TapewireFind a company

person · Reporting owner

Stern Michael K

Disclosed activity across 2 companies

Tapewire entity
112187
SEC CIK
0001583861

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AQUABOUNTY TECHNOLOGIES INCAQB · Entity 8187DirectorJune 14, 2023June 16, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AQUABOUNTY TECHNOLOGIES INC

Report date June 14, 2023 · Filed June 16, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,555 Reported balance After 2023-06-14 transaction · row 1
1 source row

Row 1 · 2023-06-14 · Grant · Acquired 55,555 · Balance 90,555

F1: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.36 · Expires 2033-05-25Direct2,500 Reported balance After 2023-06-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-06-14 · Grant · Acquired 2,500 · Balance 2,500

F2: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

F2: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MONSANTO CO /NEW/

Report date June 07, 2018 · Filed June 07, 2018

Section 16 reporting ended · disclosed 2018-06-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-07 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-06-07 · Disposition to issuer · Disposed 7,376 · Balance 0

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-07 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2018-06-07 · Disposition to issuer · Disposed 11,854 · Balance 0

F4: Represents restricted stock units.

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-07 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2018-06-07 · Disposition to issuer · Disposed 14,779 · Balance 0

F5: Represents performance-based restricted stock units.

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2018-06-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-06-07 · Disposition to issuer · Disposed 4,367 · Balance 0

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.69Direct0 Reported balance After 2018-06-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-06-07 · Disposition to issuer · Disposed 7,960 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.79Direct0 Reported balance After 2018-06-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-06-07 · Disposition to issuer · Disposed 7,830 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $90.48Direct0 Reported balance After 2018-06-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-06-07 · Disposition to issuer · Disposed 5,280 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $103.51Direct0 Reported balance After 2018-06-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-06-07 · Disposition to issuer · Disposed 800 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $106.05Direct0 Reported balance After 2018-06-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-06-07 · Disposition to issuer · Disposed 8,490 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $112.82Direct0 Reported balance After 2018-06-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-06-07 · Disposition to issuer · Disposed 10,640 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.34Direct0 Reported balance After 2018-06-07 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-06-07 · Disposition to issuer · Disposed 16,430 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Phantom Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-07 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-06-07 · Disposition to issuer · Disposed 3,871 · Balance 0

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F4: Represents restricted stock units.

F5: Represents performance-based restricted stock units.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2023 Filed Jun 16, 2023 08:53 UTC AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037653 · doc4.xml · derivative · entry 2

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2033-05-25

F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:53 UTC AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 GrantCommon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037653 · doc4.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,555

F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 17:45 UTC AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 PurchaseCommon Stock 20,000 $0.74 $14,800.00
Disclosure

SEC source: 0001209191-22-062204 · doc4.xml · nonDerivative · entry 2

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F2 · security: Purchase 20,000 shares at $.74 12/16/2022

Read SEC document
November 10, 2022 Filed Nov 15, 2022 08:32 UTC AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 GrantOptions to Purchase · Derivative 2,500 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001209191-22-056902 · doc4.xml · derivative · entry 2

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-11-10

F1 · derivative.exercise_date: Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023

Read SEC document
June 13, 2022 Filed Jun 13, 2022 18:08 UTC AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 PurchaseCommon Stock 15,000 $1.60 $24,000.00
Disclosure

SEC source: 0001209191-22-036430 · doc4.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerPhantom Share Units · Derivative 3,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 12

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,871 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.exercise_price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · derivative.exercise_date: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.exercise_date: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · derivative.expiration_date: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.expiration_date: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 16,430 Not disclosed Strike: $91.34 Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 11

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,430 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 10,640 Not disclosed Strike: $112.82 Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 10

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,640 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 8,490 Not disclosed Strike: $106.05 Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 9

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,490 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 800 Not disclosed Strike: $103.51 Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 8

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 5,280 Not disclosed Strike: $90.48 Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 7

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,280 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 7,830 Not disclosed Strike: $74.79 Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 6

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,830 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 7,960 Not disclosed Strike: $70.69 Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · derivative · entry 5

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,960 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerCommon Stock 14,779 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · nonDerivative · entry 4

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · shares: Represents performance-based restricted stock units.

F1 · price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerCommon Stock 11,854 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · nonDerivative · entry 3

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · shares: Represents restricted stock units.

F1 · price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerCommon Stock 4,367 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · nonDerivative · entry 2

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:00 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerCommon Stock 7,376 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-015490 · doc4.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 17:02 UTC MONSANTO CO /NEW/ MON · Entity 165931 Tax withholdingCommon Stock 1,272 $127.56 $162,256.32
Disclosure

SEC source: 0001110783-18-000067 · edgar.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,958

F1 · shares: On June 1, 2018, 3,650 time-based restricted stock units became fully vested for which taxes became due and payable. 1,272 restricted stock units were used for the payment of these taxes.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 16:57 UTC MONSANTO CO /NEW/ MON · Entity 165931 Tax withholdingCommon Stock 575 $117.26 $67,424.50
Disclosure

SEC source: 0001110783-17-000280 · edgar.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,230

F1 · shares: On November 15, 2017, 1,631 time-based restricted stock units became fully vested for which taxes became due and payable. 575 restricted stock units were used for the payment of these taxes.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:23 UTC MONSANTO CO /NEW/ MON · Entity 165931 GrantCommon Stock 4,941 $0.00 $0.00
Disclosure

SEC source: 0001110783-17-000220 · edgar.xml · nonDerivative · entry 2

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,746

F2 · shares: Restricted stock unit grant pursuant to the Monsanto Company 2005 Long-Term Incentive Plan, vesting one-third on November 15, 2018, one-third on November 15, 2019 and the remaining one-third on November 15, 2020.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:23 UTC MONSANTO CO /NEW/ MON · Entity 165931 GrantCommon Stock 4,941 $0.00 $0.00
Disclosure

SEC source: 0001110783-17-000220 · edgar.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,805

F1 · shares: Restricted stock unit grant pursuant to the Monsanto Company 2005 Long-Term Incentive Plan, vesting on November 15, 2017.

Read SEC document
October 26, 2017 Filed Nov 16, 2017 16:56 UTC Amendment MONSANTO CO /NEW/ MON · Entity 165931 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001110783-17-000279 · edgar.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,805

F1 · balance_after: On October 30, 2017, the Company mistakenly filed a Form 4 on the reporting person's behalf reporting the grant of 4,941 restricted stock units vesting on November 15, 2017 as an acquisition of common stock that did not occur. This amended Form 4 is being filed to reflect the deletion of such transaction. The remaining transaction(s) contained in such Form 4 are not amended hereby.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:06 UTC MONSANTO CO /NEW/ MON · Entity 165931 OtherOption (Right to Buy) · Derivative 5,670 $89.45 Strike: $89.45 $507,181.50
Disclosure

SEC source: 0001110783-17-000012 · edgar.xml · derivative · entry 4

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,670 shares

Expires 2018-10-20

F3 · derivative.exercise_date: One-third of the options became exercisable on November 15, 2009, one-third of the options became exercisable on November 15, 2010 and the remainder of the options became exercisable on November 15, 2011, subject to the terms and conditions of the Monsanto Company 2005 Long Term Incentive Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:06 UTC MONSANTO CO /NEW/ MON · Entity 165931 SaleCommon Stock 5,670 $110.00 $623,702.27
Disclosure

SEC source: 0001110783-17-000012 · edgar.xml · nonDerivative · entry 2

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864

F1 · shares: The sale and stock option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2016.

F2 · price: This price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $110.00 to $110.01. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:06 UTC MONSANTO CO /NEW/ MON · Entity 165931 OtherCommon Stock 5,670 $89.45 $507,181.50
Disclosure

SEC source: 0001110783-17-000012 · edgar.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,534

F1 · shares: The sale and stock option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:26 UTC MONSANTO CO /NEW/ MON · Entity 165931 Tax withholdingCommon Stock 718 $99.09 $71,146.62
Disclosure

SEC source: 0001110783-16-000604 · edgar.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864

F1 · shares: On November 15, 2016, 1,902 performance-based restricted stock units became fully vested for which taxes became due and payable. 718 restricted stock units were used for the payment of these taxes.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 17:30 UTC MONSANTO CO /NEW/ MON · Entity 165931 GrantCommon Stock 4,894 $0.00 $0.00
Disclosure

SEC source: 0001110783-16-000548 · edgar.xml · nonDerivative · entry 2

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,582

F2 · shares: Restricted stock unit grant pursuant to the Monsanto Company 2005 Long-Term Incentive Plan, vesting one-third on November 15, 2017, one-third on November 15, 2018 and the remaining one-third on November 15, 2019.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 17:30 UTC MONSANTO CO /NEW/ MON · Entity 165931 GrantCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001110783-16-000548 · edgar.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · VP, and CEO, Climate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,688

F1 · shares: Restricted stock unit grant pursuant to the Monsanto Company 2005 Long-Term Incentive Plan, vesting on November 15, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.