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Nasdaq · USD

ARAY

ACCURAY INC

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1170
SEC CIK
0001138723
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374

Last 12 months

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4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
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Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2020 Filed Dec 3, 2020 02:37 UTC
Spine PatrickSVP, Chief Admin Officer
GrantCommon Stock 50,448 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000110 · edgardoc.xml · nonDerivative · entry 1

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,951

F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:37 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 116,033 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001138723-20-000109 · edgardoc.xml · derivative · entry 2

Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,033

Underlying: Common Stock · 116,033 shares

Expires 2030-11-30

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:37 UTC GrantCommon Stock 61,659 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000109 · edgardoc.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,009

F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000103 · edgardoc.xml · nonDerivative · entry 1

LAVIGNE LOUIS J JR · CIK 0001214127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,329

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:16 UTC GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000102 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,710

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:16 UTC GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000101 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,136

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:15 UTC GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000099 · edgardoc.xml · nonDerivative · entry 1

HUSS BEVERLY A · CIK 0001222352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,710

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:15 UTC GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000098 · edgardoc.xml · nonDerivative · entry 1

Hindman James M. · CIK 0001617615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,358

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:14 UTC GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000097 · edgardoc.xml · nonDerivative · entry 1

DAVILA ELIZABETH H · CIK 0001206971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,333

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 22:06 UTC Tax withholdingCommon Stock 19,481 $4.40 $85,716.40
Disclosure

SEC source: 0001138723-20-000087 · edgardoc.xml · nonDerivative · entry 1

HUSS BEVERLY A · CIK 0001222352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,078

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:52 UTC Tax withholdingCommon Stock 19,481 $4.40 $85,716.40
Disclosure

SEC source: 0001138723-20-000084 · edgardoc.xml · nonDerivative · entry 1

GOLDSTEIN JACK · CIK 0001230729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,801

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:51 UTC Tax withholdingCommon Stock 19,481 $4.40 $85,716.40
Disclosure

SEC source: 0001138723-20-000082 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,504

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:50 UTC Tax withholdingCommon Stock 19,481 $4.40 $85,716.40
Disclosure

SEC source: 0001138723-20-000080 · edgardoc.xml · nonDerivative · entry 1

DAVILA ELIZABETH H · CIK 0001206971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,701

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 14:22 UTC PurchaseCommon Stock 50,000 $3.46 $173,135.00
Disclosure

SEC source: 0001138723-20-000072 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,078

F1 · shares: The purchase price represents the weighted average purchase price within a range of $1. Upon request by the Commission Staff, the Issuer or Security Holder, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Winter Suzanne CSVP & Chief Commercial Officer
SaleCommon Stock 23,740 $3.02 $71,713.79
Disclosure

SEC source: 0001138723-20-000070 · edgardoc.xml · nonDerivative · entry 1

Winter Suzanne C · CIK 0001405200 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,260

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Spine PatrickSVP, Chief Admin Officer
SaleCommon Stock 6,425 $3.02 $19,407.36
Disclosure

SEC source: 0001138723-20-000069 · edgardoc.xml · nonDerivative · entry 1

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,503

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC SaleCommon Stock 10,653 $3.02 $32,179.52
Disclosure

SEC source: 0001138723-20-000068 · edgardoc.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,350

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Chew JesseSVP, General Counsel
SaleCommon Stock 8,450 $3.02 $25,526.61
Disclosure

SEC source: 0001138723-20-000067 · edgardoc.xml · nonDerivative · entry 1

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,726

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.02060 to $3.02097, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 01:25 UTC
LEVINE JOSHUADirector · President & CEO
SaleCommon Stock 15,370 $2.43 $37,366.01
Disclosure

SEC source: 0001138723-20-000043 · edgardoc.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,943

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

F2 · balance_after: Beneficially owned shares reduced by 418,490 shares cancelled from 10/31/2019 performance grant and 133,500 shares cancelled shares from 09/29/2017 performance grant where the performance metrics were not met.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 22:31 UTC SaleCommon Stock 8,641 $2.43 $21,007.14
Disclosure

SEC source: 0001138723-20-000041 · edgardoc.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,003

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 16:16 UTC GrantCommon Stock 22,421 $2.23 $49,998.83
Disclosure

SEC source: 0001138723-20-000017 · edgardoc.xml · nonDerivative · entry 1

Le Grand Anne Bryce · CIK 0001818710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,421

F1 · shares: This is a Restricted Stock Unit grant that vest 100% on November 15, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:03 UTC
Spine PatrickSVP, Chief Admin Officer
Disposition to issuerCommon Stock 2,001 $2.17 $4,343.17
Disclosure

SEC source: 0001138723-20-000004 · edgardoc.xml · nonDerivative · entry 1

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,928

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:26 UTC SaleCommon Stock 10,563 $2.70 $28,523.27
Disclosure

SEC source: 0001138723-20-000002 · edgardoc.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,644

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:10 UTC
LEVINE JOSHUAPresident & CEO
SaleCommon Stock 17,587 $2.74 $48,207.73
Disclosure

SEC source: 0001138723-19-000076 · edgardoc.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,966

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:10 UTC
Chew JesseSVP, General Counsel
SaleCommon Stock 601 $2.74 $1,647.28
Disclosure

SEC source: 0001138723-19-000075 · edgardoc.xml · nonDerivative · entry 1

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,176

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:10 UTC SaleCommon Stock 1,918 $2.74 $5,257.24
Disclosure

SEC source: 0001138723-19-000074 · edgardoc.xml · nonDerivative · entry 2

Kirkpatrick Andrew J · CIK 0001704812 · SVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,440

F2 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:49 UTC GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000070 · edgardoc.xml · nonDerivative · entry 1

DAVILA ELIZABETH H · CIK 0001206971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,182

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:49 UTC GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000069 · edgardoc.xml · nonDerivative · entry 1

GOLDSTEIN JACK · CIK 0001230729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,282

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:49 UTC GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000068 · edgardoc.xml · nonDerivative · entry 2

Hindman James M. · CIK 0001617615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,726

F3 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:49 UTC GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000067 · edgardoc.xml · nonDerivative · entry 1

HUSS BEVERLY A · CIK 0001222352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,559

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:48 UTC GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000065 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,985

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:49 UTC GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000066 · edgardoc.xml · nonDerivative · entry 1

LAVIGNE LOUIS J JR · CIK 0001214127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,697

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:48 UTC GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000064 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,078

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 27, 2019 Filed Dec 5, 2019 21:10 UTC GrantCommon Stock 2,500 $2.59 $6,475.00
Disclosure

SEC source: 0001138723-19-000074 · edgardoc.xml · nonDerivative · entry 1

Kirkpatrick Andrew J · CIK 0001704812 · SVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,358

F1 · kind: The shares purchased were through a qualified 423(ESPP) Plan. This transaction, although non-reportable, is being reported on a voluntary basis by the Company.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 13:47 UTC Tax withholdingCommon Stock 14,634 $2.69 $39,365.46
Disclosure

SEC source: 0001138723-19-000056 · edgardoc.xml · nonDerivative · entry 1

DAVILA ELIZABETH H · CIK 0001206971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,481

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 13:47 UTC Tax withholdingCommon Stock 14,634 $2.69 $39,365.46
Disclosure

SEC source: 0001138723-19-000055 · edgardoc.xml · nonDerivative · entry 1

GOLDSTEIN JACK · CIK 0001230729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,581

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 13:47 UTC Tax withholdingCommon Stock 14,634 $2.69 $39,365.46
Disclosure

SEC source: 0001138723-19-000054 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,284

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 13:47 UTC Tax withholdingCommon Stock 14,634 $2.69 $39,365.46
Disclosure

SEC source: 0001138723-19-000053 · edgardoc.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,481

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:14 UTC PurchaseCommon Stock 25,000 $2.60 $65,000.00
Disclosure

SEC source: 0001138723-19-000038 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,377

F1 · shares: The purchase price represents the weighted average purchase price within a range of $1. Upon request by the Commission Staff, the Issuer or Security Holder, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:25 UTC
Chew JesseSVP, General Counsel
SaleCommon Stock 1,770 $2.57 $4,548.37
Disclosure

SEC source: 0001138723-19-000045 · edgardoc.xml · nonDerivative · entry 3

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,777

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:14 UTC
Winter Suzanne CSVP & Chief Commercial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 275,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001138723-19-000037 · edgardoc.xml · derivative · entry 2

Winter Suzanne C · CIK 0001405200 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2029-10-31

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:14 UTC
Winter Suzanne CSVP & Chief Commercial Officer
GrantCommon Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000037 · edgardoc.xml · nonDerivative · entry 1

Winter Suzanne C · CIK 0001405200 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:26 UTC
Spine PatrickSVP, Chief Admin Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 118,210 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001138723-19-000047 · edgardoc.xml · derivative · entry 2

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,210

Underlying: Common Stock · 118,210 shares

Expires 2029-10-31

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:26 UTC
Spine PatrickSVP, Chief Admin Officer
GrantCommon Stock 53,600 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000047 · edgardoc.xml · nonDerivative · entry 1

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,929

F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:26 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 196,010 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001138723-19-000048 · edgardoc.xml · derivative · entry 2

Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,010

Underlying: Common Stock · 196,010 shares

Expires 2029-10-31

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

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October 31, 2019 Filed Nov 4, 2019 21:26 UTC GrantCommon Stock 88,870 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000048 · edgardoc.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,207

F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.

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October 31, 2019 Filed Nov 4, 2019 21:25 UTC
LEVINE JOSHUAPresident & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 923,020 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001138723-19-000046 · edgardoc.xml · derivative · entry 3

LEVINE JOSHUA · CIK 0001159917 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,020

Underlying: Common Stock · 923,020 shares

Expires 2029-10-31

F3 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

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October 31, 2019 Filed Nov 4, 2019 21:25 UTC
LEVINE JOSHUAPresident & CEO
GrantCommon Stock 418,490 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000046 · edgardoc.xml · nonDerivative · entry 2

LEVINE JOSHUA · CIK 0001159917 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,553

F2 · shares: Fiscal year 2020 Performance award with Performance Measurement Period from 7/1/2019 to 6/30/2020. If the performance metrics are met the vesting will occur on the last day of the quarter for two years beginning 9/30/2020 contingent on continued employment.

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October 31, 2019 Filed Nov 4, 2019 21:25 UTC
LEVINE JOSHUAPresident & CEO
SaleCommon Stock 28,081 $2.61 $73,313.87
Disclosure

SEC source: 0001138723-19-000046 · edgardoc.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,063

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

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October 31, 2019 Filed Nov 4, 2019 21:25 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 212,630 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001138723-19-000044 · edgardoc.xml · derivative · entry 3

Kirkpatrick Andrew J · CIK 0001704812 · SVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,630

Underlying: Common Stock · 212,630 shares

Expires 2029-10-31

F3 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.