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Gupta Nisheet

Disclosed activity across 2 companies

Tapewire entity
125683
SEC CIK
0001814226

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APOGEE ENTERPRISES, INC.APOG · Entity 5131EVP and CFOJune 30, 2022July 05, 2022
Zoomcar Holdings, Inc.IOAC · Entity 8624DirectorOctober 26, 2021October 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APOGEE ENTERPRISES, INC.

Report date June 30, 2022 · Filed July 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,512 Last balance in matching sequence After 2022-06-30 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-06-30 · Exercise / conversion · Acquired 21,439 · Balance 56,611

F1: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Row 2 · 2022-06-30 · Tax withholding · Disposed 16,099 · Balance 40,512

F2: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F1: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.04 · Expires 2030-06-30Direct27,400 Reported balance After 2022-06-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-30 · Exercise / conversion · Acquired 21,439 · Balance 27,400

F3: In addition to shares exercised, 5,961 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

F2: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F3: In addition to shares exercised, 5,961 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Zoomcar Holdings, Inc.

Report date October 26, 2021 · Filed October 27, 2021

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 5, 2022 21:06 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 Exercise / conversionOption (Right to Buy) · Derivative 21,439 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-22-040795 · doc4.xml · derivative · entry 3

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Option (Right to Buy) · 21,439 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In addition to shares exercised, 5,961 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4 · balance_after: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 Tax withholdingCommon Stock 16,099 $39.22 $631,402.78
Disclosure

SEC source: 0001209191-22-040795 · doc4.xml · nonDerivative · entry 2

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,512

F2 · shares: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 Exercise / conversionCommon Stock 21,439 $23.04 $493,954.56
Disclosure

SEC source: 0001209191-22-040795 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 19:26 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 Tax withholdingCommon Stock 2,039 $40.98 $83,558.22
Disclosure

SEC source: 0001209191-22-037379 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,172

F1 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
April 30, 2022 Filed May 3, 2022 21:15 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 Tax withholdingCommon Stock 1,252 $44.00 $55,088.00
Disclosure

SEC source: 0001209191-22-026807 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,211

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:50 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 8,143 $49.09 $399,739.87
Disclosure

SEC source: 0001209191-22-025399 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,463

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2023, 4/30/2024 and 4/30/2025.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
June 15, 2021 Filed Nov 24, 2021 19:30 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 Tax withholdingCommon Stock 2,040 $39.19 $79,947.60
Disclosure

SEC source: 0001209191-21-066760 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,320

F1 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 14:22 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPerformance Share Units · Derivative 5,618 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027912 · doc4.xml · derivative · entry 2

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618

Underlying: Common Stock · 5,618 shares

Expires 2024-04-20

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 14:22 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 12,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027912 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,360

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:14 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantOption (Right to Buy) · Derivative 54,800 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040085 · doc4.xml · derivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,800

Underlying: Common Stock · 54,800 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:27 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036933 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.