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person · Reporting owner

WHITTERS JOSEPH E

Disclosed activity across 7 companies

Tapewire entity
72378
SEC CIK
0001186680

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACCURAY INCARAY · Entity 1170DirectorNovember 28, 2025December 02, 2025
CUTERA INCCUTR · Entity 82936DirectorJune 16, 2022June 17, 2022
InfuSystem Holdings, IncINFU · Entity 6163DirectorAugust 23, 2018August 27, 2018
Spark Networks SELOV · Entity 108350DirectorDecember 13, 2021December 14, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCURAY INC

Report date November 28, 2025 · Filed December 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct56,603 Reported balance After 2025-11-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-11-28 · Grant · Acquired 56,603 · Balance 56,603

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2: This represents a Restricted Stock Unit that vests 100% on 11/13/2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2: This represents a Restricted Stock Unit that vests 100% on 11/13/2026.

CUTERA INC

Report date June 16, 2022 · Filed June 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.55 · Expires 2029-06-16Direct12,272 Reported balance After 2022-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-16 · Grant · Acquired 7,313 · Balance 12,272

F1: Grant of stock options that will entitle the Reporting Person to receive one share of Common Stock per one option. The stock options vest upon the conclusion of the Cutera, Inc. 2023 Annual General Meeting of Stockholders expected to occur on or about June 15, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of stock options that will entitle the Reporting Person to receive one share of Common Stock per one option. The stock options vest upon the conclusion of the Cutera, Inc. 2023 Annual General Meeting of Stockholders expected to occur on or about June 15, 2023.

InfuSystem Holdings, Inc

Report date August 23, 2018 · Filed August 27, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.18 · Expires 2023-08-23Direct25,000 Reported balance After 2018-08-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-08-23 · Grant · Acquired 25,000 · Balance 25,000

F1: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning on September 23, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning on September 23, 2018.

Spark Networks SE

Report date December 13, 2021 · Filed December 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
American Depository SharesSEC Table I · non-derivativeDirect525,000 Reported balance After 2021-12-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-12-13 · Purchase · Acquired 25,000 · Balance 525,000

F1: Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE (the "Company").

Filing footnotes · ownership attribution and instrument terms

F1: Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE (the "Company").

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AIR METHODS CORP

Report date April 21, 2017 · Filed April 21, 2017

Section 16 reporting ended · disclosed 2017-04-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-04-21 · Disposition to issuer · Disposed 7,500 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of March 14, 2017 (the "Merger Agreement"), between the Company, ASP AMC Merger Sub, Inc., ("Purchaser") and ASP AMC Intermediate Holdings, Inc. ("Parent"), on April 21, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.06 per share, of the Company (each, a "Share") was cancelled and converted into the right to receive $43.00 in cash.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-21 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-04-21 · Disposition to issuer · Disposed 1,059 · Balance 0

F2: Such Shares represent unvested restricted Shares subject to a lapsing right of repurchase by the Company (each, a "Restricted Share").

F3: Pursuant to the Merger Agreement, by virtue of the Merger and without any required action on the part of the holder thereof, all vesting conditions and restrictions applicable to each Restricted Share lapsed and each Restricted Share was cancelled and converted automatically into the right to receive $43.00 in cash.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.63 · Expires 2021-05-18Direct0 Reported balance After 2017-04-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-04-21 · Disposition to issuer · Disposed 7,319 · Balance 0

F4: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether or not then exercisable or vested, by virtue of the Merger and without any action by the holder, automatically became fully vested and was canceled immediately prior to, and contingent upon, the consummation of the Merger in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $43.00 over (y) the exercise price payable in respect of each Share issuable under such Option; provided, however, that the Option Consideration for each Option with an exercise price equal to or greater than $43.00 was $0.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of March 14, 2017 (the "Merger Agreement"), between the Company, ASP AMC Merger Sub, Inc., ("Purchaser") and ASP AMC Intermediate Holdings, Inc. ("Parent"), on April 21, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.06 per share, of the Company (each, a "Share") was cancelled and converted into the right to receive $43.00 in cash.

F2: Such Shares represent unvested restricted Shares subject to a lapsing right of repurchase by the Company (each, a "Restricted Share").

F3: Pursuant to the Merger Agreement, by virtue of the Merger and without any required action on the part of the holder thereof, all vesting conditions and restrictions applicable to each Restricted Share lapsed and each Restricted Share was cancelled and converted automatically into the right to receive $43.00 in cash.

F4: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether or not then exercisable or vested, by virtue of the Merger and without any action by the holder, automatically became fully vested and was canceled immediately prior to, and contingent upon, the consummation of the Merger in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $43.00 over (y) the exercise price payable in respect of each Share issuable under such Option; provided, however, that the Option Consideration for each Option with an exercise price equal to or greater than $43.00 was $0.

ANALOGIC CORP

Report date June 22, 2018 · Filed June 26, 2018

Section 16 reporting ended · disclosed 2018-06-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-06-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-06-22 · Exercise / conversion · Acquired 1,460 · Balance 2,305

F2: The reporting person elected, as permitted by the issuer's Non-Employee Director Stock Plan, to receive an equivalent number of share of the Company's common stock on account of the reporting person's deferred stock units upon termination of his or her service as a member of the Board of Directors of the Issuer.

Row 2 · 2018-06-22 · Disposition to issuer · Disposed 2,305 · Balance 0

F1: On June 22, 2018, pursuant to the Agreement and Plan of Merger, by and among the issuer, AC Merger Sub, Inc. ("Merger Sub") and ANLG Holding Company, Inc. ("Parent"), dated April 10, 2018 (the "Merger Agreement"), Merger Sub merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as a wholly owned subsidiary of Parent. Effective as of immediately prior to the effective time of the Merger, the reporting person's service as a director of the issuer terminated, and, in connection therewith, his Deferred Stock Units were converted into an equivalent number of shares of Common Stock. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Common Stock automatically converted into the right to receive $84.00 per share in cash.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-22 · Exercise / conversion · Disposed 1,460 · Balance 0

F2: The reporting person elected, as permitted by the issuer's Non-Employee Director Stock Plan, to receive an equivalent number of share of the Company's common stock on account of the reporting person's deferred stock units upon termination of his or her service as a member of the Board of Directors of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On June 22, 2018, pursuant to the Agreement and Plan of Merger, by and among the issuer, AC Merger Sub, Inc. ("Merger Sub") and ANLG Holding Company, Inc. ("Parent"), dated April 10, 2018 (the "Merger Agreement"), Merger Sub merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as a wholly owned subsidiary of Parent. Effective as of immediately prior to the effective time of the Merger, the reporting person's service as a director of the issuer terminated, and, in connection therewith, his Deferred Stock Units were converted into an equivalent number of shares of Common Stock. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Common Stock automatically converted into the right to receive $84.00 per share in cash.

F2: The reporting person elected, as permitted by the issuer's Non-Employee Director Stock Plan, to receive an equivalent number of share of the Company's common stock on account of the reporting person's deferred stock units upon termination of his or her service as a member of the Board of Directors of the Issuer.

PRGX GLOBAL, INC.

Report date March 03, 2021 · Filed March 04, 2021

Section 16 reporting ended · disclosed 2021-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, no par valueSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-03 transaction · row 1
1 source row

Row 1 · 2021-03-03 · Disposition to issuer · Disposed 168,153 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

Restricted Stock Units subject to deferral electionSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-03 · Disposition to issuer · Disposed 30,769 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2022-06-14Direct0 Reported balance After 2021-03-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-03 · Disposition to issuer · Disposed 35,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.04 · Expires 2023-06-26Direct0 Reported balance After 2021-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-03 · Disposition to issuer · Disposed 35,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.35 · Expires 2024-06-25Direct0 Reported balance After 2021-03-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-03-03 · Disposition to issuer · Disposed 13,636 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Deferred Compensation Plan Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-03-03 · Disposition to issuer · Disposed 8,546 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Deferred Compensation Plan Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-03-03 · Disposition to issuer · Disposed 13,779 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Deferred Compensation Plan Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-03-03 · Disposition to issuer · Disposed 14,285 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Deferred Compensation Plan Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-03-03 · Disposition to issuer · Disposed 18,547 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

F2: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

F4: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2025 Filed Dec 2, 2025 22:25 UTC ACCURAY INC ARAY · Entity 1170 GrantRestricted Stock Units · Derivative 56,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017513 · marketforms-71392.xml · derivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,603

Underlying: Common Stock · 56,603 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: This represents a Restricted Stock Unit that vests 100% on 11/13/2026.

F2 · derivative.expiration_date: This represents a Restricted Stock Unit that vests 100% on 11/13/2026.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 22:55 UTC ACCURAY INC ARAY · Entity 1170 Exercise / conversionRestricted Stock Units · Derivative 56,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017247 · marketforms-71328.xml · derivative · entry 2

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: This represents a Restricted Stock Unit that vests 100% on 11/21/2025.

F2 · derivative.expiration_date: This represents a Restricted Stock Unit that vests 100% on 11/21/2025.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 22:55 UTC ACCURAY INC ARAY · Entity 1170 Exercise / conversionCommon Stock 56,603 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017247 · marketforms-71328.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:10 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 50,000 $1.25 $62,335.00
Disclosure

SEC source: 0001214659-25-009256 · marketforms-69932.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 611,053

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.235 to $1.2529, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 21:20 UTC ACCURAY INC ARAY · Entity 1170 GrantRestricted Stock Units · Derivative 56,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-019896 · marketforms-67452.xml · derivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,603

Underlying: Common Stock · 56,603 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: This represents a Restricted Stock Unit that vests 100% on 11/21/2025.

F2 · derivative.expiration_date: This represents a Restricted Stock Unit that vests 100% on 11/21/2025.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:10 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 50,000 $1.58 $79,000.00
Disclosure

SEC source: 0001214659-24-010223 · marketforms-66119.xml · nonDerivative · entry 2

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,053

Read SEC document
May 28, 2024 Filed May 30, 2024 20:10 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 50,000 $1.54 $77,045.00
Disclosure

SEC source: 0001214659-24-010223 · marketforms-66119.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511,053

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.53 to $1.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 01:50 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 56,603 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016013 · marketforms-63686.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461,053

F1 · shares: This represents a Restricted Stock Unit that vests 100% on 11/9/2024.

Read SEC document
November 30, 2022 Filed Dec 7, 2022 21:45 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 59,055 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014661 · marketforms-57822.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,450

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/10/2023.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 18:29 UTC CUTERA INC CUTR · Entity 82936 GrantStock Option (Right to Buy) · Derivative 7,313 $0.00 Strike: $36.55 $0.00
Disclosure

SEC source: 0001628280-22-017495 · wf-form4_165550496181273.xml · derivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

Underlying: COMMON STOCK · 7,313 shares

Expires 2029-06-16

F1 · derivative.exercise_date: Grant of stock options that will entitle the Reporting Person to receive one share of Common Stock per one option. The stock options vest upon the conclusion of the Cutera, Inc. 2023 Annual General Meeting of Stockholders expected to occur on or about June 15, 2023.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:58 UTC CUTERA INC CUTR · Entity 82936 GrantStock Option (Right to Buy) · Derivative 4,959 $0.00 Strike: $39.88 $0.00
Disclosure

SEC source: 0001628280-22-000369 · wf-form4_164142351028582.xml · derivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,959

Underlying: COMMON STOCK · 4,959 shares

Expires 2029-01-03

F1 · derivative.exercise_date: Options vest 100% on 1/3/23.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 13:59 UTC Spark Networks SE LOV · Entity 108350 PurchaseAmerican Depository Shares 25,000 $3.39 $84,750.00
Disclosure

SEC source: 0001628280-21-025008 · wf-form4_163950833418972.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

F1 · security: Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE (the "Company").

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:59 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 31,185 $4.81 $149,999.85
Disclosure

SEC source: 0001214659-21-012595 · marketforms-54462.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,395

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/19/2022.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 13:17 UTC Spark Networks SE LOV · Entity 108350 PurchaseAmerican Depository Shares 27,500 $3.19 $87,725.00
Disclosure

SEC source: 0001628280-21-018207 · wf-form4_163112146404096.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · security: Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE (the "Company").

Read SEC document
August 27, 2021 Filed Aug 30, 2021 14:15 UTC Spark Networks SE LOV · Entity 108350 PurchaseAmerican Depository Shares 3,250 $3.73 $12,122.50
Disclosure

SEC source: 0001628280-21-017770 · wf-form4_163034730416166.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,500

F1 · security: Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE (the "Company").

Read SEC document
August 26, 2021 Filed Aug 27, 2021 09:55 UTC Spark Networks SE LOV · Entity 108350 PurchaseAmerican Depository Shares 14,250 $3.56 $50,730.00
Disclosure

SEC source: 0001628280-21-017691 · wf-form4_163007249038203.xml · nonDerivative · entry 2

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,250

F1 · security: Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE (the "Company").

Read SEC document
August 25, 2021 Filed Aug 27, 2021 09:55 UTC Spark Networks SE LOV · Entity 108350 PurchaseAmerican Depository Shares 5,000 $3.69 $18,450.00
Disclosure

SEC source: 0001628280-21-017691 · wf-form4_163007249038203.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,000

F1 · security: Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE (the "Company").

Read SEC document
August 16, 2021 Filed Aug 16, 2021 23:53 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 17,500 $3.64 $63,700.00
Disclosure

SEC source: 0001214659-21-008720 · marketforms-53600.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,210

Read SEC document
August 09, 2021 Filed Aug 11, 2021 17:21 UTC CUTERA INC CUTR · Entity 82936 PurchaseCOMMON STOCK 1,500 $53.89 $80,835.00
Disclosure

SEC source: 0001209191-21-050954 · doc4.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,360

Read SEC document
June 15, 2021 Filed Jun 17, 2021 18:54 UTC CUTERA INC CUTR · Entity 82936 GrantCOMMON STOCK 4,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041656 · doc4.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,860

F1 · shares: Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest upon the conclusion of the Cutera, Inc. 2022 Annual General Meeting of Stockholders expected to occur on or about June 14, 2022.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerDeferred Compensation Plan Stock Units · Derivative 18,547 $7.71 $142,997.37
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 9

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 18,547 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerDeferred Compensation Plan Stock Units · Derivative 14,285 $7.71 $110,137.35
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 8

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 14,285 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerDeferred Compensation Plan Stock Units · Derivative 13,779 $7.71 $106,236.09
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 7

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 13,779 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerDeferred Compensation Plan Stock Units · Derivative 8,546 $7.71 $65,889.66
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 6

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 8,546 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerStock Option (right to buy) · Derivative 13,636 $1.36 Strike: $6.35 $18,544.96
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 5

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 13,636 shares

Expires 2024-06-25

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerStock Option (right to buy) · Derivative 35,000 $2.67 Strike: $5.04 $93,450.00
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 4

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 35,000 shares

Expires 2023-06-26

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerStock Option (right to buy) · Derivative 35,000 $3.21 Strike: $4.50 $112,350.00
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 3

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 35,000 shares

Expires 2022-06-14

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerRestricted Stock Units subject to deferral election · Derivative 30,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · derivative · entry 2

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 30,769 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F2 · price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:13 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerCommon Stock, no par value 168,153 $7.71 $1,296,459.63
Disclosure

SEC source: 0001209191-21-017632 · doc4.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:15 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 20,000 $5.02 $100,400.00
Disclosure

SEC source: 0001214659-21-001130 · marketforms-51323.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,710

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:16 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000102 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,710

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 14:22 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 50,000 $3.46 $173,135.00
Disclosure

SEC source: 0001138723-20-000072 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,078

F1 · shares: The purchase price represents the weighted average purchase price within a range of $1. Upon request by the Commission Staff, the Issuer or Security Holder, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 17:05 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 GrantRestricted Stock Unit · Derivative 30,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037986 · doc4.xml · derivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, on vesting, one share of common stock.

F2 · derivative.exercise_date: Grant of restricted stock that vests in full on the later of (i) June 17, 2021 or (ii) the date of, and immediately prior to, the Company's 2021 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

F2 · derivative.expiration_date: Grant of restricted stock that vests in full on the later of (i) June 17, 2021 or (ii) the date of, and immediately prior to, the Company's 2021 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 16:35 UTC CUTERA INC CUTR · Entity 82936 GrantCOMMON STOCK 7,147 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-013227 · rdgdoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,593

F1 · shares: Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest upon the conclusion of the Cutera, Inc. 2021 Annual General Meeting of Stockholders expected to occur on or about June 14, 2021.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:48 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001138723-19-000064 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,078

F1 · kind: All of the restricted stock units vest on November 21, 2020.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:14 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 25,000 $2.60 $65,000.00
Disclosure

SEC source: 0001138723-19-000038 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,377

F1 · shares: The purchase price represents the weighted average purchase price within a range of $1. Upon request by the Commission Staff, the Issuer or Security Holder, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:25 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 5,000 $5.97 $29,845.00
Disclosure

SEC source: 0001209191-19-049361 · doc4.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,653

F1 · price: The purchase price indicated is a weighted average purchase price. The corresponding shares were bought in multiple transactions at prices ranging from $5.93 to $6.00 inclusive. The reporting person undertakes to provide to PRGX Global, Inc. any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares bought at each price within the ranges set forth.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 11:59 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 12,500 $2.62 $32,750.00
Disclosure

SEC source: 0001138723-19-000018 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,780

F1 · price: The purchase price represents the weighted average purchase price within a range of $1. Upon request by the Commission Staff, the Issuer or Security Holder, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 16:44 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 5,000 $6.93 $34,640.50
Disclosure

SEC source: 0001209191-19-036102 · doc4.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,653

F1 · price: The purchase price indicated is a weighted average purchase price. The corresponding shares were bought in multiple transactions at prices ranging from $6.90 to $6.95 inclusive. The reporting person undertakes to provide to PRGX Global, Inc. any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares bought at each price within the ranges set forth.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 16:12 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 GrantRestricted Stock Unit · Derivative 18,547 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035526 · doc4.xml · derivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,547

Underlying: Common Stock · 18,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, on vesting, one share of common stock.

F2 · derivative.exercise_date: Grant of restricted stock units that vest in full on the later of (i) June 5, 2020 or (ii) the date of, and immediately prior to, the Company's 2020 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

F2 · derivative.expiration_date: Grant of restricted stock units that vest in full on the later of (i) June 5, 2020 or (ii) the date of, and immediately prior to, the Company's 2020 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 16:18 UTC CUTERA INC CUTR · Entity 82936 GrantCOMMON STOCK 670 $17.44 $11,683.33
Disclosure

SEC source: 0001437749-19-003404 · rdgdoc.xml · nonDerivative · entry 2

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

F2 · shares: Represents open market transactions in which share prices ranged from $17.39 to $17.49, with the weighted average being $17.4378. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 25, 2019 Filed Feb 26, 2019 16:18 UTC CUTERA INC CUTR · Entity 82936 GrantCOMMON STOCK 26,430 $16.72 $441,946.60
Disclosure

SEC source: 0001437749-19-003404 · rdgdoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,776

F1 · shares: Represents open market transactions in which share prices ranged from $16.37 to $17.35, with the weighted average being $16.7214. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 19, 2019 Filed Feb 22, 2019 16:51 UTC CUTERA INC CUTR · Entity 82936 GrantCommon Stock, par value $0.001 per share 9,946 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003165 · rdgdoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,346

F1 · shares: Grant of Restricted Stock pursuant to the Amended and Restated 2004 Equity Incentive Plan that vests annually in three equal amounts commencing on 02/19/2019.

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November 30, 2018 Filed Dec 7, 2018 01:29 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 36,585 $0.00 $0.00
Disclosure

SEC source: 0001138723-18-000130 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,280

F1 · kind: All of the restricted stock units vest on November 16, 2019.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

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November 19, 2018 Filed Nov 21, 2018 21:11 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 7,792 $4.46 $34,752.32
Disclosure

SEC source: 0001138723-18-000089 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,695

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

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November 19, 2018 Filed Sep 27, 2019 21:48 UTC Amendment ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 5,195 $4.46 $23,169.70
Disclosure

SEC source: 0001138723-19-000023 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,292

F1 · shares: The amended form 4 is due to the incorrect number of shares reported as forfeited for tax withholding for the 11/19/2018 RSU release. The number of shares originally reported was 7,792. The correct number of shares forfeited for tax withholding was 5,195. The current amount of beneficially owned shares is 119,377.

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November 05, 2018 Filed Nov 6, 2018 21:59 UTC ACCURAY INC ARAY · Entity 1170 PurchaseCommon Stock 25,000 $4.68 $117,000.00
Disclosure

SEC source: 0001138723-18-000076 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,487

F1 · shares: The purchase price represents the weighted average purchase price within a range of $1. Upon request by the Commission Staff, the Issuer or Security Holder, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

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August 23, 2018 Filed Aug 27, 2018 17:24 UTC InfuSystem Holdings, Inc INFU · Entity 6163 GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001014108-18-000194 · primary_doc.xml · derivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-08-23

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning on September 23, 2018.

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July 31, 2018 Filed Aug 1, 2018 20:27 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 12,987 $0.00 $0.00
Disclosure

SEC source: 0001138723-18-000036 · edgardoc.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,487

F1 · kind: All of the restricted stock units vest on November 17, 2018.

F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock.

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June 26, 2018 Filed Jun 28, 2018 20:44 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 GrantRestricted Stock Unit · Derivative 14,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039987 · doc4.xml · derivative · entry 3

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,285

Underlying: Common Stock · 14,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, on vesting, one share of common stock.

F2 · derivative.exercise_date: Grant of restricted stock units that vest in full on the later of (i) June 26, 2019 or (ii) the date of, and immediately prior to, the Company's 2019 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

F2 · derivative.expiration_date: Grant of restricted stock units that vest in full on the later of (i) June 26, 2019 or (ii) the date of, and immediately prior to, the Company's 2019 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.