Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2022 Filed Feb 7, 2022 16:42 UTC |
Busse BrianGeneral Counsel
|
Tax withholdingCommon Stock | 6,171 | $8.71 | $53,749.41 |
DisclosureSEC source: 0001209191-22-007473 · doc4.xml · nonDerivative · entry 1 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,146 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 21:40 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Tax withholdingCommon Stock | 40,013 | $8.71 | $348,513.23 |
DisclosureSEC source: 0001209191-22-007470 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698,936 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:40 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
GrantPerformance Stock Units (PSUs) · Derivative | 530,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007470 · doc4.xml · derivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,785 Underlying: Common Stock · 530,785 shares Expires 2026-02-03 F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F3 · shares: Represents the maximum number of shares that may be issued pursuant to the PSUs. F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 20:33 UTC |
Mattingly GordonChief Financial Officer
|
Tax withholdingCommon Stock | 284 | $8.69 | $2,467.96 |
DisclosureSEC source: 0001209191-22-006122 · doc4.xml · nonDerivative · entry 3 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,588 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 20:34 UTC |
Busse BrianGeneral Counsel
|
Tax withholdingCommon Stock | 284 | $8.69 | $2,467.96 |
DisclosureSEC source: 0001209191-22-006123 · doc4.xml · nonDerivative · entry 3 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,317 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:33 UTC |
Mattingly GordonChief Financial Officer
|
GrantPerformance Restricted Stock Units (PSUs) · Derivative | 65,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006122 · doc4.xml · derivative · entry 5 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,858 Underlying: Common Stock · 65,858 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:33 UTC |
Mattingly GordonChief Financial Officer
|
GrantPerformance Restricted Stock Units (PSUs) · Derivative | 65,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006122 · doc4.xml · derivative · entry 4 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,859 Underlying: Common Stock · 65,859 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:33 UTC |
Mattingly GordonChief Financial Officer
|
GrantCommon Stock | 48,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006122 · doc4.xml · nonDerivative · entry 2 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,872 F1 · kind: On February 5, 2021, the Reporting Person was granted a performance-based RSU, which was voluntarily reported on a Form 4 filed February 9, 2021. On January 28, 2022, the Board approved the achievement of the performance criteria, resulting in the grant of an RSU which vests in four equal annual installments. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:33 UTC |
Mattingly GordonChief Financial Officer
|
GrantCommon Stock | 131,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006122 · doc4.xml · nonDerivative · entry 1 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,900 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:34 UTC |
Busse BrianGeneral Counsel
|
GrantPerformance Restricted Stock Units (PSUs) · Derivative | 31,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006123 · doc4.xml · derivative · entry 5 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,612 Underlying: Common Stock · 31,612 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:34 UTC |
Busse BrianGeneral Counsel
|
GrantPerformance Restricted Stock Units (PSUs) · Derivative | 31,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006123 · doc4.xml · derivative · entry 4 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,612 Underlying: Common Stock · 31,612 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:34 UTC |
Busse BrianGeneral Counsel
|
GrantCommon Stock | 23,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006123 · doc4.xml · nonDerivative · entry 2 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,601 F1 · kind: On February 5, 2021, the Reporting Person was granted a performance-based RSU, which was voluntarily reported on a Form 4 filed February 9, 2021. On January 28, 2022, the Board approved the achievement of the performance criteria, resulting in the grant of an RSU which vests in four equal annual installments. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 20:34 UTC |
Busse BrianGeneral Counsel
|
GrantCommon Stock | 63,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006123 · doc4.xml · nonDerivative · entry 1 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,023 Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
GrantPerformance Stock Units (PSUs) · Derivative | 92,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · derivative · entry 7 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,202 Underlying: Common Stock · 92,202 shares Expires not disclosed F5 · derivative.exercise_price: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
GrantPerformance Stock Units (PSUs) · Derivative | 92,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · derivative · entry 6 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,203 Underlying: Common Stock · 92,203 shares Expires not disclosed F4 · derivative.exercise_price: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · derivative · entry 5 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,720 Underlying: Common Stock · 18,940 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F3 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
GrantCommon Stock | 164,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · nonDerivative · entry 4 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738,949 F2 · kind: On February 5, 2021, the Reporting Person was granted a performance-based RSU, which was voluntarily reported on a Form 4 filed February 9, 2021. On January 28, 2022, the Board approved the achievement of the performance criteria, resulting in the grant of an RSU which vests in four equal annual installments. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
GrantCommon Stock | 184,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · nonDerivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574,112 Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Tax withholdingCommon Stock | 7,158 | $8.28 | $59,268.24 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,707 Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 23:04 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071637 · doc4.xml · derivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,660 Underlying: Common Stock · 9,470 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F2 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 23:04 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Tax withholdingCommon Stock | 4,696 | $10.23 | $48,040.08 |
DisclosureSEC source: 0001209191-21-071637 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,925 Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 23:04 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Exercise / conversionCommon Stock | 9,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-071637 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| December 21, 2021 Filed Dec 21, 2021 16:30 UTC |
Mattingly GordonChief Financial Officer
|
SaleCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001209191-21-070779 · doc4.xml · nonDerivative · entry 1 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,182 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. Read SEC document |
| December 08, 2021 Filed Dec 8, 2021 17:39 UTC |
Mattingly GordonChief Financial Officer
|
SaleCommon Stock | 10,000 | $9.00 | $90,000.00 |
DisclosureSEC source: 0001209191-21-068565 · doc4.xml · nonDerivative · entry 2 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,182 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:50 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069122 · doc4.xml · derivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748,130 Underlying: Common Stock · 9,470 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F2 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:50 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Tax withholdingCommon Stock | 4,696 | $8.94 | $41,982.24 |
DisclosureSEC source: 0001209191-21-069122 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373,151 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:50 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Exercise / conversionCommon Stock | 9,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069122 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 17:39 UTC |
Mattingly GordonChief Financial Officer
|
SaleCommon Stock | 10,000 | $8.50 | $85,000.00 |
DisclosureSEC source: 0001209191-21-068565 · doc4.xml · nonDerivative · entry 1 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,182 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 23:08 UTC |
Summers GradyDirector
|
PurchaseCommon Stock | 1,033 | $7.80 | $8,057.40 |
DisclosureSEC source: 0001209191-21-064545 · doc4.xml · nonDerivative · entry 1 Summers Grady · CIK 0001663976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,100 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:15 UTC |
Carter Miller JocelynDirector
|
SaleCommon Stock | 30,000 | $7.00 | $210,000.00 |
DisclosureSEC source: 0001209191-21-063602 · doc4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,986 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2021. Read SEC document |
| October 31, 2021 Filed Nov 1, 2021 21:00 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Tax withholdingCommon Stock | 2,455 | $6.90 | $16,939.50 |
DisclosureSEC source: 0001209191-21-062211 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368,377 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 20:23 UTC |
Summers GradyDirector
|
PurchaseCommon Stock | 222 | $6.26 | $1,389.72 |
DisclosureSEC source: 0001209191-21-056392 · doc4.xml · nonDerivative · entry 1 Summers Grady · CIK 0001663976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,067 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 21:01 UTC |
Summers GradyDirector
|
PurchaseCommon Stock | 235 | $5.97 | $1,402.95 |
DisclosureSEC source: 0001209191-21-051914 · doc4.xml · nonDerivative · entry 1 Summers Grady · CIK 0001663976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,845 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 17:40 UTC |
Fallon Catriona MDirector
|
GrantCommon Stock | 26,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052160 · doc4.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,790 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| August 08, 2021 Filed Aug 9, 2021 16:16 UTC |
Busse BrianGeneral Counsel
|
Tax withholdingCommon Stock | 9,639 | $5.98 | $57,641.22 |
DisclosureSEC source: 0001209191-21-050399 · doc4.xml · nonDerivative · entry 1 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,798 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| August 08, 2021 Filed Aug 9, 2021 20:19 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Tax withholdingCommon Stock | 35,411 | $5.98 | $211,757.78 |
DisclosureSEC source: 0001209191-21-050401 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,832 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| July 28, 2021 Filed Jul 31, 2021 00:28 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
GrantPerformance Stock Units (PSUs) · Derivative | 757,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048980 · doc4.xml · derivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,600 Underlying: Common Stock · 757,600 shares Expires 2025-07-28 F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F2 · shares: Represents the maximum number of shares that may be issued pursuant to the PSUs. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 20:47 UTC |
Summers GradyDirector
|
PurchaseCommon Stock | 235 | $6.97 | $1,637.95 |
DisclosureSEC source: 0001209191-21-046946 · doc4.xml · nonDerivative · entry 1 Summers Grady · CIK 0001663976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,610 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:00 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 25,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043686 · doc4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,986 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC |
Faison Ralph EDirector
|
GrantCommon Stock | 25,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043688 · doc4.xml · nonDerivative · entry 1 FAISON RALPH E · CIK 0001189819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,970 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:59 UTC |
Aggarwal PrashantDirector
|
GrantCommon Stock | 25,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043684 · doc4.xml · nonDerivative · entry 1 Aggarwal Prashant · CIK 0001558267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,636 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:07 UTC |
Summers GradyDirector
|
GrantCommon Stock | 25,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043691 · doc4.xml · nonDerivative · entry 1 Summers Grady · CIK 0001663976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,375 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:06 UTC |
Rothstein Amy MDirector
|
GrantCommon Stock | 25,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043690 · doc4.xml · nonDerivative · entry 1 Rothstein Amy M · CIK 0001776144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,245 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 21:05 UTC |
Summers GradyDirector
|
PurchaseCommon Stock | 203 | $6.92 | $1,404.76 |
DisclosureSEC source: 0001209191-21-040955 · doc4.xml · nonDerivative · entry 1 Summers Grady · CIK 0001663976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,095 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020. Read SEC document |
| May 17, 2021 Filed May 18, 2021 17:01 UTC |
Summers GradyDirector
|
PurchaseCommon Stock | 227 | $6.12 | $1,389.24 |
DisclosureSEC source: 0001209191-21-033419 · doc4.xml · nonDerivative · entry 1 Summers Grady · CIK 0001663976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,892 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020. Read SEC document |
| May 11, 2021 Filed May 12, 2021 13:01 UTC |
Mattingly GordonChief Financial Officer
|
SaleCommon Stock | 23,000 | $5.99 | $137,786.10 |
DisclosureSEC source: 0001209191-21-031973 · doc4.xml · nonDerivative · entry 1 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,182 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.87 to $6.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 30, 2021 Filed May 4, 2021 17:34 UTC |
Mattingly GordonChief Financial Officer
|
Tax withholdingCommon Stock | 91,108 | $6.13 | $558,492.04 |
DisclosureSEC source: 0001209191-21-029988 · doc4.xml · nonDerivative · entry 1 Mattingly Gordon · CIK 0001815470 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,182 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| April 30, 2021 Filed May 4, 2021 17:35 UTC |
Busse BrianGeneral Counsel
|
Tax withholdingCommon Stock | 32,976 | $6.13 | $202,142.88 |
DisclosureSEC source: 0001209191-21-029989 · doc4.xml · nonDerivative · entry 1 Busse Brian · CIK 0001746751 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,437 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:33 UTC |
MCRAE MATTHEW BLAKEDirector · CEO
|
Tax withholdingCommon Stock | 128,590 | $6.13 | $788,256.70 |
DisclosureSEC source: 0001209191-21-029985 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406,243 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.