Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APOGEE ENTERPRISES, INC.APOG · Entity 5131 | Chief Financial Officer | April 30, 2020 | May 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APOGEE ENTERPRISES, INC.
Report date April 30, 2020 · Filed May 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 127,223 |
Reported balance
After 2020-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-30 · Tax withholding · Disposed 2,558 · Balance 127,223 F1: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 1,875 |
Reported balance
Holding disclosure · report date 2020-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,875 F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/20 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/20 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2020 Filed May 1, 2020 21:17 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 2,558 | $20.44 | $52,285.52 |
DisclosureSEC source: 0001209191-20-026582 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,223 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:25 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025994 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,781 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023. F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. Read SEC document |
| September 26, 2019 Filed Apr 2, 2020 21:00 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022668 · doc5.xml · nonDerivative · entry 3 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,237 Read SEC document |
| September 20, 2019 Filed Apr 2, 2020 21:00 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022668 · doc5.xml · nonDerivative · entry 2 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,237 Read SEC document |
| July 05, 2019 Filed Apr 2, 2020 21:00 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022668 · doc5.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,462 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| April 30, 2019 Filed May 2, 2019 15:30 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 2,648 | $40.30 | $106,714.40 |
DisclosureSEC source: 0001209191-19-026916 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,283 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 17:04 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 6,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026100 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,931 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2020, 4/30/2021 and 4/30/2022. F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 15:44 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | PurchaseCommon Stock | 2,000 | $28.10 | $56,205.40 |
DisclosureSEC source: 0001209191-18-064056 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,980 F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $28.035 to $28.110. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 9/30/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| December 24, 2018 Filed Apr 15, 2019 20:02 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | PurchaseCommon Stock | 2,000 | $28.10 | $56,205.40 |
DisclosureSEC source: 0001209191-19-024567 · doc4a.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,555 F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $28.035 to $28.110. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 9/30/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan. F3 · balance_after: Correction of mathematical error. The remainder of the Form contains no changes and has been stated as originally filed. Read SEC document |
| October 12, 2018 Filed Apr 15, 2019 20:04 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024570 · doc5.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,705 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/2/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| April 30, 2018 Filed May 2, 2018 16:51 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 1,569 | $41.11 | $64,501.59 |
DisclosureSEC source: 0001209191-18-027266 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,854 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:46 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026866 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,414 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2019, 4/30/2020 and 4/30/2021. F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| October 26, 2017 Filed Mar 14, 2018 16:36 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019502 · doc5.xml · nonDerivative · entry 3 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,143 Read SEC document |
| October 03, 2017 Filed Mar 14, 2018 16:36 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019502 · doc5.xml · nonDerivative · entry 2 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,318 Read SEC document |
| July 03, 2017 Filed Mar 14, 2018 16:36 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019502 · doc5.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,068 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/3/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| April 30, 2017 Filed May 1, 2017 21:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 1,224 | $54.50 | $66,708.00 |
DisclosureSEC source: 0001209191-17-028976 · doc4.xml · nonDerivative · entry 3 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,334 Read SEC document |
| April 29, 2017 Filed May 1, 2017 21:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 677 | $54.50 | $36,896.50 |
DisclosureSEC source: 0001209191-17-028976 · doc4.xml · nonDerivative · entry 2 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,558 Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028976 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,235 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2018, 4/30/2019 and 4/30/2020. F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/17 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan. Read SEC document |
| January 31, 2017 Filed Mar 13, 2017 20:10 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020154 · doc5.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,620 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/4/17 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 16:48 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 4,000 | $57.05 | $228,200.00 |
DisclosureSEC source: 0001209191-17-005655 · doc4.xml · nonDerivative · entry 4 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,087 F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $57.0425 to $57.0503. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| December 23, 2016 Filed Jan 26, 2017 16:48 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005655 · doc4.xml · nonDerivative · entry 3 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,087 Read SEC document |
| November 18, 2016 Filed Jan 26, 2017 16:48 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005655 · doc4.xml · nonDerivative · entry 2 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,087 Read SEC document |
| September 09, 2016 Filed Jan 26, 2017 16:48 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005655 · doc4.xml · nonDerivative · entry 1 PORTER JAMES S · CIK 0001233873 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,207 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 12/31/16 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.