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APOG

APOGEE ENTERPRISES, INC.

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5131
SEC CIK
0000006845
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609

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 2, 2020 17:56 UTC GrantDeferred Restricted Stock Units · Derivative 42 $23.04 Strike: $0.00 $967.68
Disclosure

SEC source: 0001209191-20-040060 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,198

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 19:40 UTC GrantCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038870 · doc4.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,827

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

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June 24, 2020 Filed Jun 25, 2020 19:39 UTC GrantCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038868 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,461

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 19:40 UTC
POMPA MARK ADirector
GrantRestricted Stock Units · Derivative 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038869 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,920

Underlying: Common Stock · 4,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

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June 24, 2020 Filed Jun 25, 2020 19:38 UTC GrantRestricted Stock Units · Derivative 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038867 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,920

Underlying: Common Stock · 4,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 19:38 UTC GrantCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038866 · doc4.xml · nonDerivative · entry 1

Lilly Elizabeth Murphy · CIK 0001799209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,392

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 19:37 UTC GrantRestricted Stock Units · Derivative 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038865 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,920

Underlying: Common Stock · 4,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 19:36 UTC
Heard FrankDirector
GrantRestricted Stock Unit Award · Derivative 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038864 · doc4.xml · derivative · entry 1

Heard Frank · CIK 0001608587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,920

Underlying: Common Stock · 4,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 19:35 UTC GrantCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038863 · doc4.xml · nonDerivative · entry 1

Alvord Christina M · CIK 0001692983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,392

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 19:35 UTC GrantCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038862 · doc4.xml · nonDerivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,652

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:27 UTC
Gupta NisheetEVP and CFO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036933 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 16:47 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
Tax withholdingCommon Stock 297 $24.52 $7,282.44
Disclosure

SEC source: 0001209191-20-034916 · doc4.xml · nonDerivative · entry 1

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,203

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:13 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033434 · doc4.xml · nonDerivative · entry 1

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 17:55 UTC
Jewell Brent CPresident, AFS
Tax withholdingCommon Stock 918 $20.65 $18,956.70
Disclosure

SEC source: 0001209191-20-033400 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,669

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 30, 2020 Filed May 1, 2020 21:18 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 8,280 $20.44 $169,243.20
Disclosure

SEC source: 0001209191-20-026583 · doc4.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,460

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 30, 2020 Filed May 1, 2020 21:17 UTC
PORTER JAMES SChief Financial Officer
Tax withholdingCommon Stock 2,558 $20.44 $52,285.52
Disclosure

SEC source: 0001209191-20-026582 · doc4.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,223

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 30, 2020 Filed May 1, 2020 21:16 UTC
Jewell Brent CSr VP Business Dev & Strategy
Tax withholdingCommon Stock 495 $20.44 $10,117.80
Disclosure

SEC source: 0001209191-20-026580 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · Sr VP Business Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,587

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 30, 2020 Filed May 1, 2020 21:15 UTC Tax withholdingCommon Stock 1,974 $20.44 $40,348.56
Disclosure

SEC source: 0001209191-20-026579 · doc4.xml · nonDerivative · entry 1

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,111

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:25 UTC
PORTER JAMES SChief Financial Officer
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025994 · doc4.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,781

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:24 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025993 · doc4.xml · nonDerivative · entry 1

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,085

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:48 UTC
Sachs Gregory JoelChief Procurement Officer
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025589 · doc4.xml · nonDerivative · entry 1

Sachs Gregory Joel · CIK 0001798982 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:47 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025588 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,919

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:46 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025586 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,371

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:46 UTC
Jewell Brent CSr VP Business Dev & Strategy
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025584 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · Sr VP Business Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,082

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:45 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
GrantCommon Stock 37,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025583 · doc4.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,740

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 20, 2020 Filed Apr 22, 2021 14:24 UTC GrantPerformance Share Units · Derivative 3,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027913 · doc4.xml · derivative · entry 2

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397

Underlying: Common Stock · 3,397 shares

Expires 2024-04-20

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

Read SEC document
April 17, 2020 Filed Apr 20, 2020 16:02 UTC GrantCommon Stock 6,000 $17.89 $107,361.60
Disclosure

SEC source: 0001209191-20-025066 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,541

F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $17.72 to $18.00. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 18:42 UTC Tax withholdingCommon Stock 1,629 $17.21 $28,035.09
Disclosure

SEC source: 0001209191-20-024766 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F1 · shares: Vest in three equal annual installments beginning on the first anniversary date of grant.

Read SEC document
April 15, 2020 Filed Dec 10, 2020 21:41 UTC Amendment Tax withholdingCommon Stock 1,629 $17.21 $28,035.09
Disclosure

SEC source: 0001209191-20-062721 · doc4a.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F1 · shares: Vest in three equal annual installments beginning on the first anniversary date of grant.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 18:13 UTC PurchaseCommon Stock 2,600 $18.73 $48,705.54
Disclosure

SEC source: 0001209191-20-024460 · doc4.xml · nonDerivative · entry 3

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 2,600

F3 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $18.6845 to $18.7543. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 18:13 UTC PurchaseCommon Stock 22,540 $18.75 $422,600.21
Disclosure

SEC source: 0001209191-20-024460 · doc4.xml · nonDerivative · entry 2

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 22,540

F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $18.71 to $18.80. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
April 14, 2020 Filed Jun 21, 2024 20:45 UTC Amendment PurchaseCommon Stock 2,600 $18.73 $48,705.54
Disclosure

SEC source: 0000006845-24-000184 · wk-form4a_1719002736.xml · nonDerivative · entry 3

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 2,600

F3 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $18.6845 to $18.7543. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
April 14, 2020 Filed Jun 21, 2024 20:45 UTC Amendment PurchaseCommon Stock 24,000 $18.75 $449,973.60
Disclosure

SEC source: 0000006845-24-000184 · wk-form4a_1719002736.xml · nonDerivative · entry 2

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 24,000

F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $18.71 to $18.80. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:56 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 16 $20.82 Strike: $0.00 $333.12
Disclosure

SEC source: 0001209191-20-022649 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817

Underlying: Common Stock · 16 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:56 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 26 $20.82 Strike: $0.00 $541.32
Disclosure

SEC source: 0001209191-20-022649 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:56 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 1,440 $20.82 Strike: $0.00 $29,980.80
Disclosure

SEC source: 0001209191-20-022649 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,398

Underlying: Common Stock · 1,440 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC GrantDeferred Restricted Stock Units · Derivative 66 $20.82 Strike: $0.00 $1,374.12
Disclosure

SEC source: 0001209191-20-022639 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Underlying: Common Stock · 66 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC GrantPhantom Stock Units · Derivative 83 $20.82 Strike: $0.00 $1,728.06
Disclosure

SEC source: 0001209191-20-022639 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,307

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC GrantDeferred Restricted Stock Units · Derivative 18 $20.82 Strike: $0.00 $374.76
Disclosure

SEC source: 0001209191-20-022630 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:51 UTC GrantPhantom Stock Units · Derivative 450 $20.82 Strike: $0.00 $9,369.00
Disclosure

SEC source: 0001209191-20-022627 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,427

Underlying: Common Stock · 450 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:47 UTC
Sachs Gregory JoelChief Procurement Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003632 · doc4.xml · nonDerivative · entry 1

Sachs Gregory Joel · CIK 0001798982 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:43 UTC
Jewell Brent CSr VP Business Dev & Strategy
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003630 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · Sr VP Business Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,082

F1 · shares: Shares vest on the following vesting schedule: one-third of the shares vest on January 14, 2021, the second one-third of the shares vest on August 5, 2021 and the final one-third of the shares vest on August 5, 2022.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:34 UTC
Heard FrankDirector
GrantRestricted Stock Unit Award · Derivative 1,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003621 · doc4.xml · derivative · entry 1

Heard Frank · CIK 0001608587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472

Underlying: Common Stock · 1,472 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units will vest on June 26, 2021 and the remaining one-third of the stock units will vest on June 26, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units will vest on June 26, 2021 and the remaining one-third of the stock units will vest on June 26, 2022.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:42 UTC
POMPA MARK ADirector
GrantRestricted Stock Units · Derivative 3,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003629 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Underlying: Common Stock · 3,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units vest on June 26, 2021 and the remaining one-third of the stock units vest on June 26, 2022. Vested stock units will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units vest on June 26, 2021 and the remaining one-third of the stock units vest on June 26, 2022. Vested stock units will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:41 UTC GrantRestricted Stock Units · Derivative 3,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003628 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Underlying: Common Stock · 3,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units vest on June 26, 2021 and the remaining one-third of the stock units vest on June 26, 2022. Vested stock units will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units vest on June 26, 2021 and the remaining one-third of the stock units vest on June 26, 2022. Vested stock units will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:40 UTC GrantRestricted Stock Units · Derivative 3,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003627 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Underlying: Common Stock · 3,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units vest on June 26, 2021 and the remaining one-third of the stock units vest on June 26, 2022. Vested units will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units will vest on the following schedule: two-thirds of the stock units vest on June 26, 2021 and the remaining one-third of the stock units vest on June 26, 2022. Vested units will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:39 UTC GrantCommon Stock 3,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003626 · doc4.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,907

F1 · shares: Shares vest on the following vesting schedule: two-thirds of the shares vest on June 26, 2021 and the remaining one-third of the shares vest on June 26, 2022.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:39 UTC GrantCommon Stock 3,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003625 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,541

F1 · shares: Shares vest on the following vesting schedule: two-thirds of the shares vest on June 26, 2021 and the remaining one-third of the shares vest on June 26, 2022.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:37 UTC GrantCommon Stock 1,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003623 · doc4.xml · nonDerivative · entry 1

Lilly Elizabeth Murphy · CIK 0001799209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472

F1 · shares: Shares vest on the following vesting schedule: two-thirds of the shares vest on June 26, 2021 and the remaining one-third of the shares vest on June 26, 2022.

F2 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 20:38 UTC GrantCommon Stock 3,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003624 · doc4.xml · nonDerivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,732

F1 · shares: Shares vest on the following vesting schedule: two-thirds of the shares vest on June 26, 2021 and the remaining one-third of the shares vest on June 26, 2022.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.