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PETTINGILL RICHARD

Disclosed activity across 3 companies

Tapewire entity
122108
SEC CIK
0001282997

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACCURAY INCARAY · Entity 1170DirectorNovember 21, 2022November 23, 2022
TENET HEALTHCARE CORPTHC · Entity 2563DirectorMay 05, 2017May 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCURAY INC

Report date November 21, 2022 · Filed November 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect180,394 Reported balance After 2022-11-21 transaction · row 1
1 source row

Row 1 · 2022-11-21 · Tax withholding · Disposed 12,474 · Balance 180,394

F1: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

TENET HEALTHCARE CORP

Report date May 05, 2017 · Filed May 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,139 Reported balance After 2017-05-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-05-05 · Exercise / conversion · Acquired 14,509 · Balance 63,139

F1: As previously reported, on May 7, 2009, the reporting person received a grant of 14,509 restricted stock units which vested immediately and was scheduled to settle on the third anniversary of the date of grant; however, the reporting person elected to defer settlement in accordance with the terms of the issuer's 2008 Stock Incentive Plan and 2006 Deferred Compensation Plan. The deferred settlement occurred on May 5, 2017, resulting in the settlement of 14,509 shares of common stock, as shown in Table I.

F2: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F3: Restricted stock units convert into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeDirect76,003 Reported balance After 2017-05-05 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-05-05 · Grant · Acquired 12,864 · Balance 76,003

F4: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Common StockSEC Table I · non-derivativeDirect79,836 Reported balance After 2017-05-09 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2017-05-09 · Exercise / conversion · Acquired 3,833 · Balance 79,836

F5: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

F3: Restricted stock units convert into common stock on a one-for-one basis.

2009 May Director Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-05-05 · Exercise / conversion · Disposed 14,509 · Balance 0

F1: As previously reported, on May 7, 2009, the reporting person received a grant of 14,509 restricted stock units which vested immediately and was scheduled to settle on the third anniversary of the date of grant; however, the reporting person elected to defer settlement in accordance with the terms of the issuer's 2008 Stock Incentive Plan and 2006 Deferred Compensation Plan. The deferred settlement occurred on May 5, 2017, resulting in the settlement of 14,509 shares of common stock, as shown in Table I.

F3: Restricted stock units convert into common stock on a one-for-one basis.

2014 May Director Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-05-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-05-09 · Exercise / conversion · Disposed 3,833 · Balance 0

F3: Restricted stock units convert into common stock on a one-for-one basis.

F5: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

Filing footnotes · ownership attribution and instrument terms

F1: As previously reported, on May 7, 2009, the reporting person received a grant of 14,509 restricted stock units which vested immediately and was scheduled to settle on the third anniversary of the date of grant; however, the reporting person elected to defer settlement in accordance with the terms of the issuer's 2008 Stock Incentive Plan and 2006 Deferred Compensation Plan. The deferred settlement occurred on May 5, 2017, resulting in the settlement of 14,509 shares of common stock, as shown in Table I.

F2: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F5: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HANGER, INC.

Report date October 03, 2022 · Filed October 04, 2022

Section 16 reporting ended · disclosed 2022-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-03 transaction · row 1
1 source row

Row 1 · 2022-10-03 · Disposition to issuer · Disposed 78,135 · Balance 0

F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of Hero Merger Sub, Inc. with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of July 21, 2022, by and among issuer, Hero Parent, Inc. and Hero Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $18.75 in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of Hero Merger Sub, Inc. with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of July 21, 2022, by and among issuer, Hero Parent, Inc. and Hero Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $18.75 in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2022 Filed Nov 23, 2022 22:30 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 12,474 $2.33 $29,064.42
Disclosure

SEC source: 0001214659-22-014165 · marketforms-57627.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,394

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:21 UTC HANGER, INC. HNGR · Entity 14115 Disposition to issuerCommon Stock 78,135 $18.75 $1,465,031.25
Disclosure

SEC source: 0001567619-22-018195 · doc1.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of Hero Merger Sub, Inc. with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of July 21, 2022, by and among issuer, Hero Parent, Inc. and Hero Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $18.75 in cash.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 16:50 UTC HANGER, INC. HNGR · Entity 14115 GrantCommon Stock 9,911 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012307 · doc1.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,135

F1 · shares: Consists of shares of restricted stock granted under the Company's 2022 Omnibus Incentive Plan (the "Plan"), which vest 100% on June 2, 2023, subject to certain provisions of the Plan.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 22:02 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 31,185 $4.81 $149,999.85
Disclosure

SEC source: 0001214659-21-012601 · marketforms-54460.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,868

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/19/2022.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:20 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 13,453 $5.32 $71,569.96
Disclosure

SEC source: 0001214659-21-012257 · marketforms-54390.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,683

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:17 UTC HANGER, INC. HNGR · Entity 14115 GrantCommon Stock 5,484 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011284 · doc1.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,224

F1 · shares: Consists of shares of restricted stock granted under the Company's 2019 Omnibus Incentive Plan (the "Plan"), which vest 100% on May 26, 2022, subject to certain provisions of the Plan.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:16 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000101 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,136

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:51 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 19,481 $4.40 $85,716.40
Disclosure

SEC source: 0001138723-20-000082 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,504

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:45 UTC HANGER, INC. HNGR · Entity 14115 GrantCommon Stock 8,178 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010924 · doc1.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,740

F1 · shares: Consists of shares of restricted stock granted under the Company's 2019 Omnibus Incentive Plan (the "Plan"), which vest 100% on May 20, 2021, subject to certain provisions of the Plan.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:48 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000065 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,985

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 13:47 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 14,634 $2.69 $39,365.46
Disclosure

SEC source: 0001138723-19-000054 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,284

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
May 23, 2019 Filed May 24, 2019 17:51 UTC HANGER, INC. HNGR · Entity 14115 GrantCommon Stock 6,969 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012150 · doc1.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,562

F1 · shares: Consists of shares of restricted stock granted under the Company's 2019 Omnibus Incentive Plan (the "Plan"), which vest 100% on May 23, 2020, subject to certain provisions of the Plan.

Read SEC document
November 30, 2018 Filed Dec 7, 2018 01:29 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 36,585 $0.00 $0.00
Disclosure

SEC source: 0001138723-18-000128 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,918

F1 · kind: All of the restricted stock units vest on November 16, 2019.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:10 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 11,651 $4.46 $51,963.46
Disclosure

SEC source: 0001138723-18-000088 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,333

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
May 16, 2018 Filed May 17, 2018 13:58 UTC HANGER, INC. HNGR · Entity 14115 GrantCommon Stock 7,672 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024377 · doc1.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,593

F1 · shares: Consists of shares of restricted stock granted under the Company's 2016 Omnibus Incentive Plan (the "Plan"), which vest 100% on May 16, 2019, subject to certain provisions of the Plan.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 22:25 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 29,126 $0.00 $0.00
Disclosure

SEC source: 0001138723-17-000080 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,984

F1 · kind: All of the restricted stock units vest one year from the vesting commencement date.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 23:11 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 9,505 $4.80 $45,624.00
Disclosure

SEC source: 0001138723-17-000052 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,858

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
May 19, 2017 Filed May 23, 2017 18:01 UTC HANGER, INC. HGR · Entity 14115 GrantCommon Stock 10,964 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022031 · doc1.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,921

F1 · shares: Consists of shares of restricted stock granted under the Company's 2016 Omnibus Incentive Plan (the "Plan"), which vest 100% on May 19, 2018, subject to certain provisions of the Plan.

Read SEC document
May 09, 2017 Filed May 9, 2017 21:02 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2014 May Director Stock Units · Derivative 3,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031006 · doc4.xml · derivative · entry 5

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_price: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

Read SEC document
May 09, 2017 Filed May 9, 2017 21:02 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 3,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031006 · doc4.xml · nonDerivative · entry 3

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:02 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2009 May Director Stock Units · Derivative 14,509 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031006 · doc4.xml · derivative · entry 4

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on May 7, 2009, the reporting person received a grant of 14,509 restricted stock units which vested immediately and was scheduled to settle on the third anniversary of the date of grant; however, the reporting person elected to defer settlement in accordance with the terms of the issuer's 2008 Stock Incentive Plan and 2006 Deferred Compensation Plan. The deferred settlement occurred on May 5, 2017, resulting in the settlement of 14,509 shares of common stock, as shown in Table I.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: As previously reported, on May 7, 2009, the reporting person received a grant of 14,509 restricted stock units which vested immediately and was scheduled to settle on the third anniversary of the date of grant; however, the reporting person elected to defer settlement in accordance with the terms of the issuer's 2008 Stock Incentive Plan and 2006 Deferred Compensation Plan. The deferred settlement occurred on May 5, 2017, resulting in the settlement of 14,509 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on May 7, 2009, the reporting person received a grant of 14,509 restricted stock units which vested immediately and was scheduled to settle on the third anniversary of the date of grant; however, the reporting person elected to defer settlement in accordance with the terms of the issuer's 2008 Stock Incentive Plan and 2006 Deferred Compensation Plan. The deferred settlement occurred on May 5, 2017, resulting in the settlement of 14,509 shares of common stock, as shown in Table I.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:02 UTC TENET HEALTHCARE CORP THC · Entity 2563 GrantCommon Stock 12,864 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031006 · doc4.xml · nonDerivative · entry 2

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,003

F4 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F4 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 05, 2017 Filed May 9, 2017 21:02 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 14,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031006 · doc4.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on May 7, 2009, the reporting person received a grant of 14,509 restricted stock units which vested immediately and was scheduled to settle on the third anniversary of the date of grant; however, the reporting person elected to defer settlement in accordance with the terms of the issuer's 2008 Stock Incentive Plan and 2006 Deferred Compensation Plan. The deferred settlement occurred on May 5, 2017, resulting in the settlement of 14,509 shares of common stock, as shown in Table I.

F2 · security: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 30, 2016 Filed Dec 3, 2016 00:12 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 23,762 $0.00 $0.00
Disclosure

SEC source: 0001138723-16-000152 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,363

F1 · kind: All of the restricted stock units vest one year from the vesting commencement date.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:33 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 6,818 $5.30 $36,135.40
Disclosure

SEC source: 0001138723-16-000132 · edgardoc.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,601

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.