $22.01 $160,739.03
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 3

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,008.0966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,601 $25.48 $66,273.48
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 2

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,705.0966

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:09 UTC
Braeger Matthew RExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,090 $25.47 $27,762.30
Disclosure

SEC source: 0001127602-22-005231 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,306.0966

Read SEC document
February 10, 2022 Filed Feb 11, 2022 18:34 UTC
Thayer John PExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 200 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001127602-22-004485 · form4.xml · derivative · entry 4

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,717

Underlying: Common Stock $0.01 Par Value · 200 shares

Expires 2030-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in four equal installments beginning on February 8, 2021.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 18:34 UTC
Thayer John PExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $25.67 $2,567.00
Disclosure

SEC source: 0001127602-22-004485 · form4.xml · nonDerivative · entry 3

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,599

Read SEC document
February 10, 2022 Filed Feb 11, 2022 18:34 UTC
Thayer John PExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $25.66 $2,565.50
Disclosure

SEC source: 0001127602-22-004485 · form4.xml · nonDerivative · entry 2

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,699

Read SEC document
February 10, 2022 Filed Feb 11, 2022 18:34 UTC
Thayer John PExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 200 $16.93 $3,386.00
Disclosure

SEC source: 0001127602-22-004485 · form4.xml · nonDerivative · entry 1

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:33 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 2,070 $25.71 $53,219.70
Disclosure

SEC source: 0001127602-22-004125 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,935.0652

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:25 UTC
Thayer John PExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 400 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001127602-22-004120 · form4.xml · derivative · entry 5

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,541

Underlying: Common Stock $0.01 Par Value · 400 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in four equal installments beginning on February 8, 2017.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:25 UTC
Thayer John PExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $25.68 $2,567.50
Disclosure

SEC source: 0001127602-22-004120 · form4.xml · nonDerivative · entry 4

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,599

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:25 UTC
Thayer John PExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $25.67 $2,567.00
Disclosure

SEC source: 0001127602-22-004120 · form4.xml · nonDerivative · entry 3

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,699

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:25 UTC
Thayer John PExecutive Vice President
SaleCommon Stock $0.01 Par Value 200 $25.66 $5,132.00
Disclosure

SEC source: 0001127602-22-004120 · form4.xml · nonDerivative · entry 2

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,799

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:25 UTC
Thayer John PExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 400 $17.50 $7,000.00
Disclosure

SEC source: 0001127602-22-004120 · form4.xml · nonDerivative · entry 1

Thayer John P · CIK 0001871234 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:45 UTC
Stadler Tammy C.Principal Accounting Officer
Tax withholdingCommon Stock $0.01 Par Value 464 $25.71 $11,929.44
Disclosure

SEC source: 0001127602-22-004111 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,955.5693

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:21 UTC
Stein David LExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,030 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-22-004117 · form4.xml · derivative · entry 7

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 8,030 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:21 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 8,030 $25.47 $204,483.95
Disclosure

SEC source: 0001127602-22-004117 · form4.xml · nonDerivative · entry 4

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,147

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:21 UTC
Stein David LExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 8,030 $14.02 $112,580.60
Disclosure

SEC source: 0001127602-22-004117 · form4.xml · nonDerivative · entry 3

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 18:21 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 730 $25.71 $18,768.30
Disclosure

SEC source: 0001127602-22-004117 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,147

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:41 UTC
Schmidt Paul GregoryExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,517 $25.71 $39,002.07
Disclosure

SEC source: 0001127602-22-004109 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,564

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:38 UTC
Meinolf MichaelExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 972 $25.71 $24,990.12
Disclosure

SEC source: 0001127602-22-004105 · form4.xml · nonDerivative · entry 2

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,268.6822

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:31 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-22-004103 · form4.xml · derivative · entry 5

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:31 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 10,000 $25.55 $255,500.00
Disclosure

SEC source: 0001127602-22-004103 · form4.xml · nonDerivative · entry 3

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,357.355

F2 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.53 to $25.58, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holder of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:31 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 10,000 $17.38 $173,800.00
Disclosure

SEC source: 0001127602-22-004103 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,357.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:31 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 994 $25.71 $25,555.74
Disclosure

SEC source: 0001127602-22-004103 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,357.355

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:24 UTC
Kitowski Nicole MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 2,200 $25.71 $56,562.00
Disclosure

SEC source: 0001127602-22-004099 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,125.3232

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:20 UTC
Harmening Andrew JDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 2,645 $25.71 $68,002.95
Disclosure

SEC source: 0001127602-22-004097 · form4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,765

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:17 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 663 $25.71 $17,045.73
Disclosure

SEC source: 0001127602-22-004095 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,205

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:14 UTC
DeWitt AngieExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 964 $25.71 $24,784.44
Disclosure

SEC source: 0001127602-22-004091 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,301.0724

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 16:59 UTC
DeLoye DennisExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,261 $25.71 $32,420.31
Disclosure

SEC source: 0001127602-22-004089 · form4.xml · nonDerivative · entry 1

DeLoye Dennis · CIK 0001888552 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,126.3

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 16:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 2,547 $25.71 $65,483.37
Disclosure

SEC source: 0001127602-22-004086 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,766.694

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 16:45 UTC
Braeger Matthew RExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 706 $25.71 $18,151.26
Disclosure

SEC source: 0001127602-22-004082 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,396.0966

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 16:40 UTC
Ahern Patrick EdwardExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,738 $25.71 $44,683.98
Disclosure

SEC source: 0001127602-22-004080 · form4.xml · nonDerivative · entry 1

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,523

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 18:33 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 87 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004125 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,005.0652

F1 · kind: Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 18:21 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 43 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004117 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,877

F1 · kind: Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 17:38 UTC
Meinolf MichaelExecutive Vice President
GrantCommon Stock $0.01 Par Value 79 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004105 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,240.6822

F1 · kind: Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 17:14 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 51 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004091 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,265.0724

F1 · kind: Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 16:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 28,693 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-22-004086 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,694

Underlying: Common Stock $0.01 Par Value · 28,693 shares

Expires 2030-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 08, 2022 Filed Feb 10, 2022 16:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 24,127 $25.71 $620,305.17
Disclosure

SEC source: 0001127602-22-004086 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,313.694

F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.

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February 08, 2022 Filed Feb 10, 2022 16:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 28,693 $20.32 $583,041.76
Disclosure

SEC source: 0001127602-22-004086 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,440.694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 04, 2022 Filed Feb 7, 2022 18:33 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 2,000 $24.75 $49,500.00
Disclosure

SEC source: 0001127602-22-003488 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,918.0652

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February 03, 2022 Filed Feb 3, 2022 19:09 UTC SaleCommon Stock $0.01 Par Value 3,000 $24.87 $74,610.00
Disclosure

SEC source: 0001127602-22-003169 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,323

F2 · kind: The reporting person sold shares to satisfy state and federal income tax liabilities due to vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.