Last 12 months
Inside the activity.
0 purchase rows · 37 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
OtherClass A Common Stock | 241,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 241,750 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12 · ownership.nature: Shares owned directly by entities controlled by Kevin R. Harvey. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
OtherClass A Common Stock | 113,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,727 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9 · ownership.direct: Shares owned directly by William Gurley. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
OtherClass A Common Stock | 14,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,358 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F8 · ownership.nature: Shares owned directly by entities controlled by J. William Gurley. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
OtherClass A Common Stock | 147,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 147,796 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F7 · ownership.nature: Shares owned directly by entities controlled by Bruce W. Dunlevie. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
OtherClass A Common Stock | 111,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 111,904 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6 · ownership.nature: Shares owned directly by entities controlled by Alexandre Balkanski. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
OtherClass A Common Stock | 2,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,445,265 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
SaleClass A Common Stock | 125,552 | $29.15 | $3,660,456.00 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,245,265 F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $28.9 to a high of $29.63, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
SaleClass A Common Stock | 296,083 | $28.33 | $8,386,728.62 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,370,817 F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $27.9 to a high of $28.895, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
SaleClass A Common Stock | 339,452 | $27.13 | $9,209,129.09 |
DisclosureSEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,666,900 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $26.9 to a high of $27.89, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
BENCHMARK CAPITAL PARTNERS VI LP10% owner
BENCHMARK FOUNDERS FUND VI LP10% owner
Benchmark Founders Fund VI-B, L.P.10% owner
|
OtherClass A Common Stock | 2,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111837 · tm2032373d1_4.xml · nonDerivative · entry 4 Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,445,265 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
BENCHMARK CAPITAL PARTNERS VI LP10% owner
BENCHMARK FOUNDERS FUND VI LP10% owner
Benchmark Founders Fund VI-B, L.P.10% owner
|
SaleClass A Common Stock | 125,552 | $29.15 | $3,660,456.00 |
DisclosureSEC source: 0001104659-20-111837 · tm2032373d1_4.xml · nonDerivative · entry 3 Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,245,265 F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $28.9 to a high of $29.63, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
BENCHMARK CAPITAL PARTNERS VI LP10% owner
BENCHMARK FOUNDERS FUND VI LP10% owner
Benchmark Founders Fund VI-B, L.P.10% owner
|
SaleClass A Common Stock | 296,083 | $28.33 | $8,386,728.62 |
DisclosureSEC source: 0001104659-20-111837 · tm2032373d1_4.xml · nonDerivative · entry 2 Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,370,817 F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $27.9 to a high of $28.895, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:51 UTC |
BENCHMARK CAPITAL PARTNERS VI LP10% owner
BENCHMARK FOUNDERS FUND VI LP10% owner
Benchmark Founders Fund VI-B, L.P.10% owner
|
SaleClass A Common Stock | 339,452 | $27.13 | $9,209,129.09 |
DisclosureSEC source: 0001104659-20-111837 · tm2032373d1_4.xml · nonDerivative · entry 1 Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,666,900 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $26.9 to a high of $27.89, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:37 UTC |
Founders Fund IV Management, LLC10% owner
|
SaleClass A Common Stock | 102,935 | $29.24 | $3,009,819.40 |
DisclosureSEC source: 0001209191-20-053387 · doc4.xml · nonDerivative · entry 6 Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 1,752,839 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.04 to $29.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:37 UTC |
Founders Fund IV Management, LLC10% owner
|
SaleClass A Common Stock | 133,990 | $28.66 | $3,840,153.40 |
DisclosureSEC source: 0001209191-20-053387 · doc4.xml · nonDerivative · entry 5 Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 1,855,774 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.04 to $29.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:37 UTC |
Founders Fund IV Management, LLC10% owner
|
SaleClass A Common Stock | 127,575 | $27.01 | $3,445,800.75 |
DisclosureSEC source: 0001209191-20-053387 · doc4.xml · nonDerivative · entry 4 Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 1,989,764 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:37 UTC |
Founders Fund IV Management, LLC10% owner
|
SaleClass A Common Stock | 320,665 | $29.24 | $9,376,244.60 |
DisclosureSEC source: 0001209191-20-053387 · doc4.xml · nonDerivative · entry 3 Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,460,490 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.04 to $29.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:37 UTC |
Founders Fund IV Management, LLC10% owner
|
SaleClass A Common Stock | 417,410 | $28.66 | $11,962,970.60 |
DisclosureSEC source: 0001209191-20-053387 · doc4.xml · nonDerivative · entry 2 Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,781,155 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.04 to $29.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:37 UTC |
Founders Fund IV Management, LLC10% owner
|
SaleClass A Common Stock | 397,425 | $27.01 | $10,734,449.25 |
DisclosureSEC source: 0001209191-20-053387 · doc4.xml · nonDerivative · entry 1 Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,198,565 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:51 UTC |
Cohler MattDirector · 10% owner
|
OtherClass A Common Stock | 110,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111839 · tm2032373d3_4.xml · nonDerivative · entry 6 Cohler Matt · CIK 0001572685 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 110,137 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6 · ownership.nature: Shares owned directly by Matthew Cohler's family trust. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:51 UTC |
Cohler MattDirector · 10% owner
|
OtherClass A Common Stock | 5,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111839 · tm2032373d3_4.xml · nonDerivative · entry 5 Cohler Matt · CIK 0001572685 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,982 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:51 UTC |
Cohler MattDirector · 10% owner
|
OtherClass A Common Stock | 2,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111839 · tm2032373d3_4.xml · nonDerivative · entry 4 Cohler Matt · CIK 0001572685 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,445,265 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:51 UTC |
Cohler MattDirector · 10% owner
|
SaleClass A Common Stock | 125,552 | $29.15 | $3,660,456.00 |
DisclosureSEC source: 0001104659-20-111839 · tm2032373d3_4.xml · nonDerivative · entry 3 Cohler Matt · CIK 0001572685 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,245,265 F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $28.9 to a high of $29.63, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:51 UTC |
Cohler MattDirector · 10% owner
|
SaleClass A Common Stock | 296,083 | $28.33 | $8,386,728.62 |
DisclosureSEC source: 0001104659-20-111839 · tm2032373d3_4.xml · nonDerivative · entry 2 Cohler Matt · CIK 0001572685 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,370,817 F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $27.9 to a high of $28.895, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:51 UTC |
Cohler MattDirector · 10% owner
|
SaleClass A Common Stock | 339,452 | $27.13 | $9,209,129.09 |
DisclosureSEC source: 0001104659-20-111839 · tm2032373d3_4.xml · nonDerivative · entry 1 Cohler Matt · CIK 0001572685 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,666,900 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $26.9 to a high of $27.89, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:28 UTC |
Rosenstein JustinDirector · 10% owner
|
SaleClass A Common Stock | 100,000 | $29.11 | $2,911,000.00 |
DisclosureSEC source: 0001209191-20-053273 · doc4.xml · nonDerivative · entry 3 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,057 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:28 UTC |
Rosenstein JustinDirector · 10% owner
|
SaleClass A Common Stock | 100,000 | $28.09 | $2,809,000.00 |
DisclosureSEC source: 0001209191-20-053273 · doc4.xml · nonDerivative · entry 2 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,057 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:28 UTC |
Rosenstein JustinDirector · 10% owner
|
SaleClass A Common Stock | 950,000 | $27.00 | $25,650,000.00 |
DisclosureSEC source: 0001209191-20-053273 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440,057 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC |
Wan Tim MChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-20-053269 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,899 Underlying: Class A Common Stock · 80,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC |
Wan Tim MChief Financial Officer
|
SaleClass A Common Stock | 10,000 | $29.35 | $293,500.00 |
DisclosureSEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,072 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC |
Wan Tim MChief Financial Officer
|
SaleClass A Common Stock | 10,000 | $28.25 | $282,500.00 |
DisclosureSEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,072 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC |
Wan Tim MChief Financial Officer
|
SaleClass A Common Stock | 60,000 | $27.18 | $1,630,800.00 |
DisclosureSEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,072 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.87 to $27.6962 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC |
Wan Tim MChief Financial Officer
|
Exercise / conversionClass A Common Stock | 80,000 | $1.60 | $128,000.00 |
DisclosureSEC source: 0001209191-20-053269 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:22 UTC |
Farinacci ChrisChief Operating Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 167,531 | $0.00 Strike: $0.93 | $0.00 |
DisclosureSEC source: 0001209191-20-053265 · doc4.xml · derivative · entry 4 Farinacci Chris · CIK 0001823069 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,875 Underlying: Class A Common Stock · 167,531 shares Expires 2025-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:22 UTC |
Farinacci ChrisChief Operating Officer
|
SaleClass A Common Stock | 53,003 | $29.50 | $1,563,588.50 |
DisclosureSEC source: 0001209191-20-053265 · doc4.xml · nonDerivative · entry 3 Farinacci Chris · CIK 0001823069 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:22 UTC |
Farinacci ChrisChief Operating Officer
|
SaleClass A Common Stock | 265,016 | $27.00 | $7,155,432.00 |
DisclosureSEC source: 0001209191-20-053265 · doc4.xml · nonDerivative · entry 2 Farinacci Chris · CIK 0001823069 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,003 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:22 UTC |
Farinacci ChrisChief Operating Officer
|
Exercise / conversionClass A Common Stock | 167,531 | $0.93 | $155,803.83 |
DisclosureSEC source: 0001209191-20-053265 · doc4.xml · nonDerivative · entry 1 Farinacci Chris · CIK 0001823069 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC |
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
|
OtherClass A Common Stock | 393,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 5 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,142,325 F3 · kind: Represents shares received by Moskovitz Trust pursuant to a pro rata distribution, for no consideration, of shares of Class A Common Stock of the Issuer. F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC |
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
|
SaleClass A Common Stock | 100,000 | $29.00 | $2,900,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 4 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,749,170 F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC |
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
|
SaleClass A Common Stock | 100,000 | $28.04 | $2,804,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 3 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,849,170 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC |
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
|
SaleClass A Common Stock | 500,000 | $27.00 | $13,500,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,949,170 F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC |
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
|
SaleClass A Common Stock | 200,000 | $27.00 | $5,400,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:31 UTC |
GENERATION INVESTMENT MANAGEMENT LLP10% owner
|
SaleCommon Stock | 125,000 | $29.00 | $3,625,000.00 |
DisclosureSEC source: 0001567619-20-017468 · doc1.xml · nonDerivative · entry 3 GENERATION INVESTMENT MANAGEMENT LLP · CIK 0001375534 · 10% owner Generation IM Climate Solutions Fund II, L.P. · CIK 0001825907 · 10% owner Generation IM Climate Solutions II GP Ltd · CIK 0001825905 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,751,944 F3 · ownership.nature: The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:31 UTC |
GENERATION INVESTMENT MANAGEMENT LLP10% owner
|
SaleCommon Stock | 500,000 | $28.38 | $14,187,500.00 |
DisclosureSEC source: 0001567619-20-017468 · doc1.xml · nonDerivative · entry 2 GENERATION INVESTMENT MANAGEMENT LLP · CIK 0001375534 · 10% owner Generation IM Climate Solutions Fund II, L.P. · CIK 0001825907 · 10% owner Generation IM Climate Solutions II GP Ltd · CIK 0001825905 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,876,944 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.75 per share, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:31 UTC |
GENERATION INVESTMENT MANAGEMENT LLP10% owner
|
SaleCommon Stock | 2,375,000 | $27.08 | $64,312,625.00 |
DisclosureSEC source: 0001567619-20-017468 · doc1.xml · nonDerivative · entry 1 GENERATION INVESTMENT MANAGEMENT LLP · CIK 0001375534 · 10% owner Generation IM Climate Solutions Fund II, L.P. · CIK 0001825907 · 10% owner Generation IM Climate Solutions II GP Ltd · CIK 0001825905 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,376,944 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.75 per share, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Apr 21, 2021 23:03 UTC |
NORRINGTON LORRIE MDirector
|
OtherClass A Common Stock | 6,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027869 · doc4.xml · nonDerivative · entry 1 NORRINGTON LORRIE M · CIK 0001188898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,923 F1 · shares: Represents shares received by the Reporting Person pursuant to a pro rata distribution, for no consideration, of shares of Class A Common Stock of the Issuer. Read SEC document |
| September 30, 2020 Filed Jul 2, 2021 21:25 UTC Amendment |
Cohler MattDirector
|
OtherClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-089000 · tm2121149d1_4a.xml · nonDerivative · entry 1 Cohler Matt · CIK 0001572685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2 · ownership.direct: The original Form 4 filed on October 2, 2020 (the "Original Form 4") is amended by this Form 4 amendment to correct an administrative error, which incorrectly reported that 5,982 shares of Class A Common Stock were distributed to the Reporting Person. Such shares were distributed to the Reporting Person's trust on September 30, 2020 and the Original Form 4 correctly reported the aggregate amount of shares owned by the Reporting Person's trust. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 18:42 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
ConversionClass B Common Stock · Derivative | 7,006,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-109995 · tm2031984d2_4.xml · derivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,006,351 Underlying: Class A Common Stock · 7,006,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 18:42 UTC |
SPURLOCK STEVEN M10% owner
BALKANSKI ALEXANDRE10% owner
DUNLEVIE BRUCE10% owner
FENTON PETER H10% owner
GURLEY J WILLIAM10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
LASKY MITCHELL10% owner
|
ConversionClass A Common Stock | 7,006,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-109995 · tm2031984d2_4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,006,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security in accordance of its terms. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 18:42 UTC |
BENCHMARK CAPITAL PARTNERS VI LP10% owner
BENCHMARK FOUNDERS FUND VI LP10% owner
Benchmark Founders Fund VI-B, L.P.10% owner
|
ConversionClass B Common Stock · Derivative | 7,006,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-109994 · tm2031984d1_4.xml · derivative · entry 2 Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,006,351 Underlying: Class A Common Stock · 7,006,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.