Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arlo Technologies, Inc.ARLO · Entity 603 | Director | June 18, 2026 | June 22, 2026 |
| Innventure, Inc.INV · Entity 6768 | Director | June 17, 2026 | June 22, 2026 |
| MARIN SOFTWARE INCMRIN · Entity 75656 | Chief Financial Officer | March 07, 2017 | March 09, 2017 |
| Palomar Holdings, Inc.PLMR · Entity 4132 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arlo Technologies, Inc.
Report date June 18, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,028 |
Reported balance
After 2026-06-18 transaction · row 1
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 14,931 · Balance 113,028 F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2027 annual meeting of stockholders of Arlo Technologies, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2027 annual meeting of stockholders of Arlo Technologies, Inc.
Innventure, Inc.
Report date June 17, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,237 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 18,237 · Balance 18,237 F1: Restricted Stock Units (RSUs) granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.
MARIN SOFTWARE INC
Report date March 07, 2017 · Filed March 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,584 |
Ending reported balance
After 2017-03-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-07 · Exercise / conversion · Acquired 6,375 · Balance 6,375 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 7, 2016. Row 2 · 2017-03-07 · Tax withholding · Disposed 2,791 · Balance 3,584 F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,125 |
Reported balance
After 2017-03-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-07 · Exercise / conversion · Disposed 6,375 · Balance 19,125 F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 7, 2016. F4: The RSUs vest over 4 years in equal annual installments beginning on March 7, 2017, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 7, 2016.
F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F4: The RSUs vest over 4 years in equal annual installments beginning on March 7, 2017, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
Palomar Holdings, Inc.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,355 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 1,304 · Balance 9,355 F1: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company. F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CRAY INC
Report date August 30, 2019 · Filed September 27, 2019
Section 16 reporting ended · disclosed 2019-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-08-30 · Gift · Disposed 4,000 · Balance 4,093 Row 2 · 2019-09-25 · Disposition to issuer · Disposed 4,093 · Balance 0 F1: Disposed of pursuant to the merger agreement among Issuer, Canopy Merger Sub, Inc., and Hewlett Packard Enterprise Company ("HPE") dated May 16, 2019 (the "Merger Agreement") for a payment of $35.00 in cash (the "Merger Consideration") on the closing date of the merger (the "Closing Date"). |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.10 · Expires 2027-12-14 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-25 · Disposition to issuer · Disposed 20,000 · Balance 0 F3: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into an option to acquire a number of shares of HPE common stock determined in accordance with the formula set forth in the Merger Agreement. F2: The option was 100% vested and exercisable on December 14, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement among Issuer, Canopy Merger Sub, Inc., and Hewlett Packard Enterprise Company ("HPE") dated May 16, 2019 (the "Merger Agreement") for a payment of $35.00 in cash (the "Merger Consideration") on the closing date of the merger (the "Closing Date").
F2: The option was 100% vested and exercisable on December 14, 2017.
F3: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into an option to acquire a number of shares of HPE common stock determined in accordance with the formula set forth in the Merger Agreement.
Itron Networked Solutions, Inc.
Report date January 05, 2018 · Filed January 09, 2018
Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.95 · Expires 2027-04-09 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-05 · Disposition to issuer · Disposed 65,000 · Balance 0 F1: This option, which provided for vesting as to 1/4th of the total number of shares on April 10, 2018 and 1/48th of the total number of shares in equal monthly installments thereafter, was assumed by Itron, Inc. ("Itron") pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), and replaced with an option to purchase 15,334 shares of the common stock of Itron at $46.41 per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-05 · Disposition to issuer · Disposed 36,000 · Balance 0 F2: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3: These RSUs, which provided for vesting as to 25% of the total RSUs on May 10, 2018 and 6.25% of the total RSUs quarterly thereafter beginning on August 10, 2018, were cancelled pursuant to the Merger Agreement and exchanged for RSUs to receive 8,493 shares of Itron Common Stock. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-05 · Disposition to issuer · Disposed 26,000 · Balance 0 F2: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4: These PSUs were subject to internal financial performance conditions that were deemed satisfied in full pursuant to the Merger Agreement. As a result, these PSUs were exchanged for RSUs to receive 6,133 shares of Itron Common Stock, subject to time based vesting annually over 3 years beginning on May 10, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This option, which provided for vesting as to 1/4th of the total number of shares on April 10, 2018 and 1/48th of the total number of shares in equal monthly installments thereafter, was assumed by Itron, Inc. ("Itron") pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), and replaced with an option to purchase 15,334 shares of the common stock of Itron at $46.41 per share.
F2: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F3: These RSUs, which provided for vesting as to 25% of the total RSUs on May 10, 2018 and 6.25% of the total RSUs quarterly thereafter beginning on August 10, 2018, were cancelled pursuant to the Merger Agreement and exchanged for RSUs to receive 8,493 shares of Itron Common Stock.
F4: These PSUs were subject to internal financial performance conditions that were deemed satisfied in full pursuant to the Merger Agreement. As a result, these PSUs were exchanged for RSUs to receive 6,133 shares of Itron Common Stock, subject to time based vesting annually over 3 years beginning on May 10, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2026 Filed Jun 22, 2026 17:42 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 14,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001649289-26-000001 · form4-06222026_050607.xml · nonDerivative · entry 1 Fallon Catriona M · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,028 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2027 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 21:32 UTC | Innventure, Inc. INV · Entity 6768 | GrantCommon Stock | 18,237 | $0.00 | $0.00 |
DisclosureSEC source: 0002001557-26-000136 · wk-form4_1782163961.xml · nonDerivative · entry 1 Fallon Catriona M · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,237 F1 · shares: Restricted Stock Units (RSUs) granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:45 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock | 1,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-26-006736 · marketforms-73258.xml · nonDerivative · entry 1 Fallon Catriona M · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,355 F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 21:15 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | Exercise / conversionStock Option (right to buy) · Derivative | 1,278 | $0.00 Strike: $23.46 | $0.00 |
DisclosureSEC source: 0001214659-25-018013 · marketforms-71581.xml · derivative · entry 2 Fallon Catriona M · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,984 Underlying: Common Stock · 1,278 shares Expires 2029-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fifty percent (50%) of the option shares vested and became exercisable on May 21, 2020 and the remaining option shares vested and became exercisable in twelve (12) equal successive monthly installments thereafter. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 21:15 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | Exercise / conversionCommon Stock | 1,278 | $23.46 | $29,981.88 |
DisclosureSEC source: 0001214659-25-018013 · marketforms-71581.xml · nonDerivative · entry 1 Fallon Catriona M · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 21:21 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 10,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017982 · form4-06232025_090641.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,097 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2026 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:15 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock | 715 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-008387 · marketforms-69678.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,773 F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 21:07 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 13,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-018027 · form4-06242024_090658.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,577 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2025 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:19 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock | 1,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-009936 · marketforms-66032.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,058 F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 20:27 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 19,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039698 · doc4.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,816 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2024 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| May 25, 2023 Filed May 26, 2023 15:04 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock | 1,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-007859 · marketforms-61628.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,834 F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the first anniversary of the Grant Date. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 24, 2022 Filed Jun 27, 2022 21:26 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 27,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039506 · doc4.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,187 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2023 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| May 26, 2022 Filed May 27, 2022 18:45 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007500 · marketforms-56342.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,195 F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the first anniversary of the Grant Date. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 17:40 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 26,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052160 · doc4.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,790 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2022 annual meeting of stockholders of Arlo Technologies, Inc. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:46 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006177 · marketforms-52966.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232 F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the first anniversary of the Grant Date. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 23:19 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock (RSUs) | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-068547 · a4.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399 F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to the Issuer's 2019 Equity Incentive Plan (the "Plan"), which shall vest upon the earlier of (i) the twelve month anniversary of the "Grant Date/Vesting Base Date" and (ii) immediately prior to the Issuer's 2021 Annual Meeting, subject to the Reporting Person's continuing Service (as defined in the Plan) with the Issuer. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 17:50 UTC | CRAY INC CRAY · Entity 154716 | Disposition to issuerStock option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $24.10 | Not disclosed |
DisclosureSEC source: 0000949158-19-000172 · wf-form4_156962103106683.xml · derivative · entry 3 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2027-12-14 F3 · price: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into an option to acquire a number of shares of HPE common stock determined in accordance with the formula set forth in the Merger Agreement. F2 · derivative.exercise_date: The option was 100% vested and exercisable on December 14, 2017. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 17:50 UTC | CRAY INC CRAY · Entity 154716 | Disposition to issuerCommon Stock | 4,093 | $35.00 | $143,255.00 |
DisclosureSEC source: 0000949158-19-000172 · wf-form4_156962103106683.xml · nonDerivative · entry 2 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement among Issuer, Canopy Merger Sub, Inc., and Hewlett Packard Enterprise Company ("HPE") dated May 16, 2019 (the "Merger Agreement") for a payment of $35.00 in cash (the "Merger Consideration") on the closing date of the merger (the "Closing Date"). Read SEC document |
| August 30, 2019 Filed Sep 27, 2019 17:50 UTC | CRAY INC CRAY · Entity 154716 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-19-000172 · wf-form4_156962103106683.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,093 Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 16:44 UTC | CRAY INC CRAY · Entity 154716 | GrantCommon Stock | 4,026 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-19-000131 · wf-form4_156045867156366.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,093 F1 · shares: Represents the award of restricted stock, which shares will vest 100% on the earlier of (i) June 11, 2020 and (ii) the date that is immediately prior to the date of the issuer's 2020 annual meeting of shareholders. Read SEC document |
| May 21, 2019 Filed May 23, 2019 20:13 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantStock Option (right to buy) · Derivative | 4,262 | $0.00 Strike: $23.46 | $0.00 |
DisclosureSEC source: 0001104659-19-031460 · a4.xml · derivative · entry 2 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,262 Underlying: Common Stock · 4,262 shares Expires 2029-05-21 F2 · derivative.exercise_date: Fifty percent (50%) of the option shares vest and become exercisable on May 21, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal successive monthly installments thereafter. Read SEC document |
| May 21, 2019 Filed May 23, 2019 20:13 UTC | Palomar Holdings, Inc. PLMR · Entity 4132 | GrantCommon Stock (RSUs) | 1,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-031460 · a4.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065 F1 · shares: The Restricted Stock Units (RSUs) will vest in full on the first anniversary of the grant date. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 18:16 UTC | CRAY INC CRAY · Entity 154716 | GrantCommon Stock | 4,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-18-000108 · wf-form4_152901454209289.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,067 F1 · shares: Represents the award of restricted stock, which shares will vest 100% on the earlier of (i) June 12, 2019 and (ii) the date that is immediately prior to the date of the issuer's 2019 annual meeting of shareholders. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:46 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerPerformance Stock Units · Derivative | 26,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-001510 · doc1.xml · derivative · entry 3 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: These PSUs were subject to internal financial performance conditions that were deemed satisfied in full pursuant to the Merger Agreement. As a result, these PSUs were exchanged for RSUs to receive 6,133 shares of Itron Common Stock, subject to time based vesting annually over 3 years beginning on May 10, 2018. F4 · derivative.expiration_date: These PSUs were subject to internal financial performance conditions that were deemed satisfied in full pursuant to the Merger Agreement. As a result, these PSUs were exchanged for RSUs to receive 6,133 shares of Itron Common Stock, subject to time based vesting annually over 3 years beginning on May 10, 2018. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:46 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerRestricted Stock Units · Derivative | 36,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-001510 · doc1.xml · derivative · entry 2 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: These RSUs, which provided for vesting as to 25% of the total RSUs on May 10, 2018 and 6.25% of the total RSUs quarterly thereafter beginning on August 10, 2018, were cancelled pursuant to the Merger Agreement and exchanged for RSUs to receive 8,493 shares of Itron Common Stock. F3 · derivative.expiration_date: These RSUs, which provided for vesting as to 25% of the total RSUs on May 10, 2018 and 6.25% of the total RSUs quarterly thereafter beginning on August 10, 2018, were cancelled pursuant to the Merger Agreement and exchanged for RSUs to receive 8,493 shares of Itron Common Stock. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:46 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $10.95 | $0.00 |
DisclosureSEC source: 0001140361-18-001510 · doc1.xml · derivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2027-04-09 F1 · derivative.exercise_date: This option, which provided for vesting as to 1/4th of the total number of shares on April 10, 2018 and 1/48th of the total number of shares in equal monthly installments thereafter, was assumed by Itron, Inc. ("Itron") pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), and replaced with an option to purchase 15,334 shares of the common stock of Itron at $46.41 per share. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:18 UTC | CRAY INC CRAY · Entity 154716 | GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $24.10 | $0.00 |
DisclosureSEC source: 0000949158-17-000138 · wf-form4_151363190095847.xml · derivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-12-14 F1 · derivative.exercise_date: The option is fully vested and exercisable on December 14, 2017. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:13 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | GrantPerformance Stock Unit · Derivative | 26,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-020180 · doc1.xml · derivative · entry 2 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The PSUs will be eligible to vest based on the achievement of an internal financial performance metric, and if the performance metric is achieved thereafter the award is subject to time based vesting over 3 years with 1/3 vesting on each anniversary of the date of grant. F3 · derivative.expiration_date: The PSUs will be eligible to vest based on the achievement of an internal financial performance metric, and if the performance metric is achieved thereafter the award is subject to time based vesting over 3 years with 1/3 vesting on each anniversary of the date of grant. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:13 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | GrantRestricted Stock Units · Derivative | 36,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-020180 · doc1.xml · derivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 25% of the RSUs vest on May 10, 2018 and thereafter shall vest quarterly as to 6.25% of the total RSUs with the first 6.25% vesting on August 10, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F2 · derivative.expiration_date: 25% of the RSUs vest on May 10, 2018 and thereafter shall vest quarterly as to 6.25% of the total RSUs with the first 6.25% vesting on August 10, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 18:49 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | GrantEmployee Stock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $10.95 | $0.00 |
DisclosureSEC source: 0001140361-17-015738 · doc1.xml · derivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2027-04-09 F1 · derivative.exercise_date: The stock option will vest and become exercisable as to 1/4th of the total number of shares on April 10, 2018 and thereafter shall vest and become exercisable as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 16:48 UTC | MARIN SOFTWARE INC MRIN · Entity 75656 | Exercise / conversionRestricted Stock Units · Derivative | 6,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011223 · doc1.xml · derivative · entry 3 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,125 Underlying: Common Stock · 6,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 7, 2016. F4 · derivative.exercise_date: The RSUs vest over 4 years in equal annual installments beginning on March 7, 2017, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: The RSUs vest over 4 years in equal annual installments beginning on March 7, 2017, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 16:48 UTC | MARIN SOFTWARE INC MRIN · Entity 75656 | Tax withholdingCommon Stock | 2,791 | $1.60 | $4,465.60 |
DisclosureSEC source: 0001140361-17-011223 · doc1.xml · nonDerivative · entry 2 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,584 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 16:48 UTC | MARIN SOFTWARE INC MRIN · Entity 75656 | Exercise / conversionCommon Stock | 6,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011223 · doc1.xml · nonDerivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 7, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:19 UTC | MARIN SOFTWARE INC MRIN · Entity 75656 | GrantRestricted Stock Units · Derivative | 70,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090248 · doc1.xml · derivative · entry 1 Fallon Catriona M. · CIK 0001649289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest over 4 years in equal annual installments beginning on December 15, 2017, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: The RSUs vest over 4 years in equal annual installments beginning on December 15, 2017, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.