Last 12 months
Inside the activity.
15 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 5 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2024 Filed Aug 5, 2024 18:45 UTC |
Hansen StaciaChief Accounting Officer
|
GrantPerformance Share Units · Derivative | 18,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000137 · wk-form4_1722897949.xml · derivative · entry 2 Hansen Stacia · CIK 0001999392 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,571 Underlying: Common Stock · 37,142 shares Expires 2027-03-10 F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F2 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F3 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 18:45 UTC |
Hansen StaciaChief Accounting Officer
|
GrantCommon Stock | 18,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000137 · wk-form4_1722897949.xml · nonDerivative · entry 1 Hansen Stacia · CIK 0001999392 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,043 F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:46 UTC |
Williamson JeremyChief Operating Officer
|
GrantPerformance Share Units · Derivative | 21,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000138 · wk-form4_1722897959.xml · derivative · entry 2 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,667 Underlying: Common Stock · 43,334 shares Expires 2027-03-10 F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F2 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F3 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:46 UTC |
Williamson JeremyChief Operating Officer
|
GrantCommon Stock | 21,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000138 · wk-form4_1722897959.xml · nonDerivative · entry 1 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,892 F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:45 UTC |
Wong Joseph MChief Technology Officer
|
GrantPerformance Share Units · Derivative | 21,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000136 · wk-form4_1722897938.xml · derivative · entry 2 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,667 Underlying: Common Stock · 43,334 shares Expires 2027-03-10 F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F2 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F3 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:45 UTC |
Wong Joseph MChief Technology Officer
|
GrantCommon Stock | 21,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000136 · wk-form4_1722897938.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,455 F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:45 UTC |
Rasmus Robert E.Director · Chief Executive Officer
|
GrantPerformance Share Units · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000135 · wk-form4_1722897928.xml · derivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 7,142 shares Expires 2027-03-10 F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F3 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F4 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:45 UTC |
Rasmus Robert E.Director · Chief Executive Officer
|
GrantCommon Stock | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000135 · wk-form4_1722897928.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,792 F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. Read SEC document |
| July 23, 2024 Filed Jul 25, 2024 21:27 UTC |
Wong Joseph MChief Technology Officer
|
Tax withholdingCommon Stock | 38,799 | $6.57 | $254,909.43 |
DisclosureSEC source: 0001515156-24-000127 · wk-form4_1721942864.xml · nonDerivative · entry 2 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,788 F2 · shares: Reflects the withholding of shares of the issuer's common stock to satisfy tax withholding obligations in connection with the vesting of PSUs on July 23, 2024. Read SEC document |
| July 23, 2024 Filed Jul 25, 2024 21:27 UTC |
Wong Joseph MChief Technology Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000127 · wk-form4_1721942864.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,587 F1 · shares: On July 23, 2024, the Chief Executive Officer of the issuer determined that 100,000 performance share units ("PSUs") granted on November 21, 2023 (the "Grant Date"), vested based on the achievement of specific performance criteria over a performance period beginning on the Grant Date and ending on June 30, 2024. Each vested PSU represented the right to receive one share of the issuer's common stock. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:34 UTC |
Bergman LaurieDirector
|
GrantCommon Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000120 · wk-form4_1720042480.xml · nonDerivative · entry 1 Bergman Laurie · CIK 0001672722 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,150 Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 17:34 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
GrantCommon Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000119 · wk-form4_1720042470.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,028,963 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:35 UTC |
EICHER CAROL SDirector
|
GrantCommon Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000122 · wk-form4_1720042502.xml · nonDerivative · entry 1 EICHER CAROL S · CIK 0001434811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,958 Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:35 UTC |
McIntyre Julian AlexanderDirector
|
GrantCommon Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000125 · wk-form4_1720042533.xml · nonDerivative · entry 1 McIntyre Julian Alexander · CIK 0001963363 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,150 Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:35 UTC |
Blank JeremyDirector
|
GrantCommon Stock | 25,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000124 · wk-form4_1720042522.xml · nonDerivative · entry 1 Blank Jeremy · CIK 0001962987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,658 Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:35 UTC |
Campbell-Breeden RichardDirector
|
GrantCommon Stock | 25,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000123 · wk-form4_1720042512.xml · nonDerivative · entry 1 Campbell-Breeden Richard · CIK 0001963344 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,056 Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:34 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000121 · wk-form4_1720042490.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,927 Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 20:34 UTC |
Blank JeremyDirector
|
Exercise / conversionWarrants (right to buy) · Derivative | 1 | $6.48 Strike: $0.01 | $6.48 |
DisclosureSEC source: 0001515156-24-000065 · wk-form4_1712090060.xml · derivative · entry 4 Blank Jeremy · CIK 0001962987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 324,955 shares Expires 2030-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: The warrant reported on this row (the "Warrant") was issued by the Issuer to CF Global Credit, LP in connection with the certain Term Loan and Security Agreement, dated as of February 1, 2023 (the "Loan Agreement") and as consideration for the term loan pursuant to the Loan Agreement. The Warrant has an exercise price of $0.01 per share, subject to adjustment as set forth in the Warrant, is exercisable immediately and will expire on February 1, 2030. The terms of the Warrant do not allow for cash exercise and the Warrant may only be exercised pursuant to the terms thereof. Mr. Blank controls the general partner of CF Global Credit, LP. Mr. Blank is an investor in CF Global Credit, LP and therefore is an indirect beneficial owner of a portion of the shares underlying the Warrant. CF Global Credit, LP, exercised the warrant in full on March 29, 2024. Mr. Blank disclaims beneficial ownership of the shares underlying the Warrant except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 20:34 UTC |
Blank JeremyDirector
|
Exercise / conversionCommon Stock | 324,955 | $0.01 | $3,249.55 |
DisclosureSEC source: 0001515156-24-000065 · wk-form4_1712090060.xml · nonDerivative · entry 1 Blank Jeremy · CIK 0001962987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 324,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares reported on this row are being purchased by CF Global Credit, LP. Jeremy Blank, a Director of the Issuer, controls the general partner of CF Global Credit, LP. Mr. Blank is an investor in CF Global Credit, LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2024 Filed Mar 26, 2024 16:29 UTC |
Hansen StaciaChief Accounting Officer
|
Tax withholdingCommon Stock | 4,865 | $6.24 | $30,357.60 |
DisclosureSEC source: 0001515156-24-000047 · wk-form4_1711484953.xml · nonDerivative · entry 1 Hansen Stacia · CIK 0001999392 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,472 Read SEC document |
| March 23, 2024 Filed Mar 26, 2024 20:30 UTC |
Wong Joseph MChief Technology Officer
|
Tax withholdingCommon Stock | 7,326 | $6.24 | $45,714.24 |
DisclosureSEC source: 0001515156-24-000049 · wk-form4_1711485018.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,587 Read SEC document |
| March 23, 2024 Filed Mar 26, 2024 20:27 UTC |
Williamson JeremyChief Operating Officer
|
Tax withholdingCommon Stock | 4,985 | $6.24 | $31,106.40 |
DisclosureSEC source: 0001515156-24-000045 · wk-form4_1711484860.xml · nonDerivative · entry 1 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,240 Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 09:23 UTC Amendment |
Hansen StaciaChief Accounting Officer
|
Tax withholdingCommon Stock | 4,865 | $6.24 | $30,357.60 |
DisclosureSEC source: 0001515156-24-000056 · wk-form4a_1711545816.xml · nonDerivative · entry 1 Hansen Stacia · CIK 0001999392 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,472 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awards ("RSAs") on March 23, 2024. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 13:28 UTC Amendment |
Williamson JeremyChief Operating Officer
|
Tax withholdingCommon Stock | 4,985 | $6.24 | $31,106.40 |
DisclosureSEC source: 0001515156-24-000060 · wk-form4a_1711546080.xml · nonDerivative · entry 1 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,240 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awards ("RSAs") on March 23, 2024. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 13:20 UTC Amendment |
Wong Joseph MChief Technology Officer
|
Tax withholdingCommon Stock | 7,326 | $6.24 | $45,714.24 |
DisclosureSEC source: 0001515156-24-000055 · wk-form4a_1711545636.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,587 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awards ("RSAs") on March 23, 2024. Read SEC document |
| March 18, 2024 Filed Mar 26, 2024 20:24 UTC |
Williamson JeremyChief Operating Officer
|
Tax withholdingCommon Stock | 6,067 | $5.81 | $35,249.27 |
DisclosureSEC source: 0001515156-24-000043 · wk-form4_1711484678.xml · nonDerivative · entry 1 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,225 Read SEC document |
| March 18, 2024 Filed Mar 27, 2024 13:28 UTC Amendment |
Williamson JeremyChief Operating Officer
|
Tax withholdingCommon Stock | 6,067 | $5.81 | $35,249.27 |
DisclosureSEC source: 0001515156-24-000062 · wk-form4a_1711546116.xml · nonDerivative · entry 1 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,225 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awards ("RSAs") on March 18, 2024. Read SEC document |
| November 21, 2023 Filed Nov 21, 2023 23:30 UTC |
Wong Joseph MChief Technology Officer
|
PurchaseCommon Stock | 25,000 | $2.53 | $63,300.00 |
DisclosureSEC source: 0001515156-23-000144 · wk-form4_1700609417.xml · nonDerivative · entry 3 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,913 Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 23:30 UTC |
Wong Joseph MChief Technology Officer
|
PurchaseCommon Stock | 35,000 | $2.48 | $86,908.50 |
DisclosureSEC source: 0001515156-23-000144 · wk-form4_1700609417.xml · nonDerivative · entry 2 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,913 Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:30 UTC |
Wong Joseph MChief Technology Officer
|
PurchaseCommon Stock | 30,000 | $2.45 | $73,386.00 |
DisclosureSEC source: 0001515156-23-000144 · wk-form4_1700609417.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,913 Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:06 UTC |
Wong Joseph MChief Technology Officer
|
PurchaseCommon Stock | 25,000 | $2.45 | $61,207.50 |
DisclosureSEC source: 0001515156-23-000140 · wk-form4_1700521559.xml · nonDerivative · entry 2 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,913 Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:06 UTC |
Wong Joseph MChief Technology Officer
|
PurchaseCommon Stock | 30,000 | $2.43 | $72,849.00 |
DisclosureSEC source: 0001515156-23-000140 · wk-form4_1700521559.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,913 Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:14 UTC |
Wong Joseph MChief Technology Officer
|
GrantCommon Stock | 25,000 | $2.30 | $57,515.00 |
DisclosureSEC source: 0001515156-23-000138 · wk-form4_1700262881.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,913 Read SEC document |
| November 15, 2023 Filed Nov 21, 2023 21:41 UTC Amendment |
Wong Joseph MChief Technology Officer
|
PurchaseCommon Stock | 25,000 | $2.30 | $57,515.00 |
DisclosureSEC source: 0001515156-23-000142 · wk-form4a_1700602874.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,913 F1 · kind: The initial Form 4 filed on November 17, 2023 inadvertently listed a transaction code of "A". This amendment corrects the transaction code for this transaction. F2 · balance_after: Amount shown is inclusive of subsequent transactions reported on Form 4 filed on November 20, 2023. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 22:08 UTC |
Williamson JeremyChief Operating Officer
|
GrantPerformance Share Units · Derivative | 51,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000126 · wk-form4_1695247714.xml · derivative · entry 2 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,467 Underlying: Common Stock · 102,934 shares Expires 2026-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 22:08 UTC |
Williamson JeremyChief Operating Officer
|
GrantCommon Stock | 102,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000126 · wk-form4_1695247714.xml · nonDerivative · entry 1 Williamson Jeremy · CIK 0001993283 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,292 Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:48 UTC |
Fields MorganChief Accounting Officer
|
Tax withholdingCommon Stock | 1,321 | $1.92 | $2,536.32 |
DisclosureSEC source: 0001515156-23-000119 · wk-form4_1692658085.xml · nonDerivative · entry 1 Fields Morgan · CIK 0001614600 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,599 Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:59 UTC |
McIntyre Julian AlexanderDirector
|
GrantCommon Stock | 7,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000105 · wk-form4_1690239536.xml · nonDerivative · entry 4 McIntyre Julian Alexander · CIK 0001963363 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Stannard Limited Disclosed balance after: 20,563 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F5 · ownership.nature: The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:59 UTC |
McIntyre Julian AlexanderDirector
|
GrantCommon Stock | 780,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000105 · wk-form4_1690239536.xml · nonDerivative · entry 3 McIntyre Julian Alexander · CIK 0001963363 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Allard Services Limited Disclosed balance after: 2,636,370 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F3 · ownership.nature: The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:59 UTC |
McIntyre Julian AlexanderDirector
|
Disposition to issuerSeries A Convertible Preferred Stock | 7,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000105 · wk-form4_1690239536.xml · nonDerivative · entry 2 McIntyre Julian Alexander · CIK 0001963363 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Stannard Limited. Disclosed balance after: 0 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F4 · shares: This amount includes 97 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F5 · ownership.nature: The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:59 UTC |
McIntyre Julian AlexanderDirector
|
Disposition to issuerSeries A Convertible Preferred Stock | 780,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000105 · wk-form4_1690239536.xml · nonDerivative · entry 1 McIntyre Julian Alexander · CIK 0001963363 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Allard Services Limited. Disclosed balance after: 0 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F2 · shares: This amount includes 9,964 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F3 · ownership.nature: The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:57 UTC |
Campbell-Breeden RichardDirector
|
GrantCommon Stock | 48,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000104 · wk-form4_1690239469.xml · nonDerivative · entry 4 Campbell-Breeden Richard · CIK 0001963344 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Omeshorn Holdings Limited. Disclosed balance after: 142,542 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F4 · ownership.nature: The shares reported on this row are held by Omeshorn Holdings Ltd. Richard Campbell-Breeden, a Director of the Issuer, is a director of Omeshorn Holdings Ltd. and therefore is an indirect beneficial owner of the securities reported herein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:57 UTC |
Campbell-Breeden RichardDirector
|
GrantCommon Stock | 4,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000104 · wk-form4_1690239469.xml · nonDerivative · entry 3 Campbell-Breeden Richard · CIK 0001963344 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,040 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:57 UTC |
Campbell-Breeden RichardDirector
|
Disposition to issuerSeries A Convertible Preferred Stock | 48,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000104 · wk-form4_1690239469.xml · nonDerivative · entry 2 Campbell-Breeden Richard · CIK 0001963344 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Omeshorn Holdings Limited. Disclosed balance after: 0 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F3 · shares: This amount includes 622 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F4 · ownership.nature: The shares reported on this row are held by Omeshorn Holdings Ltd. Richard Campbell-Breeden, a Director of the Issuer, is a director of Omeshorn Holdings Ltd. and therefore is an indirect beneficial owner of the securities reported herein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:57 UTC |
Campbell-Breeden RichardDirector
|
Disposition to issuerSeries A Convertible Preferred Stock | 4,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000104 · wk-form4_1690239469.xml · nonDerivative · entry 1 Campbell-Breeden Richard · CIK 0001963344 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F2 · shares: This amount includes 51 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:56 UTC |
Blank JeremyDirector
|
GrantCommon Stock | 23,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000103 · wk-form4_1690239409.xml · nonDerivative · entry 4 Blank Jeremy · CIK 0001962987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Community SPV GP LP. Disclosed balance after: 43,270 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F5 · ownership.nature: The shares reported on this row are held by Community SPV GP LP. Mr. Blank is the ultimate control person of Community SPV GP LP. Mr. Blank is an investor in Community SPV GP LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:56 UTC |
Blank JeremyDirector
|
GrantCommon Stock | 747,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000103 · wk-form4_1690239409.xml · nonDerivative · entry 3 Blank Jeremy · CIK 0001962987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By YGF 100 LP. Disclosed balance after: 1,855,388 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F3 · ownership.nature: The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:56 UTC |
Blank JeremyDirector
|
Disposition to issuerSeries A Convertible Preferred Stock | 23,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000103 · wk-form4_1690239409.xml · nonDerivative · entry 2 Blank Jeremy · CIK 0001962987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Community SPV GP LP. Disclosed balance after: 0 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F4 · shares: This amount includes 300 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F5 · ownership.nature: The shares reported on this row are held by Community SPV GP LP. Mr. Blank is the ultimate control person of Community SPV GP LP. Mr. Blank is an investor in Community SPV GP LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 22:56 UTC |
Blank JeremyDirector
|
Disposition to issuerSeries A Convertible Preferred Stock | 747,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000103 · wk-form4_1690239409.xml · nonDerivative · entry 1 Blank Jeremy · CIK 0001962987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By YGF 100 LP. Disclosed balance after: 0 F1 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F2 · shares: This amount includes 9,539 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F3 · ownership.nature: The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2023 Filed Jan 25, 2024 21:33 UTC Amendment |
McIntyre Julian AlexanderDirector
|
GrantCommon Stock | 21,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000013 · wk-form4a_1706218413.xml · nonDerivative · entry 4 McIntyre Julian Alexander · CIK 0001963363 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Markham Fuels Management Limited Disclosed balance after: 39,271 F1 · date: On July 24, 2023, the reporting person filed a Form 4 which inadvertendly omitted certain indirect beneficial ownership interests in the issuer's Common Stock and Series A Convertible Preferred Stock. As reported in this amendment, the reporting person indirectly owned additional interests in the issuer's Common Stock and disposed of interests in the issuer's Series A Convertible Preferred Stock through their control of Markham Fuels Management Limited, and control of Allard Services Limited, which controls MWB Limited. This amended filing on Form 4/A reflects the shares obtained by Markham Fuels Management Limited and MWB Limited in the conversion referenced in footnote (1). F2 · kind: The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. F6 · ownership.nature: The shares reported on this row are held by Markham Fuels Management Limited. Julian McIntyre, a Director of the Issuer, controls Markham Fuels Management Limited and therefore is an indirect beneficial owner of the securities reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.