Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2020 Filed Mar 25, 2020 23:40 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Disposition to issuerStock Options · Derivative | 420,000 | $0.00 Strike: $4.18 | $0.00 |
DisclosureSEC source: 0001621832-20-000042 · wf-form4_158517958532856.xml · derivative · entry 5 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146,166 Underlying: Common Shares · 420,000 shares Expires 2024-02-25 F3 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 1,260,000 options held by reporting person in exchange for 630,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F6 · balance_after: Includes 1,072,461 options and 73,705 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:40 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Disposition to issuerStock Options · Derivative | 420,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001621832-20-000042 · wf-form4_158517958532856.xml · derivative · entry 4 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566,166 Underlying: Common Shares · 420,000 shares Expires 2024-02-25 F3 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 1,260,000 options held by reporting person in exchange for 630,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F5 · balance_after: Includes 1,492,461 options and 73,705 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:40 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Disposition to issuerStock Options · Derivative | 420,000 | $0.00 Strike: $3.08 | $0.00 |
DisclosureSEC source: 0001621832-20-000042 · wf-form4_158517958532856.xml · derivative · entry 3 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986,166 Underlying: Common Shares · 420,000 shares Expires 2024-02-25 F3 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 1,260,000 options held by reporting person in exchange for 630,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F4 · balance_after: Includes 1,912,461 options and 73,705 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:40 UTC |
Cotton StephenDirector · Chief Executive Officer
|
GrantRestricted Common Stock | 630,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000042 · wf-form4_158517958532856.xml · nonDerivative · entry 2 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309,310 F3 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 1,260,000 options held by reporting person in exchange for 630,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:40 UTC |
Cotton StephenDirector · Chief Executive Officer
|
SaleCommon Shares | 13,315 | $0.39 | $5,192.85 |
DisclosureSEC source: 0001621832-20-000042 · wf-form4_158517958532856.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,310 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. The sale was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. The tax event was triggered by the vesting of shares issued to reimbursement for his personal moving expenses incurred in connection with the move of his family's primary residence from the Bay Area, California to Reno, Nevada. F2 · balance_after: Includes 46,099 net shares issued on March 23, 2020 as a result of settlement of RSUs previously reported in table II. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC |
Merrill JuddChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 140,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 5 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,212 Underlying: Common Shares · 140,250 shares Expires not disclosed F5 · kind: Represents 140,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F5 · derivative.exercise_date: Represents 140,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F5 · derivative.expiration_date: Represents 140,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F6 · balance_after: Includes 156,698 options and 149,514 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC |
Merrill JuddChief Financial Officer
|
Disposition to issuerStock Options · Derivative | 62,500 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 4 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,962 Underlying: Common Shares · 62,500 shares Expires 2024-03-12 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F4 · balance_after: Includes 156,698 options and 9,264 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC |
Merrill JuddChief Financial Officer
|
Disposition to issuerStock Options · Derivative | 62,500 | $0.00 Strike: $4.39 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,462 Underlying: Common Shares · 62,500 shares Expires 2024-03-12 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F3 · balance_after: Includes 219,198 options and 9,264 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC |
Merrill JuddChief Financial Officer
|
Disposition to issuerStock Options · Derivative | 125,000 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,962 Underlying: Common Shares · 125,000 shares Expires 2024-03-12 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F2 · balance_after: Includes 281,698 options and 9,264 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC |
Merrill JuddChief Financial Officer
|
GrantRestricted Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,872 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. Read SEC document |
| January 07, 2020 Filed Jan 10, 2020 00:03 UTC |
Merrill JuddChief Financial Officer
|
SaleCommon Shares | 619 | $0.80 | $495.20 |
DisclosureSEC source: 0001621832-20-000023 · wf-form4_157861461999758.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,872 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 07, 2020 Filed Jan 10, 2020 00:03 UTC |
Cotton StephenDirector · Chief Executive Officer
|
SaleCommon Shares | 4,918 | $0.80 | $3,934.40 |
DisclosureSEC source: 0001621832-20-000022 · wf-form4_157861459459516.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,211 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 00:02 UTC |
Cotton StephenDirector · Chief Executive Officer
|
SaleCommon Shares | 197,090 | $0.71 | $139,933.90 |
DisclosureSEC source: 0001621832-20-000009 · wf-form4_157835530258716.xml · nonDerivative · entry 2 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,703 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 00:01 UTC |
Merrill JuddChief Financial Officer
|
SaleCommon Shares | 106,034 | $0.71 | $75,284.14 |
DisclosureSEC source: 0001621832-20-000008 · wf-form4_157835528201923.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,175 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:14 UTC |
Yosufzai S. ShariqDirector
|
GrantRestricted Share Units · Derivative | 30,566 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000016 · wf-form4_157844606842479.xml · derivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,566 Underlying: Common Shares · 30,566 shares Expires 2025-03-31 F1 · shares: Includes 30,566 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2020. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of RSUs, the "class" of derivative security reported in Column 1. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 01:14 UTC |
DIVITO VINCENT LDirector
|
GrantRestricted Share Units · Derivative | 20,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000015 · wf-form4_157844604489913.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,378 Underlying: Common Shares · 20,378 shares Expires 2025-03-31 F1 · shares: Includes 20,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2020. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of RSUs, the "class" of derivative security reported in Column 1. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:16 UTC |
KAPOOR SUSHILDirector
|
GrantRestricted Share Units · Derivative | 20,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000019 · wf-form4_157844614479024.xml · derivative · entry 1 KAPOOR SUSHIL · CIK 0001274227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,378 Underlying: Common Shares · 20,378 shares Expires 2025-03-31 F1 · shares: Includes 20,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2020. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of RSUs, the "class" of derivative security reported in Column 1. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 01:15 UTC |
Meline SusanneDirector
|
GrantRestricted Share Units · Derivative | 20,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000018 · wf-form4_157844612124687.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,378 Underlying: Common Shares · 20,378 shares Expires 2025-03-31 F1 · shares: Includes 20,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2020. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of RSUs, the "class" of derivative security reported in Column 1. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 01:15 UTC |
Gibson Gayle JDirector
|
GrantRestricted Share Units · Derivative | 20,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000017 · wf-form4_157844609346533.xml · derivative · entry 1 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,378 Underlying: Common Shares · 20,378 shares Expires 2025-03-31 F1 · shares: Includes 20,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2020. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of RSUs, the "class" of derivative security reported in Column 1. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:02 UTC |
Cotton StephenDirector · Chief Executive Officer
|
GrantCommon Shares | 700,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000009 · wf-form4_157835530258716.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,793 F1 · kind: Shares issued related to the existing Company approved Short Term Incentive Program (STIP). Shares used in lieu of cash for payment of accrued and earned 2019 STIP. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:01 UTC |
Merrill JuddChief Financial Officer
|
GrantCommon Shares | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000008 · wf-form4_157835528201923.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,209 F1 · kind: Shares issued related to the existing Company approved Short Term Incentive Program (STIP). Shares used in lieu of cash for payment of accrued and earned 2019 STIP. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 17:39 UTC |
Yosufzai S. ShariqDirector
|
GrantRestricted Share Units · Derivative | 13,235 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000102 · wf-form4_157022517372343.xml · derivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,342 Underlying: Common Shares · 13,235 shares Expires 2023-12-31 F1 · shares: Includes 13,235 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2019. F2 · balance_after: Includes 84,107 Stock Options and 13,235 RSUs Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 17:40 UTC |
KAPOOR SUSHILDirector
|
GrantRestricted Share Units · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000103 · wf-form4_157022520194518.xml · derivative · entry 1 KAPOOR SUSHIL · CIK 0001274227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,895 Underlying: Common Shares · 8,824 shares Expires 2023-12-31 F1 · shares: Includes 8,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2019. F2 · balance_after: Includes 56,071 Stock Options and 8,824 RSUs Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 21:39 UTC |
DIVITO VINCENT LDirector
|
GrantRestricted Share Units · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000101 · wf-form4_157022514770179.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,259 Underlying: Common Shares · 8,824 shares Expires 2023-12-31 F1 · shares: Includes 8,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2019. F2 · balance_after: Includes 112,435 Stock Options and 8,824 RSUs Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 21:41 UTC |
Meline SusanneDirector
|
GrantRestricted Share Units · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000105 · wf-form4_157022526004359.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,824 Underlying: Common Shares · 8,824 shares Expires 2023-12-31 F1 · shares: Includes 8,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2019. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 21:40 UTC |
Gibson Gayle JDirector
|
GrantRestricted Share Units · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000104 · wf-form4_157022523201383.xml · derivative · entry 1 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,160 Underlying: Common Shares · 8,824 shares Expires 2023-12-31 F1 · shares: Includes 8,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2019. F2 · balance_after: Includes 30,336 Stock Options and 8,824 RSUs Read SEC document |
| September 23, 2019 Filed Sep 26, 2019 01:41 UTC |
Cotton StephenDirector · Chief Executive Officer
|
GrantRestricted Share Units · Derivative | 59,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000095 · wf-form4_156946209800892.xml · derivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,484,006 Underlying: Common Shares · 59,414 shares Expires 2020-03-20 F1 · shares: Includes 59,414 RSU's that are not yet settled and deliverable. The RSU's will settle on March 20, 2020. The RSU's are reimbursement for his personal moving expenses incurred in connection with the move of his family's primary residence from the Bay Area, California to Reno, Nevada. F2 · balance_after: Includes 2,332,461 options and 151,545 RSUs. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 21:02 UTC |
Gibson Gayle JDirector
|
PurchaseCommon Shares | 2,500 | $1.75 | $4,371.25 |
DisclosureSEC source: 0001621832-19-000088 · wf-form4_156642135674840.xml · nonDerivative · entry 1 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,546 F1 · balance_after: Includes 9,317 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 16:33 UTC Amendment |
Gibson Gayle JDirector
|
PurchaseCommon Shares | 2,500 | $1.75 | $4,371.25 |
DisclosureSEC source: 0001621832-19-000090 · wf-form4a_156649157821260.xml · nonDerivative · entry 1 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,546 F1 · balance_after: Includes 9,317 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 17:51 UTC |
Yosufzai S. ShariqDirector
|
PurchaseCommon Shares | 10,000 | $1.67 | $16,700.00 |
DisclosureSEC source: 0001621832-19-000086 · wf-form4_156538746984141.xml · nonDerivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,953 F1 · balance_after: Includes 13,975 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 15:41 UTC |
DIVITO VINCENT LDirector
|
PurchaseCommon Shares | 3,048 | $1.64 | $4,998.42 |
DisclosureSEC source: 0001621832-19-000083 · wf-form4_156527889975466.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,682 F1 · balance_after: Includes 9,317 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 15:42 UTC |
Meline SusanneDirector
|
PurchaseCommon Shares | 2,000 | $1.55 | $3,096.80 |
DisclosureSEC source: 0001621832-19-000084 · wf-form4_156527892164677.xml · nonDerivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,317 F1 · balance_after: Includes 9,317 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| July 06, 2019 Filed Jul 9, 2019 00:15 UTC |
Merrill JuddChief Financial Officer
|
Tax withholdingCommon Shares | 687 | $1.83 | $1,257.21 |
DisclosureSEC source: 0001621832-19-000067 · wf-form4_156263131685110.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,209 F1 · shares: Represents the number of shares withheld to cover the tax liability of the July 6, 2019 vesting of a previously reported restricted share grant represented in Table I. Read SEC document |
| July 06, 2019 Filed Jul 9, 2019 00:15 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Tax withholdingCommon Shares | 7,533 | $1.83 | $13,785.39 |
DisclosureSEC source: 0001621832-19-000066 · wf-form4_156263129701763.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,924 F1 · shares: Represents the number of shares withheld to cover the tax liability of the July 6, 2019 vesting of a previously reported restricted share grant represented in Table I. Read SEC document |
| July 03, 2019 Filed Jul 9, 2019 00:15 UTC |
Meline SusanneDirector
|
GrantCommon Shares | 9,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000068 · wf-form4_156263133457780.xml · nonDerivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,317 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:50 UTC |
Yosufzai S. ShariqDirector
|
GrantCommon Shares | 13,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000060 · wf-form4_156218339291011.xml · nonDerivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,953 F1 · shares: Represents 13,975 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:48 UTC |
Stevenson Mark WayneDirector
|
GrantCommon Shares | 9,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000057 · wf-form4_156218332241075.xml · nonDerivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,129 F1 · shares: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:49 UTC |
DIVITO VINCENT LDirector
|
GrantCommon Shares | 9,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000058 · wf-form4_156218334283259.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,634 F1 · shares: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:48 UTC |
KAPOOR SUSHILDirector
|
GrantCommon Shares | 9,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000056 · wf-form4_156218330320788.xml · nonDerivative · entry 1 KAPOOR SUSHIL · CIK 0001274227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,129 F1 · shares: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:49 UTC |
Gibson Gayle JDirector
|
GrantCommon Shares | 9,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000059 · wf-form4_156218336832033.xml · nonDerivative · entry 1 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,046 F1 · shares: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| June 14, 2019 Filed Jun 14, 2019 22:04 UTC |
Cotton StephenDirector · Chief Executive Officer
|
PurchaseCommon Shares | 10,000 | $1.51 | $15,050.00 |
DisclosureSEC source: 0001621832-19-000050 · wf-form4_156054987088463.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,457 F1 · balance_after: Includes 110,557 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period beginning July 4, 2019, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2018 Long Term Incentive Program as non-cash stock awards. Read SEC document |
| June 14, 2019 Filed Jun 14, 2019 21:04 UTC |
Merrill JuddChief Financial Officer
|
PurchaseCommon Shares | 2,000 | $1.50 | $2,993.40 |
DisclosureSEC source: 0001621832-19-000048 · wf-form4_156054625356738.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,896 F1 · balance_after: Includes 13,896 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period beginning July 6, 2019, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2018 Long Term Incentive Program as non-cash stock awards. Read SEC document |
| May 16, 2019 Filed May 17, 2019 17:46 UTC |
KAPOOR SUSHILDirector
|
PurchaseCommon Shares | 5,000 | $1.92 | $9,600.00 |
DisclosureSEC source: 0001621832-19-000046 · wf-form4_155812959515353.xml · nonDerivative · entry 1 KAPOOR SUSHIL · CIK 0001274227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,812 F1 · balance_after: Includes 4,839 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 28, 2019 Read SEC document |
| May 03, 2019 Filed May 7, 2019 17:33 UTC |
Yosufzai S. ShariqDirector
|
GrantStock Options · Derivative | 45,504 | $2.48 Strike: $2.48 | $112,849.92 |
DisclosureSEC source: 0001621832-19-000035 · wf-form4_155726476478056.xml · derivative · entry 2 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,504 Underlying: Common Shares · 45,504 shares Expires 2024-05-03 F1 · shares: Granted as part of annual director compensation arrangements. F2 · derivative.exercise_date: Options vest 1/12 per year beginning June 3, 2019 to be fully vested as of May 3, 2020. Read SEC document |
| May 03, 2019 Filed May 7, 2019 17:37 UTC |
Stevenson Mark WayneDirector
|
GrantStock Options · Derivative | 30,336 | $2.48 Strike: $2.48 | $75,233.28 |
DisclosureSEC source: 0001621832-19-000037 · wf-form4_155726501099145.xml · derivative · entry 2 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,336 Underlying: Common Shares · 30,336 shares Expires 2024-05-03 F1 · shares: Granted as part of annual director compensation arrangements. F2 · derivative.exercise_date: Options vest 1/12 per year beginning June 3, 2019 to be fully vested as of May 3, 2020. Read SEC document |
| May 03, 2019 Filed May 7, 2019 21:31 UTC |
DIVITO VINCENT LDirector
|
GrantStock Options · Derivative | 36,403 | $2.48 Strike: $2.48 | $90,279.44 |
DisclosureSEC source: 0001621832-19-000033 · wf-form4_155726470328391.xml · derivative · entry 2 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,403 Underlying: Common Shares · 36,403 shares Expires 2024-05-03 F1 · shares: Granted as part of annual director compensation arrangements. F2 · derivative.exercise_date: Options vest 1/12 per year beginning June 3, 2019 to be fully vested as of May 3, 2020. Read SEC document |
| May 03, 2019 Filed May 7, 2019 17:34 UTC |
KAPOOR SUSHILDirector
|
GrantStock Options · Derivative | 30,336 | $2.48 Strike: $2.48 | $75,233.28 |
DisclosureSEC source: 0001621832-19-000036 · wf-form4_155726479767066.xml · derivative · entry 2 KAPOOR SUSHIL · CIK 0001274227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,336 Underlying: Common Shares · 30,336 shares Expires 2024-05-03 F1 · shares: Granted as part of annual director compensation arrangements. F2 · derivative.exercise_date: Options vest 1/12 per year beginning June 3, 2019 to be fully vested as of May 3, 2020. Read SEC document |
| May 03, 2019 Filed May 7, 2019 21:32 UTC |
Gibson Gayle JDirector
|
GrantStock Options · Derivative | 30,336 | $2.48 Strike: $2.48 | $75,233.28 |
DisclosureSEC source: 0001621832-19-000034 · wf-form4_155726473394691.xml · derivative · entry 2 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,336 Underlying: Common Shares · 30,336 shares Expires 2024-05-03 F1 · shares: Granted as part of annual director compensation arrangements. F2 · derivative.exercise_date: Options vest 1/12 per year beginning June 3, 2019 to be fully vested as of May 3, 2020. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:09 UTC |
Yosufzai S. ShariqDirector
|
GrantCommon Shares | 7,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000027 · wf-form4_155432937517770.xml · nonDerivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,978 F1 · shares: Represents 7,258 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 28, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:08 UTC Amendment |
Yosufzai S. ShariqDirector
|
GrantCommon Shares | 12,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000026 · wf-form4a_155432931928897.xml · nonDerivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,720 F1 · shares: Includes 12,162 shares underlying restricted stock units ("RSUs")that are vested and deliverable as part of director compensation arrangement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.