Faison Ralph E

SEC source: 0001189819-26-000001 · form4-06222026_050651.xml · nonDerivative · entry 1

Faison Ralph E · CIK 0001189819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,050

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2027 annual meeting of stockholders of Arlo Technologies, Inc.

SEC source: 0001415889-25-017983 · form4-06232025_090646.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,119

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2026 annual meeting of stockholders of Arlo Technologies, Inc.

SEC source: 0001415889-24-021267 · form4-08142024_060809.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,599

F1 · price: The weighted average purchase price for the transaction reported was $11.8853, and the range of prices were between $11.875 and $11.891. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

SEC source: 0001415889-24-018026 · form4-06242024_090632.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,757

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2025 annual meeting of stockholders of Arlo Technologies, Inc.

SEC source: 0001209191-23-039714 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,996

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2024 annual meeting of stockholders of Arlo Technologies, Inc.

SEC source: 0001209191-22-056968 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,367

SEC source: 0001209191-22-039505 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,567

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2023 annual meeting of stockholders of Arlo Technologies, Inc.

SEC source: 0001209191-22-029313 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,170

SEC source: 0001493152-22-005032 · ownership.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,473

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.

F3 · shares: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).

SEC source: 0001493152-21-020877 · ownership.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,473

F1 · shares: The restricted shares were issued to Ralph E. Faison pursuant to the 2013 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001209191-21-043688 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,970

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc.

SEC source: 0001493152-20-012703 · ownership.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,574

F1 · shares: The restricted shares were issued to Ralph E. Faison pursuant to the 2016 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001209191-20-041148 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,690

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2021 annual meeting of stockholders of Arlo Technologies, Inc.

SEC source: 0001209191-19-056101 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,725

SEC source: 0000899243-19-019111 · doc4.xml · derivative · entry 2

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,087 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each restricted stock unit granted pursuant to any Company Equity Plan (as defined in the Merger Agreement) that vests solely based on time and was outstanding immediately prior to the Effective Time (each, a "Company RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the Offer Price, multiplied by (ii) the total number of shares subject to such Company RSU, less any required withholding taxes (the "RSU Consideration").

F3 · price: Pursuant to the Merger Agreement, each restricted stock unit granted pursuant to any Company Equity Plan (as defined in the Merger Agreement) that vests solely based on time and was outstanding immediately prior to the Effective Time (each, a "Company RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the Offer Price, multiplied by (ii) the total number of shares subject to such Company RSU, less any required withholding taxes (the "RSU Consideration").

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each restricted stock unit granted pursuant to any Company Equity Plan (as defined in the Merger Agreement) that vests solely based on time and was outstanding immediately prior to the Effective Time (each, a "Company RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the Offer Price, multiplied by (ii) the total number of shares subject to such Company RSU, less any required withholding taxes (the "RSU Consideration").

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each restricted stock unit granted pursuant to any Company Equity Plan (as defined in the Merger Agreement) that vests solely based on time and was outstanding immediately prior to the Effective Time (each, a "Company RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the Offer Price, multiplied by (ii) the total number of shares subject to such Company RSU, less any required withholding taxes (the "RSU Consideration").

SEC source: 0000899243-19-019111 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On May 12, 2019, Amber Road, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Eagle Parent Holdings, LLC, a Delaware limited liability company ("Parent"), Chicago Merger Sub, Inc., a Delaware corporation and indirect wholly-owned subsidiary of Parent ("Purchaser"), and E2open, LLC ("E2open"), solely for purposes of Section 9.17 of the Merger Agreement. Under the terms of the Merger Agreement, Purchaser commenced a cash tender offer (the "Offer") to purchase all of the issued and outstanding shares of the Company common stock, $0.001 par value per share (the "Shares"), at a purchase price of $13.05 per Share (the "Offer Price"), net to the holder thereof in cash, without interest thereon and less any applicable withholding taxes.

F2 · kind: (Continued from footnote 1) The Offer expired as scheduled at one minute after 11:59 p.m. Eastern Time on July 1, 2019. All conditions to the Offer having been satisfied, the Purchaser accepted for payment all Shares that were validly tendered and not withdrawn in accordance with the terms of the Offer.

F1 · price: On May 12, 2019, Amber Road, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Eagle Parent Holdings, LLC, a Delaware limited liability company ("Parent"), Chicago Merger Sub, Inc., a Delaware corporation and indirect wholly-owned subsidiary of Parent ("Purchaser"), and E2open, LLC ("E2open"), solely for purposes of Section 9.17 of the Merger Agreement. Under the terms of the Merger Agreement, Purchaser commenced a cash tender offer (the "Offer") to purchase all of the issued and outstanding shares of the Company common stock, $0.001 par value per share (the "Shares"), at a purchase price of $13.05 per Share (the "Offer Price"), net to the holder thereof in cash, without interest thereon and less any applicable withholding taxes.

F2 · price: (Continued from footnote 1) The Offer expired as scheduled at one minute after 11:59 p.m. Eastern Time on July 1, 2019. All conditions to the Offer having been satisfied, the Purchaser accepted for payment all Shares that were validly tendered and not withdrawn in accordance with the terms of the Offer.

SEC source: 0001209191-19-014414 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,148

SEC source: 0001209191-19-040566 · doc4a.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,725

F1 · balance_after: The Form 4 is being amended to include 66,577 shares acquired in a pro rata distribution by NETGEAR, Inc. ("NETGEAR") by means of a special stock dividend of shares of the Issuer's common stock. The shares were previously omitted from the Reporting Person's Form 4. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share.

SEC source: 0001209191-18-056042 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,148

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. The RSUs are scheduled to vest in two equal installments, on August 3, 2020 and August 3, 2021.

SEC source: 0001209191-18-046190 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

SEC source: 0001122904-18-000182 · wf-form4_152814335541553.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,928

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, which will vest 100% on the date of the 2019 annual meeting of stockholders (but not less than 50 weeks from the date of grant), provided that such individual continues to serve as a member of the board of directors of NETGEAR, Inc. until such date.

SEC source: 0001628280-18-006831 · wf-form4_152641868603745.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · kind: The reporting person made an open market purchase of 3,000 shares of the common stock of the registrant.

SEC source: 0001628280-18-006868 · wf-form4_152650453498066.xml · derivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,190

Underlying: Common Stock · 19,190 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the registrant.

F2 · kind: On May 15, 2018, the reporting person was granted 19,190 RSUs as an Inaugural Restricted Stock Unit Award pursuant to the registrant's Non-Employee Directors Compensation Policy.

F3 · derivative.exercise_date: The RSUs represent a one-time award received by non-employee members of the Board of Directors of the registrant ("Board"). Each RSU will vest on the earlier of (i) the first anniversary of the grant date of such RSU, (ii) the date of the director's death, or (iii) upon a Change of Control of the registrant, as defined in the related RSU agreement (the "Vesting Date"), provided that the non-employee director has remained in continuous service as a member of the Board until the Vesting Date.

F3 · derivative.expiration_date: The RSUs represent a one-time award received by non-employee members of the Board of Directors of the registrant ("Board"). Each RSU will vest on the earlier of (i) the first anniversary of the grant date of such RSU, (ii) the date of the director's death, or (iii) upon a Change of Control of the registrant, as defined in the related RSU agreement (the "Vesting Date"), provided that the non-employee director has remained in continuous service as a member of the Board until the Vesting Date.

SEC source: 0001122904-17-000208 · wf-form4_149670729055404.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,620

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.