Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arq, Inc.ARQ · Entity 2240 | Director · Chief Executive Officer | July 17, 2026 | July 23, 2026 |
| Hi-Crush Inc.HCR · Entity 147827 | Director · CEO and Director | July 10, 2020 | July 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arq, Inc.
Report date July 17, 2026 · Filed July 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-07-17 | Direct | 0 |
Reported balance
After 2026-07-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-17 · Disposition to issuer · Disposed 400,000 · Balance 0 F1: Represents restricted stock units ("RSUs") granted to Mr. Rasmus as an employment inducement award (the "Inducement Award"). Each RSU comprising the Inducement Award represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F2: The two reported transactions involved an amendment of the Inducement Award, originally granted to Mr. Rasmus on July 17, 2023, to extend the expiration date of the Inducement Award from July 17, 2026, to July 17, 2029. The Inducement Award amendment may be deemed a cancellation of the original Inducement Award and grant of a replacement Inducement Award. Of the 400,000 RSUs comprising the Inducement Award, 250,000 RSUs shall vest when the 30-day volume weighted average price of the Issuer's Common Stock (the "30-Day VWAP") equals $10.00 per share and 150,000 RSUs shall vest when the 30-Day VWAP equals $15.00 per share, in each case, prior to July 17, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-07-17 | Direct | 400,000 |
Reported balance
After 2026-07-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-17 · Grant · Acquired 400,000 · Balance 400,000 F1: Represents restricted stock units ("RSUs") granted to Mr. Rasmus as an employment inducement award (the "Inducement Award"). Each RSU comprising the Inducement Award represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F2: The two reported transactions involved an amendment of the Inducement Award, originally granted to Mr. Rasmus on July 17, 2023, to extend the expiration date of the Inducement Award from July 17, 2026, to July 17, 2029. The Inducement Award amendment may be deemed a cancellation of the original Inducement Award and grant of a replacement Inducement Award. Of the 400,000 RSUs comprising the Inducement Award, 250,000 RSUs shall vest when the 30-day volume weighted average price of the Issuer's Common Stock (the "30-Day VWAP") equals $10.00 per share and 150,000 RSUs shall vest when the 30-Day VWAP equals $15.00 per share, in each case, prior to July 17, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 600,000 |
Reported balance
After 2026-07-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-23 · Grant · Acquired 600,000 · Balance 600,000 F3: Represents RSUs granted to Mr. Rasmus under the Issuer's 2026 Omnibus Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F4: 200,000 RSUs vest when the 30-Day VWAP equals $3.00 per share; 200,000 RSUs vest when the 30-Day VWAP equals $6.00 per share; and 200,000 RSUs vest when the 30-Day VWAP equals $9.00 per share, in each case, prior to the third anniversary of the date of grant. If the applicable 30-Day VWAP threshold is achieved prior to the first anniversary of the grant date, the RSUs that have become earned upon achievement of such threshold shall not vest until the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 600,000 |
Reported balance
After 2026-07-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-23 · Grant · Acquired 600,000 · Balance 600,000 F3: Represents RSUs granted to Mr. Rasmus under the Issuer's 2026 Omnibus Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F5: The RSUs vest in two equal installments on each of July 23, 2028, and July 23, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to Mr. Rasmus as an employment inducement award (the "Inducement Award"). Each RSU comprising the Inducement Award represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement.
F2: The two reported transactions involved an amendment of the Inducement Award, originally granted to Mr. Rasmus on July 17, 2023, to extend the expiration date of the Inducement Award from July 17, 2026, to July 17, 2029. The Inducement Award amendment may be deemed a cancellation of the original Inducement Award and grant of a replacement Inducement Award. Of the 400,000 RSUs comprising the Inducement Award, 250,000 RSUs shall vest when the 30-day volume weighted average price of the Issuer's Common Stock (the "30-Day VWAP") equals $10.00 per share and 150,000 RSUs shall vest when the 30-Day VWAP equals $15.00 per share, in each case, prior to July 17, 2029.
F3: Represents RSUs granted to Mr. Rasmus under the Issuer's 2026 Omnibus Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement.
F4: 200,000 RSUs vest when the 30-Day VWAP equals $3.00 per share; 200,000 RSUs vest when the 30-Day VWAP equals $6.00 per share; and 200,000 RSUs vest when the 30-Day VWAP equals $9.00 per share, in each case, prior to the third anniversary of the date of grant. If the applicable 30-Day VWAP threshold is achieved prior to the first anniversary of the grant date, the RSUs that have become earned upon achievement of such threshold shall not vest until the first anniversary of the grant date.
F5: The RSUs vest in two equal installments on each of July 23, 2028, and July 23, 2029.
Hi-Crush Inc.
Report date July 10, 2020 · Filed July 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-07-10 · Disposition to issuer · Disposed 225,000 · Balance 0 F1: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-10 · Disposition to issuer · Disposed 270,239 · Balance 0 F1: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2026 Filed Jul 23, 2026 21:12 UTC | Arq, Inc. ARQ · Entity 2240 | GrantRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-26-000099 · wk-form4_1784841176.xml · derivative · entry 4 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires not disclosed F3 · derivative.exercise_price: Represents RSUs granted to Mr. Rasmus under the Issuer's 2026 Omnibus Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F5 · derivative.exercise_date: The RSUs vest in two equal installments on each of July 23, 2028, and July 23, 2029. F5 · derivative.expiration_date: The RSUs vest in two equal installments on each of July 23, 2028, and July 23, 2029. Read SEC document |
| July 23, 2026 Filed Jul 23, 2026 21:12 UTC | Arq, Inc. ARQ · Entity 2240 | GrantRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-26-000099 · wk-form4_1784841176.xml · derivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires not disclosed F3 · derivative.exercise_price: Represents RSUs granted to Mr. Rasmus under the Issuer's 2026 Omnibus Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F4 · derivative.exercise_date: 200,000 RSUs vest when the 30-Day VWAP equals $3.00 per share; 200,000 RSUs vest when the 30-Day VWAP equals $6.00 per share; and 200,000 RSUs vest when the 30-Day VWAP equals $9.00 per share, in each case, prior to the third anniversary of the date of grant. If the applicable 30-Day VWAP threshold is achieved prior to the first anniversary of the grant date, the RSUs that have become earned upon achievement of such threshold shall not vest until the first anniversary of the grant date. F4 · derivative.expiration_date: 200,000 RSUs vest when the 30-Day VWAP equals $3.00 per share; 200,000 RSUs vest when the 30-Day VWAP equals $6.00 per share; and 200,000 RSUs vest when the 30-Day VWAP equals $9.00 per share, in each case, prior to the third anniversary of the date of grant. If the applicable 30-Day VWAP threshold is achieved prior to the first anniversary of the grant date, the RSUs that have become earned upon achievement of such threshold shall not vest until the first anniversary of the grant date. Read SEC document |
| July 17, 2026 Filed Jul 23, 2026 21:12 UTC | Arq, Inc. ARQ · Entity 2240 | GrantRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-26-000099 · wk-form4_1784841176.xml · derivative · entry 2 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2029-07-17 F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to Mr. Rasmus as an employment inducement award (the "Inducement Award"). Each RSU comprising the Inducement Award represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of the Inducement Award, originally granted to Mr. Rasmus on July 17, 2023, to extend the expiration date of the Inducement Award from July 17, 2026, to July 17, 2029. The Inducement Award amendment may be deemed a cancellation of the original Inducement Award and grant of a replacement Inducement Award. Of the 400,000 RSUs comprising the Inducement Award, 250,000 RSUs shall vest when the 30-day volume weighted average price of the Issuer's Common Stock (the "30-Day VWAP") equals $10.00 per share and 150,000 RSUs shall vest when the 30-Day VWAP equals $15.00 per share, in each case, prior to July 17, 2029. Read SEC document |
| July 17, 2026 Filed Jul 23, 2026 21:12 UTC | Arq, Inc. ARQ · Entity 2240 | Disposition to issuerRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-26-000099 · wk-form4_1784841176.xml · derivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2026-07-17 F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to Mr. Rasmus as an employment inducement award (the "Inducement Award"). Each RSU comprising the Inducement Award represents the right to receive one share of the Issuer's Common Stock upon vesting and settlement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of the Inducement Award, originally granted to Mr. Rasmus on July 17, 2023, to extend the expiration date of the Inducement Award from July 17, 2026, to July 17, 2029. The Inducement Award amendment may be deemed a cancellation of the original Inducement Award and grant of a replacement Inducement Award. Of the 400,000 RSUs comprising the Inducement Award, 250,000 RSUs shall vest when the 30-day volume weighted average price of the Issuer's Common Stock (the "30-Day VWAP") equals $10.00 per share and 150,000 RSUs shall vest when the 30-Day VWAP equals $15.00 per share, in each case, prior to July 17, 2029. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 12:00 UTC | Arq, Inc. ARQ · Entity 2240 | Tax withholdingCommon Stock | 845 | $2.27 | $1,918.15 |
DisclosureSEC source: 0001515156-26-000035 · wk-form4_1774440009.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,937 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awards ("RSAs") on March 23, 2026. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 13:30 UTC | Arq, Inc. ARQ · Entity 2240 | PurchaseCommon Stock | 50,000 | $3.79 | $189,590.00 |
DisclosureSEC source: 0001515156-25-000142 · wk-form4_1762954239.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By RER Investments LLC Disclosed balance after: 70,718 F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $3.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: The shares of Common Stock reported on this row are held by RER Investments LLC ("RER Investments"). Mr. Rasmus, the Chief Executive Officer and a Director of the Issuer, is the ultimate control person of RER Investments, and an indirect beneficial owner of these shares. Mr. Rasmus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:45 UTC | Arq, Inc. ARQ · Entity 2240 | PurchaseCommon Stock | 25,000 | $4.10 | $102,500.00 |
DisclosureSEC source: 0001515156-25-000078 · wk-form4_1748465128.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,782 F1 · kind: The reported transaction represents a privately negotiated purchase of 25,000 shares of common stock of the Issuer from another non-affiliated holder of the Issuer's common stock at the negotiated price of $4.10 per share. Read SEC document |
| May 14, 2025 Filed May 15, 2025 20:30 UTC | Arq, Inc. ARQ · Entity 2240 | PurchaseCommon Stock | 12,535 | $3.93 | $49,262.55 |
DisclosureSEC source: 0001515156-25-000069 · wk-form4_1747341051.xml · nonDerivative · entry 4 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · RER Investments LLC Disclosed balance after: 20,718 F2 · ownership.nature: The shares of Common Stock reported on this row are held by RER Investments LLC ("RER Investments"). Mr. Rasmus is the ultimate control person of RER Investments, and an indirect beneficial owner of these shares. Mr. Rasmus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:30 UTC | Arq, Inc. ARQ · Entity 2240 | PurchaseCommon Stock | 2,921 | $4.00 | $11,684.00 |
DisclosureSEC source: 0001515156-25-000069 · wk-form4_1747341051.xml · nonDerivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · RER Investments LLC Disclosed balance after: 8,183 F2 · ownership.nature: The shares of Common Stock reported on this row are held by RER Investments LLC ("RER Investments"). Mr. Rasmus is the ultimate control person of RER Investments, and an indirect beneficial owner of these shares. Mr. Rasmus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2025 Filed May 13, 2025 20:30 UTC | Arq, Inc. ARQ · Entity 2240 | PurchaseCommon Stock | 4,680 | $4.00 | $18,720.00 |
DisclosureSEC source: 0001515156-25-000064 · wk-form4_1747168224.xml · nonDerivative · entry 4 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · RER Investments LLC Disclosed balance after: 5,262 F2 · ownership.nature: The shares of Common Stock reported on this row are held by RER Investments LLC ("RER Investments"). Mr. Rasmus is the ultimate control person of RER Investments, and an indirect beneficial owner of these shares. Mr. Rasmus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 09, 2025 Filed May 13, 2025 20:30 UTC | Arq, Inc. ARQ · Entity 2240 | PurchaseCommon Stock | 582 | $3.60 | $2,095.20 |
DisclosureSEC source: 0001515156-25-000064 · wk-form4_1747168224.xml · nonDerivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · RER Investments LLC Disclosed balance after: 582 F2 · ownership.nature: The shares of Common Stock reported on this row are held by RER Investments LLC ("RER Investments"). Mr. Rasmus is the ultimate control person of RER Investments, and an indirect beneficial owner of these shares. Mr. Rasmus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 21:58 UTC | Arq, Inc. ARQ · Entity 2240 | GrantPerformance Share Units · Derivative | 4,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-25-000024 · wk-form4_1742939913.xml · derivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,990 Underlying: Common Stock · 9,980 shares Expires 2028-03-10 F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2028 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2027. F1 · shares: Represents restricted stock awards granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. The restricted stock awards shall vest in three equal annual installments, beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2028 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2027. F3 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2028 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2027. F4 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 21:58 UTC | Arq, Inc. ARQ · Entity 2240 | GrantCommon Stock | 4,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-25-000024 · wk-form4_1742939913.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 455,782 F1 · shares: Represents restricted stock awards granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. The restricted stock awards shall vest in three equal annual installments, beginning on the first anniversary of the grant date. Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 12:31 UTC | Arq, Inc. ARQ · Entity 2240 | PurchaseCommon Stock | 25,000 | $5.25 | $131,250.00 |
DisclosureSEC source: 0001515156-24-000166 · wk-form4_1727181112.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,792 F1 · shares: Shares were purchased in the Issuer's underwritten public offering of common stock. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:45 UTC | Arq, Inc. ARQ · Entity 2240 | GrantPerformance Share Units · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000135 · wk-form4_1722897928.xml · derivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 7,142 shares Expires 2027-03-10 F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F3 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026. F4 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 22:45 UTC | Arq, Inc. ARQ · Entity 2240 | GrantCommon Stock | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000135 · wk-form4_1722897928.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,792 F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 22:43 UTC | Arq, Inc. ADES · Entity 2240 | GrantRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000099 · wk-form4_1689806603.xml · derivative · entry 4 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F4 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to Mr. Rasmus as an employment inducement award. Each RSU represents the right to receive one share of Common Stock upon vesting and settlement. F5 · derivative.exercise_date: 250,000 RSUs vest when the volume weighted average price ("VWAP") of the Common Stock over a 30-day period equals $10.00 per share and 150,000 RSUs vest when the VWAP over a 30-day period equals $15.00 per share, in each case, prior to the third anniversary of the date of grant. F5 · derivative.expiration_date: 250,000 RSUs vest when the volume weighted average price ("VWAP") of the Common Stock over a 30-day period equals $10.00 per share and 150,000 RSUs vest when the VWAP over a 30-day period equals $15.00 per share, in each case, prior to the third anniversary of the date of grant. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 22:43 UTC | Arq, Inc. ADES · Entity 2240 | GrantStock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000099 · wk-form4_1689806603.xml · derivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2033-07-17 F3 · derivative.exercise_date: Represents options to purchase Common Stock granted to Mr. Rasmus as an employment inducement award. The options will vest ratably in three equal annual installments on each anniversary of the date of grant. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 22:43 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 527,779 | $1.89 | $999,982.87 |
DisclosureSEC source: 0001515156-23-000099 · wk-form4_1689806603.xml · nonDerivative · entry 2 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By RER Legacy Investments II LLC. Disclosed balance after: 527,779 F1 · kind: Mr. Rasmus agreed to acquire the shares of the Issuer's common stock, par value $0.001 (the "Common Stock"), reported on this row from the Company for cash pursuant to a subscription agreement entered into with the Issuer. F2 · ownership.nature: The shares of Common Stock reported on this row are held by RER Legacy Investments II LLC ("RER Legacy"). Mr. Rasmus is the ultimate control person of RER Legacy, and an indirect beneficial owner of these shares. Mr. Rasmus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 22:43 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 422,221 | $1.89 | $799,982.13 |
DisclosureSEC source: 0001515156-23-000099 · wk-form4_1689806603.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,221 F1 · kind: Mr. Rasmus agreed to acquire the shares of the Issuer's common stock, par value $0.001 (the "Common Stock"), reported on this row from the Company for cash pursuant to a subscription agreement entered into with the Issuer. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 16:39 UTC | Hi-Crush Inc. HCR · Entity 147827 | Disposition to issuerRestricted Stock Units · Derivative | 270,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-20-000047 · wf-form4_159475913365618.xml · derivative · entry 2 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 270,239 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. F1 · derivative.exercise_date: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. F1 · derivative.expiration_date: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 16:39 UTC | Hi-Crush Inc. HCR · Entity 147827 | Disposition to issuerPerformance Share Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-20-000047 · wf-form4_159475913365618.xml · derivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 225,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. F1 · derivative.exercise_date: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. F1 · derivative.expiration_date: Pursuant to the Executive Retention Agreement between the reporting person and Hi-Crush Services LLC, a subsidiary of Hi-Crush Inc. (the "Issuer"), the Issuer made a one-time cash payment, subject to repayment based on certain conditions, to the reporting person in exchange for the forfeiture of all outstanding equity awards granted by the Issuer, the forfeiture of an annual cash bonus opportunity for 2020 and continued service with the Issuer or one of its subsidiaries. Read SEC document |
| January 29, 2020 Filed Feb 3, 2020 07:18 UTC | Hi-Crush Inc. HCR · Entity 147827 | Exercise / conversionPerformance Share Units · Derivative | 52,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-20-000012 · wf-form4_158073231524156.xml · derivative · entry 5 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 52,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis. F1 · shares: The reporting person is a participant in Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 85,714 performance-based phantom units on December 14, 2017, under the Plan, which were subsequently converted to performance share units ("PSUs") on May 31, 2019. The PSUs vested based on the Company's performance compared to the performance of entities in a designated peer group for the three-year vesting period ending December 31, 2019. Sixty-one percent of such PSU's vested and settled on January 29, 2020 and the remaining thirty-nine percent of such PSU's expired on that date. Each PSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F1 · derivative.exercise_date: The reporting person is a participant in Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 85,714 performance-based phantom units on December 14, 2017, under the Plan, which were subsequently converted to performance share units ("PSUs") on May 31, 2019. The PSUs vested based on the Company's performance compared to the performance of entities in a designated peer group for the three-year vesting period ending December 31, 2019. Sixty-one percent of such PSU's vested and settled on January 29, 2020 and the remaining thirty-nine percent of such PSU's expired on that date. Each PSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F2 · derivative.exercise_date: PSUs convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: The reporting person is a participant in Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 85,714 performance-based phantom units on December 14, 2017, under the Plan, which were subsequently converted to performance share units ("PSUs") on May 31, 2019. The PSUs vested based on the Company's performance compared to the performance of entities in a designated peer group for the three-year vesting period ending December 31, 2019. Sixty-one percent of such PSU's vested and settled on January 29, 2020 and the remaining thirty-nine percent of such PSU's expired on that date. Each PSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F2 · derivative.expiration_date: PSUs convert into common stock on a one-for-one basis. F6 · balance_after: Includes all PSUs beneficially owned by the reporting person following this reported transaction, including previously reported PSUs with varying vesting terms, but excludes any restricted share units ("RSUs") beneficially owned by the reporting person. Read SEC document |
| January 29, 2020 Filed Feb 3, 2020 07:18 UTC | Hi-Crush Inc. HCR · Entity 147827 | Exercise / conversionCommon Stock | 52,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-20-000012 · wf-form4_158073231524156.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person is a participant in Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 85,714 performance-based phantom units on December 14, 2017, under the Plan, which were subsequently converted to performance share units ("PSUs") on May 31, 2019. The PSUs vested based on the Company's performance compared to the performance of entities in a designated peer group for the three-year vesting period ending December 31, 2019. Sixty-one percent of such PSU's vested and settled on January 29, 2020 and the remaining thirty-nine percent of such PSU's expired on that date. Each PSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2019 Filed Dec 17, 2019 16:20 UTC | Hi-Crush Inc. HCR · Entity 147827 | Exercise / conversionRestricted Stock Units · Derivative | 45,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-19-000088 · wf-form4_157661759207702.xml · derivative · entry 5 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,239 Underlying: Common Stock · 45,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: The reporting person is a participant in the Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 90,476 time-based phantom units on December 14, 2017, under the Plan, which were subsequently converted to restricted stock units ("RSUs") on May 31, 2019. Fifty percent of such RSUs vested on December 14, 2019. Each RSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F2 · derivative.exercise_date: RSUs convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: RSUs convert into common stock on a one-for-one basis. F6 · balance_after: Includes all RSUs beneficially owned by the reporting person following this reported transaction, including previously reported RSUs with varying vesting terms, but excludes any performance share units ("PSUs") beneficially owned by the reporting person. Read SEC document |
| December 14, 2019 Filed Dec 17, 2019 16:20 UTC | Hi-Crush Inc. HCR · Entity 147827 | Exercise / conversionCommon Stock | 45,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-19-000088 · wf-form4_157661759207702.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person is a participant in the Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 90,476 time-based phantom units on December 14, 2017, under the Plan, which were subsequently converted to restricted stock units ("RSUs") on May 31, 2019. Fifty percent of such RSUs vested on December 14, 2019. Each RSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 16:08 UTC | Hi-Crush Inc. HCR · Entity 147827 | PurchaseCommon Stock | 50,000 | $1.02 | $50,940.00 |
DisclosureSEC source: 0001549848-19-000078 · wf-form4_157367930255965.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,044 Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 16:23 UTC | Hi-Crush Inc. HCR · Entity 147827 | Exercise / conversionRestricted Stock Units · Derivative | 43,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-19-000070 · wf-form4_156875181713010.xml · derivative · entry 5 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,476 Underlying: Common Stock · 43,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: The reporting person is a participant in the Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 87,709 time-based phantom units on September 14, 2016, under the Plan, which were subsequently converted to restricted stock units ("RSUs") on May 31, 2019. Fifty percent of such RSUs vested on September 13, 2019. Each RSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F2 · derivative.exercise_date: RSUs convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: RSUs convert into common stock on a one-for-one basis. F6 · balance_after: Includes all RSUs beneficially owned by the reporting person following this reported transaction, including previously reported RSUs with varying vesting terms, but excludes any performance share units ("PSUs") beneficially owned by the reporting person. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 16:23 UTC | Hi-Crush Inc. HCR · Entity 147827 | Exercise / conversionCommon Stock | 43,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-19-000070 · wf-form4_156875181713010.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person is a participant in the Hi-Crush Inc.'s Long Term Incentive Plan (the "Plan") and received 87,709 time-based phantom units on September 14, 2016, under the Plan, which were subsequently converted to restricted stock units ("RSUs") on May 31, 2019. Fifty percent of such RSUs vested on September 13, 2019. Each RSU represents the right to receive, upon vesting, one share of common stock, along with tandem distribution equivalent rights. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 14:01 UTC | Hi-Crush Inc. HCR · Entity 147827 | PurchaseCommon Stock | 100,000 | $1.63 | $163,000.00 |
DisclosureSEC source: 0001549848-19-000050 · wf-form4_155993045636185.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,189 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.59-$1.675, inclusive. The reporting person undertakes to provide to Hi-Crush Inc., any security holder of Hi-Crush Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 17:15 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionPhantom Units · Derivative | 47,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-19-000023 · wf-form4_154931851808216.xml · derivative · entry 5 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,045 Underlying: Common Units · 47,939 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. F5 · shares: The Reporting Person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan and received 49,936 phantom units on September 14, 2016 (the "2016 Performance Award") vesting based on the Partnership's performance compared to the performance of entities in a designated peer group for the three-year period ending December 31, 2018. 96% of the 2016 Performance Award phantom units vested and settled on February 1, 2019 and the remaining 4% of the 2016 Performance Award phantom units expired on that date. Each phantom unit represents the right to receive, upon vesting, one Common Unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The vesting phantom units expire upon settlement. F1 · price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. F6 · balance_after: Includes all phantom units beneficially owned by the Reporting Person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 17:15 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionCommon Units representing limited partner interests | 47,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-19-000023 · wf-form4_154931851808216.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 16:12 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-18-000107 · wf-form4_154585873539636.xml · derivative · entry 2 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,981 Underlying: Common Units · 225,000 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person received 225,000 phantom units on December 21, 2018. If the reporting person remains employed on December 21, 2020, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 21, 2021, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F3 · derivative.exercise_date: The reporting person received 225,000 phantom units on December 21, 2018. If the reporting person remains employed on December 21, 2020, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 21, 2021, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F3 · derivative.expiration_date: The reporting person received 225,000 phantom units on December 21, 2018. If the reporting person remains employed on December 21, 2020, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 21, 2021, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 16:12 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-18-000107 · wf-form4_154585873539636.xml · derivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,981 Underlying: Common Units · 225,000 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person is a participant in the Partnership's First Amended and Restated Long-Term Incentive Plan and received 225,000 phantom units on December 21, 2018. The phantom units vest as follows: if the Partnership's performance for the period from January 1, 2019-December 31, 2021 compared to the performance of entities in a designated peer group is(a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F1 · derivative.exercise_date: The reporting person is a participant in the Partnership's First Amended and Restated Long-Term Incentive Plan and received 225,000 phantom units on December 21, 2018. The phantom units vest as follows: if the Partnership's performance for the period from January 1, 2019-December 31, 2021 compared to the performance of entities in a designated peer group is(a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F1 · derivative.expiration_date: The reporting person is a participant in the Partnership's First Amended and Restated Long-Term Incentive Plan and received 225,000 phantom units on December 21, 2018. The phantom units vest as follows: if the Partnership's performance for the period from January 1, 2019-December 31, 2021 compared to the performance of entities in a designated peer group is(a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| October 21, 2018 Filed Oct 23, 2018 17:28 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantCommon Units representing limited partner interests | 1,405,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-18-000093 · wf-form4_154033011257846.xml · nonDerivative · entry 2 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote ( Disclosed balance after: 4,045,171 F1 · kind: On October 21, 2018, Hi-Crush Partners LP (the "Partnership") entered into a Contribution Agreement (the "Contribution Agreement") with Hi-Crush Proppants LLC (the "Sponsor"), Hi-Crush Augusta Acquisition Co. LLC and certain persons (the "Contributor Parties") collectively holding all of the then outstanding membership interests in Sponsor (collectively, the "Subject Units"). Pursuant to the Contribution Agreement, among other things, the Contributor Parties agreed to contribute the Subject Units to the Partnership in exchange for an aggregate of 11,000,000 common units representing limited partnership interests in the Partnership ("Common Units") issued by the Partnership (such contributions, collectively, the "Contribution") based off of a $8.75 per unit. The Reporting Person held 12.7811% of the Subject Units and received 1,405,921 Common Units in exchange for his Subject Units. F1 · price: On October 21, 2018, Hi-Crush Partners LP (the "Partnership") entered into a Contribution Agreement (the "Contribution Agreement") with Hi-Crush Proppants LLC (the "Sponsor"), Hi-Crush Augusta Acquisition Co. LLC and certain persons (the "Contributor Parties") collectively holding all of the then outstanding membership interests in Sponsor (collectively, the "Subject Units"). Pursuant to the Contribution Agreement, among other things, the Contributor Parties agreed to contribute the Subject Units to the Partnership in exchange for an aggregate of 11,000,000 common units representing limited partnership interests in the Partnership ("Common Units") issued by the Partnership (such contributions, collectively, the "Contribution") based off of a $8.75 per unit. The Reporting Person held 12.7811% of the Subject Units and received 1,405,921 Common Units in exchange for his Subject Units. F2 · ownership.nature: The Common Units are held by RER Legacy Investments LLC ("RER LLC"). The Reporting Person is a member of RER LLC and may be deemed the benficial owner of the Common Units held by RER LLC. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 16:13 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionPhantom Units · Derivative | 43,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-18-000070 · wf-form4_153730161024200.xml · derivative · entry 5 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,981 Underlying: Common Units · 43,854 shares Expires 2018-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. F5 · shares: The Reporting Person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan (the "Plan") and received 87,709 phantom units on September 14, 2016 under the Plan. Each phantom unit represents the right to receive, upon vesting, one Common Unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. 50% of such Phantom Units vested on September 14, 2018 as the Reporting Person remained employed during the two-year period. The phantom units expire upon settlement. F1 · price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. F6 · balance_after: Includes all phantom units beneficially owned by the Reporting Person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 16:13 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionCommon Units representing limited partner interests | 43,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-18-000070 · wf-form4_153730161024200.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 18:45 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionPhantom Units · Derivative | 27,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-18-000021 · wf-form4_151865190629282.xml · derivative · entry 5 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,835 Underlying: Common Units · 27,675 shares Expires 2018-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. F5 · shares: The Reporting Person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan and received 30,750 phantom units on February 13, 2015 (the "2015 Performance Award") vesting based on the Partnership's performance compared to the performance of entities in a designated peer group for the three-year period ending December 31, 2017. 90% of the 2015 Performance Award phantom units vested and settled on February 13, 2018 and the remaining 10% of the 2015 Performance Award phantom units expired on that date. Each phantom unit represents the right to receive, upon vesting, one Common Unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The vesting phantom units expire upon settlement. F1 · price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. F6 · balance_after: Includes all phantom units beneficially owned by the Reporting Person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 18:45 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionCommon Units representing limited partner interests | 27,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549848-18-000021 · wf-form4_151865190629282.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of, and was settled for, one Common Unit representing limited partner interests in the Partnership. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:42 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-17-000131 · wf-form4_151363695576963.xml · derivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,585 Underlying: Common Units · 33,333 shares Expires not disclosed F4 · derivative.exercise_price: The reporting person received a one-time award of time-based vesting value of 33,333 phantom units on December 14, 2017, in addition to the annual long-term value granted (as discussed above in footnote 3). If the reporting person remains employed on December 14, 2019, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 14, 2020, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F4 · derivative.exercise_date: The reporting person received a one-time award of time-based vesting value of 33,333 phantom units on December 14, 2017, in addition to the annual long-term value granted (as discussed above in footnote 3). If the reporting person remains employed on December 14, 2019, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 14, 2020, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F4 · derivative.expiration_date: The reporting person received a one-time award of time-based vesting value of 33,333 phantom units on December 14, 2017, in addition to the annual long-term value granted (as discussed above in footnote 3). If the reporting person remains employed on December 14, 2019, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 14, 2020, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:42 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 57,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-17-000131 · wf-form4_151363695576963.xml · derivative · entry 2 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,252 Underlying: Common Units · 57,143 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person received 57,143 phantom units on December 14, 2017. If the reporting person remains employed on December 14, 2019, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 14, 2020, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F3 · derivative.exercise_date: The reporting person received 57,143 phantom units on December 14, 2017. If the reporting person remains employed on December 14, 2019, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 14, 2020, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F3 · derivative.expiration_date: The reporting person received 57,143 phantom units on December 14, 2017. If the reporting person remains employed on December 14, 2019, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on December 14, 2020, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:42 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-17-000131 · wf-form4_151363695576963.xml · derivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,109 Underlying: Common Units · 85,714 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person is a participant in the Partnership's First Amended and Restated Long-Term Incentive Plan and received 85,714 phantom units on December 14, 2017. The phantom units vest as follows: if the Partnership's performance on average for each calendar quarter for the three-year period ending December 31, 2019 compared to the performance of entities in a designated peer group is (a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F1 · derivative.exercise_date: The reporting person is a participant in the Partnership's First Amended and Restated Long-Term Incentive Plan and received 85,714 phantom units on December 14, 2017. The phantom units vest as follows: if the Partnership's performance on average for each calendar quarter for the three-year period ending December 31, 2019 compared to the performance of entities in a designated peer group is (a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F1 · derivative.expiration_date: The reporting person is a participant in the Partnership's First Amended and Restated Long-Term Incentive Plan and received 85,714 phantom units on December 14, 2017. The phantom units vest as follows: if the Partnership's performance on average for each calendar quarter for the three-year period ending December 31, 2019 compared to the performance of entities in a designated peer group is (a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 18:15 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPurchase Rights for Units · Derivative | 30,000 | $0.00 Strike: $7.82 | $0.00 |
DisclosureSEC source: 0001549848-17-000111 · wf-form4_150577290112342.xml · derivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Units · 30,000 shares Expires 2018-11-15 F1 · shares: The reporting person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan (the "Plan") and has elected to participate in the Hi-Crush Partners LP Second 2017 Unit Purchase Program (the "Second 2017 UPP") adopted under the Plan. On September 14, 2017, the reporting person was granted the right to purchase, on November 15, 2018 at $7.82 per common unit, up to the number of common units that are equal to (I) the sum of: (A)(i) the reporting person's elected percentage of compensation multiplied by (ii) the reporting person's actual eligible compensation during the period of the Second 2017 UPP's applicability, plus (B) the dollar amount remaining in the reporting person's prior 2017 UPP account as of September 14, 2017 that was applied to the reporting person's Second 2017 UPP account, divided by (II) 7.82; provided that such number of common units shall be capped at 30,000 common units. F2 · shares: The number of derivative securities acquired and underlying common units reported on this Form 4 for the reporting person is based on the application of the foregoing formula using the reporting person's current elected percentage of compensation and current amount of eligible compensation, but may increase due to increases in the reporting person's actual eligible compensation or be reduced based on reductions in the reporting person's elected percentage of compensation or amount of actual eligible compensation, or any withdrawals by the reporting person. F3 · derivative.expiration_date: The purchase right is only exercisable on November 15, 2018 and does not continue thereafter. F1 · derivative.underlying_shares: The reporting person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan (the "Plan") and has elected to participate in the Hi-Crush Partners LP Second 2017 Unit Purchase Program (the "Second 2017 UPP") adopted under the Plan. On September 14, 2017, the reporting person was granted the right to purchase, on November 15, 2018 at $7.82 per common unit, up to the number of common units that are equal to (I) the sum of: (A)(i) the reporting person's elected percentage of compensation multiplied by (ii) the reporting person's actual eligible compensation during the period of the Second 2017 UPP's applicability, plus (B) the dollar amount remaining in the reporting person's prior 2017 UPP account as of September 14, 2017 that was applied to the reporting person's Second 2017 UPP account, divided by (II) 7.82; provided that such number of common units shall be capped at 30,000 common units. F2 · derivative.underlying_shares: The number of derivative securities acquired and underlying common units reported on this Form 4 for the reporting person is based on the application of the foregoing formula using the reporting person's current elected percentage of compensation and current amount of eligible compensation, but may increase due to increases in the reporting person's actual eligible compensation or be reduced based on reductions in the reporting person's elected percentage of compensation or amount of actual eligible compensation, or any withdrawals by the reporting person. F1 · balance_after: The reporting person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan (the "Plan") and has elected to participate in the Hi-Crush Partners LP Second 2017 Unit Purchase Program (the "Second 2017 UPP") adopted under the Plan. On September 14, 2017, the reporting person was granted the right to purchase, on November 15, 2018 at $7.82 per common unit, up to the number of common units that are equal to (I) the sum of: (A)(i) the reporting person's elected percentage of compensation multiplied by (ii) the reporting person's actual eligible compensation during the period of the Second 2017 UPP's applicability, plus (B) the dollar amount remaining in the reporting person's prior 2017 UPP account as of September 14, 2017 that was applied to the reporting person's Second 2017 UPP account, divided by (II) 7.82; provided that such number of common units shall be capped at 30,000 common units. F2 · balance_after: The number of derivative securities acquired and underlying common units reported on this Form 4 for the reporting person is based on the application of the foregoing formula using the reporting person's current elected percentage of compensation and current amount of eligible compensation, but may increase due to increases in the reporting person's actual eligible compensation or be reduced based on reductions in the reporting person's elected percentage of compensation or amount of actual eligible compensation, or any withdrawals by the reporting person. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:17 UTC | Hi-Crush Inc. HCLP · Entity 147827 | OtherCommon Units representing limited partner interests | 2,639,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-012564 · doc4.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,639,250 F1 · kind: On May 5, 2017, Hi-Crush Proppants LLC ("Proppants") distributed 2,639,250 common units representing limited partner interests (the "Common Units") to the Reporting Person. The Common Units reported hereby were transferred to the Reporting Person in connection with an in-kind distribution (the "Distribution") by Proppants to its members. F1 · shares: On May 5, 2017, Hi-Crush Proppants LLC ("Proppants") distributed 2,639,250 common units representing limited partner interests (the "Common Units") to the Reporting Person. The Common Units reported hereby were transferred to the Reporting Person in connection with an in-kind distribution (the "Distribution") by Proppants to its members. F1 · price: On May 5, 2017, Hi-Crush Proppants LLC ("Proppants") distributed 2,639,250 common units representing limited partner interests (the "Common Units") to the Reporting Person. The Common Units reported hereby were transferred to the Reporting Person in connection with an in-kind distribution (the "Distribution") by Proppants to its members. F2 · ownership.nature: The Common Units distributed to the Reporting Person in the Distribution are owned by RER Legacy Investments LLC ("RER LLC"). The Reporting Person is a member of RER LLC and may be deemed the beneficial owner of the Common Units held by RER LLC. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 16:22 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPurchase Rights for Units · Derivative | 13,277 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001549848-17-000053 · wf-form4_148960933719869.xml · derivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,277 Underlying: Common Units · 13,277 shares Expires 2018-05-23 F1 · shares: The reporting person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan (the "Plan") and has elected to participate in the Hi-Crush Partners LP 2017 Unit Purchase Program (the "2017 UPP") adopted under the Plan. On March 13, 2017, the reporting person was granted the right to purchase, on May 23, 2018 at $13.18 per common unit, up to the number of common units that are equal to (i) the reporting person's elected percentage of compensation multiplied by (ii) his actual eligible compensation during the period of the 2017 UPP's applicability divided by (iii) $13.18; provided that such number of common units shall be capped at 20,000 common units. F2 · shares: The number of derivative securities acquired and underlying common units reported on this Form 4 for the reporting person is based on the application of the foregoing formula using the reporting person's current elected percentage of compensation and amount of eligible compensation, but may increase due to increases in the reporting person's actual eligible compensation or be reduced based on reductions in the reporting person's elected percentage of compensation or amount of actual eligible compensation. F3 · derivative.expiration_date: The purchase right is only exercisable on May 23, 2018 and does not continue thereafter. F1 · derivative.underlying_shares: The reporting person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan (the "Plan") and has elected to participate in the Hi-Crush Partners LP 2017 Unit Purchase Program (the "2017 UPP") adopted under the Plan. On March 13, 2017, the reporting person was granted the right to purchase, on May 23, 2018 at $13.18 per common unit, up to the number of common units that are equal to (i) the reporting person's elected percentage of compensation multiplied by (ii) his actual eligible compensation during the period of the 2017 UPP's applicability divided by (iii) $13.18; provided that such number of common units shall be capped at 20,000 common units. F2 · derivative.underlying_shares: The number of derivative securities acquired and underlying common units reported on this Form 4 for the reporting person is based on the application of the foregoing formula using the reporting person's current elected percentage of compensation and amount of eligible compensation, but may increase due to increases in the reporting person's actual eligible compensation or be reduced based on reductions in the reporting person's elected percentage of compensation or amount of actual eligible compensation. F1 · balance_after: The reporting person is a participant in the Hi-Crush Partners LP First Amended and Restated Long-Term Incentive Plan (the "Plan") and has elected to participate in the Hi-Crush Partners LP 2017 Unit Purchase Program (the "2017 UPP") adopted under the Plan. On March 13, 2017, the reporting person was granted the right to purchase, on May 23, 2018 at $13.18 per common unit, up to the number of common units that are equal to (i) the reporting person's elected percentage of compensation multiplied by (ii) his actual eligible compensation during the period of the 2017 UPP's applicability divided by (iii) $13.18; provided that such number of common units shall be capped at 20,000 common units. F2 · balance_after: The number of derivative securities acquired and underlying common units reported on this Form 4 for the reporting person is based on the application of the foregoing formula using the reporting person's current elected percentage of compensation and amount of eligible compensation, but may increase due to increases in the reporting person's actual eligible compensation or be reduced based on reductions in the reporting person's elected percentage of compensation or amount of actual eligible compensation. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:58 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionPurchase Rights for Units · Derivative | 20,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001549848-17-000036 · wf-form4_148850268254620.xml · derivative · entry 4 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 20,000 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of purchase rights for common units exempt under Rule 16b-3. F2 · shares: On December 14, 2015, the reporting person was granted the right to purchase, on February 28, 2017, at $5.14 per common unit, up to the number of common units that are equal to (i) the reporting person's aggregate dollar amount of contributions made to the Hi-Crush Partners LP Unit Purchase Program ("UPP") during the period of the UPP's applicability divided by (ii) 5.14; provided that such number of common units shall be capped at 20,000 common units. Based on the application of the foregoing formula on the February 28, 2017 purchase date, the reporting person had the right to purchase, and did purchase, 20,000 common units. F2 · derivative.exercise_date: On December 14, 2015, the reporting person was granted the right to purchase, on February 28, 2017, at $5.14 per common unit, up to the number of common units that are equal to (i) the reporting person's aggregate dollar amount of contributions made to the Hi-Crush Partners LP Unit Purchase Program ("UPP") during the period of the UPP's applicability divided by (ii) 5.14; provided that such number of common units shall be capped at 20,000 common units. Based on the application of the foregoing formula on the February 28, 2017 purchase date, the reporting person had the right to purchase, and did purchase, 20,000 common units. F2 · derivative.expiration_date: On December 14, 2015, the reporting person was granted the right to purchase, on February 28, 2017, at $5.14 per common unit, up to the number of common units that are equal to (i) the reporting person's aggregate dollar amount of contributions made to the Hi-Crush Partners LP Unit Purchase Program ("UPP") during the period of the UPP's applicability divided by (ii) 5.14; provided that such number of common units shall be capped at 20,000 common units. Based on the application of the foregoing formula on the February 28, 2017 purchase date, the reporting person had the right to purchase, and did purchase, 20,000 common units. F2 · derivative.underlying_shares: On December 14, 2015, the reporting person was granted the right to purchase, on February 28, 2017, at $5.14 per common unit, up to the number of common units that are equal to (i) the reporting person's aggregate dollar amount of contributions made to the Hi-Crush Partners LP Unit Purchase Program ("UPP") during the period of the UPP's applicability divided by (ii) 5.14; provided that such number of common units shall be capped at 20,000 common units. Based on the application of the foregoing formula on the February 28, 2017 purchase date, the reporting person had the right to purchase, and did purchase, 20,000 common units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:58 UTC | Hi-Crush Inc. HCLP · Entity 147827 | Exercise / conversionCommon Units representing limited partner interests | 20,000 | $5.14 | $102,800.00 |
DisclosureSEC source: 0001549848-17-000036 · wf-form4_148850268254620.xml · nonDerivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of purchase rights for common units exempt under Rule 16b-3. F2 · shares: On December 14, 2015, the reporting person was granted the right to purchase, on February 28, 2017, at $5.14 per common unit, up to the number of common units that are equal to (i) the reporting person's aggregate dollar amount of contributions made to the Hi-Crush Partners LP Unit Purchase Program ("UPP") during the period of the UPP's applicability divided by (ii) 5.14; provided that such number of common units shall be capped at 20,000 common units. Based on the application of the foregoing formula on the February 28, 2017 purchase date, the reporting person had the right to purchase, and did purchase, 20,000 common units. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:37 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 54,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-16-000144 · wf-form4_147407262831215.xml · derivative · entry 3 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,039 Underlying: Common Units · 54,418 shares Expires not disclosed F4 · derivative.exercise_price: The reporting person received a one-time award of time-based vesting value, in addition to the annual long-term value granted, of 54,418 phantom units on September 14, 2016. If the reporting person remains employed on September 14, 2018, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on September 14, 2019, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F4 · derivative.exercise_date: The reporting person received a one-time award of time-based vesting value, in addition to the annual long-term value granted, of 54,418 phantom units on September 14, 2016. If the reporting person remains employed on September 14, 2018, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on September 14, 2019, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F4 · derivative.expiration_date: The reporting person received a one-time award of time-based vesting value, in addition to the annual long-term value granted, of 54,418 phantom units on September 14, 2016. If the reporting person remains employed on September 14, 2018, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on September 14, 2019, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:37 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 33,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-16-000144 · wf-form4_147407262831215.xml · derivative · entry 2 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,621 Underlying: Common Units · 33,291 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person received 33,291 phantom units on September 14, 2016. If the reporting person remains employed on September 14, 2018, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on September 14, 2019, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F3 · derivative.exercise_date: The reporting person received 33,291 phantom units on September 14, 2016. If the reporting person remains employed on September 14, 2018, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on September 14, 2019, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F3 · derivative.expiration_date: The reporting person received 33,291 phantom units on September 14, 2016. If the reporting person remains employed on September 14, 2018, 50% of the phantom units will vest at the end of such two-year vesting period, and if the reporting person remains employed on September 14, 2019, the remaining 50% of the phantom units will vest at the end of such three-year vesting period. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:37 UTC | Hi-Crush Inc. HCLP · Entity 147827 | GrantPhantom Units · Derivative | 49,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001549848-16-000144 · wf-form4_147407262831215.xml · derivative · entry 1 Rasmus Robert E. · CIK 0001555130 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,330 Underlying: Common Units · 49,936 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person is a participant in the Partnership's Long-Term Incentive Plan (the "Plan") and received 49,936 phantom units on September 14, 2016. The phantom units vest as follows: if the Partnership's performance on average for each calendar quarter for the three-year period ending December 31, 2018 compared to the performance of entities in a designated peer group is (a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F1 · derivative.exercise_date: The reporting person is a participant in the Partnership's Long-Term Incentive Plan (the "Plan") and received 49,936 phantom units on September 14, 2016. The phantom units vest as follows: if the Partnership's performance on average for each calendar quarter for the three-year period ending December 31, 2018 compared to the performance of entities in a designated peer group is (a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F1 · derivative.expiration_date: The reporting person is a participant in the Partnership's Long-Term Incentive Plan (the "Plan") and received 49,936 phantom units on September 14, 2016. The phantom units vest as follows: if the Partnership's performance on average for each calendar quarter for the three-year period ending December 31, 2018 compared to the performance of entities in a designated peer group is (a) at the 75th percentile or above, 200% of the phantom units will vest, (b) at the 50th percentile, 100% of the units will vest, (c) at the 25th percentile, 50% of the units will vest, or (d) below the 25th percentile, 0% of the units will vest. The number of phantom units that will vest between applicable percentiles will be determined by straight-line interpolation. Each phantom unit represents the right to receive, upon vesting, one common unit representing limited partner interests in the Partnership, along with tandem distribution equivalent rights. The phantom units expire upon settlement. F2 · balance_after: Includes all phantom units beneficially owned by the reporting person following this reported transaction, including previously reported phantom units with varying vesting terms. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.