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Archrock, Inc.

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3837
SEC CIK
0001389050
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2018 Filed Mar 6, 2018 17:20 UTC
Rice Robert EdwardSenior Vice President
Tax withholdingCommon Stock 5,754 $9.50 $54,663.00
Disclosure

SEC source: 0001389050-18-000020 · wf-form4_152035680178351.xml · nonDerivative · entry 2

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,535

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 17:15 UTC
Ingersoll JasonSenior Vice President
Tax withholdingCommon Stock 3,100 $9.50 $29,450.00
Disclosure

SEC source: 0001389050-18-000019 · wf-form4_152035645451073.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,938

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:16 UTC GrantCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000013 · wf-form4_152029178060557.xml · nonDerivative · entry 1

LYTAL JAMES H · CIK 0001006299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,803

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 23:07 UTC GrantCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000008 · wf-form4_152029121206473.xml · nonDerivative · entry 1

Ainsworth Anne-Marie · CIK 0001476458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,803

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:11 UTC GrantCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000010 · wf-form4_152029146117008.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,631

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 23:18 UTC GrantCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000014 · wf-form4_152029188493627.xml · nonDerivative · entry 1

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,951

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:13 UTC GrantCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000011 · wf-form4_152029155943465.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,803

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:15 UTC GrantComon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000012 · wf-form4_152029165451872.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,109

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 23:09 UTC GrantCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000009 · wf-form4_152029132321002.xml · nonDerivative · entry 1

Brooks Wendell R. · CIK 0001657405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,169

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 11:50 UTC
Henderson Donna AVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,948 $9.50 $18,506.00
Disclosure

SEC source: 0001389050-18-000016 · wf-form4_152035502919338.xml · nonDerivative · entry 2

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,856

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 11:50 UTC
Henderson Donna AVP, Chief Accounting Officer
GrantCommon Stock 14,211 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000016 · wf-form4_152035502919338.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,804

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:42 UTC
CHILDERS D BRADLEYDirector · President and CEO
GrantCommon Stock 214,737 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000015 · wf-form4_152035452422764.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,888

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:25 UTC
Hildebrandt Stephanie CSVP & General Counsel
GrantCommon Stock 44,211 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000021 · wf-form4_152035708947066.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,398

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:20 UTC
Rice Robert EdwardSenior Vice President
GrantCommon Stock 62,632 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000020 · wf-form4_152035680178351.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,289

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:15 UTC
Ingersoll JasonSenior Vice President
GrantCommon Stock 31,316 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000019 · wf-form4_152035645451073.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,038

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 14:31 UTC
Miller David SSVP and CFO
Tax withholdingCommon Stock 4,312 $10.85 $46,785.20
Disclosure

SEC source: 0001389050-17-000089 · wf-form4_150999669183011.xml · nonDerivative · entry 1

Miller David S · CIK 0001457663 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,923

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:27 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 22,641 $10.85 $245,654.85
Disclosure

SEC source: 0001389050-17-000087 · wf-form4_150999646062863.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,151

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:30 UTC
Rice Robert EdwardSenior Vice President
Tax withholdingCommon Stock 13,385 $10.85 $145,227.25
Disclosure

SEC source: 0001389050-17-000088 · wf-form4_150999659138479.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,657

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
September 22, 2017 Filed Sep 25, 2017 15:07 UTC
Miller David SSVP and CFO
Tax withholdingCommon Stock 517 $11.90 $6,152.30
Disclosure

SEC source: 0001389050-17-000079 · wf-form4_150636641019438.xml · nonDerivative · entry 1

Miller David S · CIK 0001457663 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,235

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 16:47 UTC
Hildebrandt Stephanie CSVP & General Counsel
GrantCommon Stock 54,187 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000076 · wf-form4_150221082847332.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,187

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 18:33 UTC
WAYNE DONALDSr VP, Gen Counsel & Secy
SaleCommon Stock 3,647 $13.21 $48,176.87
Disclosure

SEC source: 0001389050-17-000047 · wf-form4_148892958040315.xml · nonDerivative · entry 3

WAYNE DONALD · CIK 0001101864 · Sr VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,271

F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.525, inclusive.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 18:26 UTC
Miller David SSVP and CFO
SaleCommon Stock 3,265 $13.23 $43,195.95
Disclosure

SEC source: 0001389050-17-000045 · wf-form4_148892915604987.xml · nonDerivative · entry 3

Miller David S · CIK 0001457663 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,752

F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.50, inclusive.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 23:14 UTC
CHILDERS D BRADLEYDirector · President and CEO
SaleCommon Stock 18,488 $13.23 $244,596.24
Disclosure

SEC source: 0001389050-17-000042 · wf-form4_148892843611812.xml · nonDerivative · entry 3

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,792

F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.65, inclusive.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 23:22 UTC
Ingersoll JasonVice President
SaleCommon Stock 1,294 $13.22 $17,106.68
Disclosure

SEC source: 0001389050-17-000044 · wf-form4_148892894799270.xml · nonDerivative · entry 3

Ingersoll Jason · CIK 0001657785 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,722

F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.50, inclusive.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 23:29 UTC
Rice Robert EdwardSenior Vice President
SaleCommon Stock 4,905 $13.23 $64,893.15
Disclosure

SEC source: 0001389050-17-000046 · wf-form4_148892934506882.xml · nonDerivative · entry 3

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,042

F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.525, inclusive.

Read SEC document
March 04, 2017 Filed Mar 7, 2017 18:33 UTC
WAYNE DONALDSr VP, Gen Counsel & Secy
Tax withholdingCommon Stock 6,638 $13.70 $90,940.60
Disclosure

SEC source: 0001389050-17-000047 · wf-form4_148892958040315.xml · nonDerivative · entry 2

WAYNE DONALD · CIK 0001101864 · Sr VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,918

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2017 Filed Mar 7, 2017 18:18 UTC
Henderson Donna AVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,965 $13.70 $26,920.50
Disclosure

SEC source: 0001389050-17-000043 · wf-form4_148892872327946.xml · nonDerivative · entry 2

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,593

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2017 Filed Mar 7, 2017 18:26 UTC
Miller David SSVP and CFO
Tax withholdingCommon Stock 5,954 $13.70 $81,569.80
Disclosure

SEC source: 0001389050-17-000045 · wf-form4_148892915604987.xml · nonDerivative · entry 2

Miller David S · CIK 0001457663 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,017

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2017 Filed Mar 7, 2017 23:14 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 51,706 $13.70 $708,372.20
Disclosure

SEC source: 0001389050-17-000042 · wf-form4_148892843611812.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,280

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2017 Filed Mar 7, 2017 23:22 UTC
Ingersoll JasonVice President
Tax withholdingCommon Stock 3,549 $13.70 $48,621.30
Disclosure

SEC source: 0001389050-17-000044 · wf-form4_148892894799270.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,016

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2017 Filed Mar 7, 2017 23:29 UTC
Rice Robert EdwardSenior Vice President
Tax withholdingCommon Stock 6,709 $13.70 $91,913.30
Disclosure

SEC source: 0001389050-17-000046 · wf-form4_148892934506882.xml · nonDerivative · entry 2

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,947

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 11:06 UTC GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000036 · wf-form4_148881638814402.xml · nonDerivative · entry 1

LYTAL JAMES H · CIK 0001006299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,645

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, 2017, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 15:58 UTC GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000031 · wf-form4_148881589071622.xml · nonDerivative · entry 1

Ainsworth Anne-Marie · CIK 0001476458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,645

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 16:07 UTC GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000037 · wf-form4_148881646310266.xml · nonDerivative · entry 1

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,793

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, 2017, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 11:02 UTC GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000033 · wf-form4_148881611166652.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,473

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 11:03 UTC GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000034 · wf-form4_148881618893058.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,645

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 11:05 UTC GrantComon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000035 · wf-form4_148881629819131.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,951

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, 2017, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 16:00 UTC GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000032 · wf-form4_148881603210205.xml · nonDerivative · entry 1

Brooks Wendell R. · CIK 0001657405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,011

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:33 UTC
WAYNE DONALDSr VP, Gen Counsel & Secy
GrantCommon Stock 20,985 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000047 · wf-form4_148892958040315.xml · nonDerivative · entry 1

WAYNE DONALD · CIK 0001101864 · Sr VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,556

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:18 UTC
Henderson Donna AVP, Chief Accounting Officer
GrantCommon Stock 9,854 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000043 · wf-form4_148892872327946.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,558

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person.

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March 03, 2017 Filed Mar 7, 2017 18:26 UTC
Miller David SSVP and CFO
GrantCommon Stock 20,985 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000045 · wf-form4_148892915604987.xml · nonDerivative · entry 1

Miller David S · CIK 0001457663 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,971

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person.

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March 03, 2017 Filed Mar 7, 2017 23:14 UTC
CHILDERS D BRADLEYDirector · President and CEO
GrantCommon Stock 96,350 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000042 · wf-form4_148892843611812.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,986

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

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March 03, 2017 Filed Mar 7, 2017 23:22 UTC
Ingersoll JasonVice President
GrantCommon Stock 12,773 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000044 · wf-form4_148892894799270.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,565

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

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March 03, 2017 Filed Mar 7, 2017 23:29 UTC
Rice Robert EdwardSenior Vice President
GrantCommon Stock 24,635 $0.00 $0.00
Disclosure

SEC source: 0001389050-17-000046 · wf-form4_148892934506882.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,656

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person.

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December 07, 2016 Filed Dec 8, 2016 16:36 UTC SaleCommon Stock 142,900 $13.66 $1,952,657.05
Disclosure

SEC source: 0001140361-16-089079 · doc1.xml · nonDerivative · entry 3

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,688,905

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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December 06, 2016 Filed Dec 8, 2016 16:36 UTC SaleCommon Stock 19,100 $13.92 $265,896.83
Disclosure

SEC source: 0001140361-16-089079 · doc1.xml · nonDerivative · entry 2

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,831,805

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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December 06, 2016 Filed Dec 8, 2016 16:36 UTC SaleCommon Stock 142,900 $13.92 $1,989,296.61
Disclosure

SEC source: 0001140361-16-089079 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,850,905

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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December 05, 2016 Filed Dec 6, 2016 15:49 UTC SaleCommon Stock 100,000 $13.58 $1,357,730.00
Disclosure

SEC source: 0001140361-16-088872 · doc1.xml · nonDerivative · entry 4

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,993,805

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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December 05, 2016 Filed Dec 6, 2016 15:49 UTC SaleCommon Stock 149,300 $13.61 $2,031,853.56
Disclosure

SEC source: 0001140361-16-088872 · doc1.xml · nonDerivative · entry 3

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,093,805

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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December 02, 2016 Filed Dec 6, 2016 15:49 UTC SaleCommon Stock 21,954 $13.05 $286,453.60
Disclosure

SEC source: 0001140361-16-088872 · doc1.xml · nonDerivative · entry 2

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,243,105

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.