Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AQUABOUNTY TECHNOLOGIES INCAQB · Entity 8187 | Director | June 14, 2023 | June 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AQUABOUNTY TECHNOLOGIES INC
Report date June 14, 2023 · Filed June 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,555 |
Reported balance
After 2023-06-14 transaction · row 1
1 source rowRow 1 · 2023-06-14 · Grant · Acquired 55,555 · Balance 65,555 F1: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.36 · Expires 2033-05-25 | Direct | 2,500 |
Reported balance
After 2023-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-14 · Grant · Acquired 2,500 · Balance 2,500 F2: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.
F2: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2023 Filed Jun 16, 2023 12:38 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001209191-23-037645 · doc4.xml · derivative · entry 2 Alvarez Ricardo J · CIK 0001833626 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2033-05-25 F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 12:38 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 55,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037645 · doc4.xml · nonDerivative · entry 1 Alvarez Ricardo J · CIK 0001833626 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,555 F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 22:53 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | PurchaseCommon Stock | 2,084 | $0.74 | $1,542.16 |
DisclosureSEC source: 0001209191-22-062209 · doc4.xml · nonDerivative · entry 3 Alvarez Ricardo J · CIK 0001833626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084 F3 · security: Purchase of 2,084 shares at $.74 12/16/2022 Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 20:28 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | PurchaseCommon Stock | 3,871 | $0.72 | $2,787.12 |
DisclosureSEC source: 0001209191-22-061627 · doc4.xml · nonDerivative · entry 2 Alvarez Ricardo J · CIK 0001833626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,871 F2 · security: Purchase of 3,871 shares at $.72 12/15/2022 Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 19:26 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | PurchaseCommon Stock | 4,045 | $0.66 | $2,669.70 |
DisclosureSEC source: 0001209191-22-061375 · doc4.xml · nonDerivative · entry 1 Alvarez Ricardo J · CIK 0001833626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,045 F1 · security: Purchase of 4,045 shares at $.66 12/14/2022 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 15:23 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001209191-22-019083 · doc4.xml · derivative · entry 2 Alvarez Ricardo J · CIK 0001833626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2032-03-14 F2 · shares: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant F2 · derivative.exercise_date: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:02 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,083 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001209191-21-019892 · doc4.xml · derivative · entry 1 Alvarez Ricardo J · CIK 0001833626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 Underlying: Common Stock · 2,083 shares Expires 2031-03-10 F1 · derivative.exercise_date: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.