Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APOGEE ENTERPRISES, INC.APOG · Entity 5131 | Director · Chief Executive Officer & Pres | November 09, 2020 | November 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APOGEE ENTERPRISES, INC.
Report date November 09, 2020 · Filed November 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,918 |
Reported balance
After 2020-11-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-09 · Exercise / conversion · Acquired 41,458 · Balance 196,918 F1: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 155,460 |
Reported balance
After 2020-11-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-11-09 · Sale · Disposed 41,458 · Balance 155,460 F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020. F3: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.21 to $26.90. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
| Common StockSEC Table I · non-derivative | Direct | 214,343 |
Reported balance
After 2020-11-10 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-11-10 · Exercise / conversion · Acquired 58,883 · Balance 214,343 |
| Common StockSEC Table I · non-derivative | Direct | 155,460 |
Reported balance
After 2020-11-10 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-11-10 · Sale · Disposed 58,883 · Balance 155,460 F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020. F4: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.01 to $25.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.34 · Expires 2021-08-22 | Direct | 58,883 |
Reported balance
After 2020-11-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-11-09 · Exercise / conversion · Disposed 41,458 · Balance 58,883 F5: Currently 100% exercisable. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.34 · Expires 2021-08-22 | Direct | 0 |
Reported balance
After 2020-11-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-11-10 · Exercise / conversion · Disposed 58,883 · Balance 0 F5: Currently 100% exercisable. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 127,175 |
Reported balance
Holding disclosure · report date 2020-11-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 127,175 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020.
F3: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.21 to $26.90. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.01 to $25.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F5: Currently 100% exercisable.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARCTIC CAT INC
Report date March 06, 2017 · Filed March 07, 2017
Section 16 reporting ended · disclosed 2017-03-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2017-03-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-03-06 · Other · Disposed 18,525 · Balance 0 F1: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 2
1 source rowRow 2 · 2017-03-06 · Disposition to issuer · Disposed 3,834 · Balance 0 F2: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.74 · Expires 2026-04-01 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-06 · Disposition to issuer · Disposed 5,973 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.
F2: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes.
F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2020 Filed Nov 12, 2020 19:56 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 58,883 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-20-057888 · doc4.xml · derivative · entry 7 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,883 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 19:56 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 58,883 | $25.56 | $1,504,949.38 |
DisclosureSEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 4 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,460 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020. F4 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.01 to $25.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 19:56 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 58,883 | $8.34 | $491,084.22 |
DisclosureSEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 3 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 19:56 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 41,458 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-20-057888 · doc4.xml · derivative · entry 6 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,883 Underlying: Common Stock · 41,458 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 19:56 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 41,458 | $25.99 | $1,077,675.84 |
DisclosureSEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,460 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020. F3 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.21 to $26.90. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 19:56 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 41,458 | $8.34 | $345,759.72 |
DisclosureSEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:13 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantOption (Right to Buy) · Derivative | 215,600 | $0.00 Strike: $23.04 | $0.00 |
DisclosureSEC source: 0001209191-20-040084 · doc4.xml · derivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,600 Underlying: Common Stock · 215,600 shares Expires 2030-06-30 F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement. Read SEC document |
| April 30, 2020 Filed May 1, 2020 21:18 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 8,280 | $20.44 | $169,243.20 |
DisclosureSEC source: 0001209191-20-026583 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,460 F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 19:45 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 37,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025583 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,740 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2021, 4/30/2022 and 4/30/2023. F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. Read SEC document |
| September 27, 2019 Filed Apr 3, 2020 15:47 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022970 · doc5.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,547 F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. Read SEC document |
| April 30, 2019 Filed May 2, 2019 15:29 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 9,690 | $40.30 | $390,507.00 |
DisclosureSEC source: 0001209191-19-026915 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,722 F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. Read SEC document |
| April 30, 2019 Filed Apr 3, 2020 15:45 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 9,690 | $40.30 | $390,507.00 |
DisclosureSEC source: 0001209191-20-022968 · doc4a.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,547 F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. F2 · balance_after: The total number of directly and indirectly held shares has been corrected to remove 102,175 shares that were previously inaccurately reported as directly held and include those shares as indirectly held by the Trust. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 17:03 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 15,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026099 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,412 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2020, 4/30/2021 and 4/30/2022. F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 15:42 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | PurchaseCommon Stock | 10,000 | $26.97 | $269,650.00 |
DisclosureSEC source: 0001209191-18-064055 · doc4.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 25,000 F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $26.85 to $27.00. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. Read SEC document |
| May 02, 2018 Filed May 2, 2018 21:21 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | PurchaseCommon Stock | 3,000 | $42.20 | $126,610.20 |
DisclosureSEC source: 0001209191-18-027419 · doc4.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 15,000 F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $41.87 to $42.67. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:13 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | PurchaseCommon Stock | 12,000 | $41.37 | $496,471.20 |
DisclosureSEC source: 0001209191-18-026911 · doc4.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 12,000 F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $41.12 to $41.65. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 30, 2018 Filed May 2, 2018 16:50 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 6,163 | $41.11 | $253,360.93 |
DisclosureSEC source: 0001209191-18-027265 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,441 F1 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:45 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 17,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026865 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,604 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2019, 4/30/2020 and 4/30/2021. F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. Read SEC document |
| May 03, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · derivative · entry 9 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,341 Underlying: Common Stock · 20,000 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| May 03, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 20,000 | $55.47 | $1,109,312.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 6 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,239 F4 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.17 to $55.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 03, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 20,000 | $8.34 | $166,800.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 5 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · derivative · entry 9 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,341 Underlying: Common Stock · 20,000 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| May 03, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 20,000 | $55.47 | $1,109,312.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 6 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,239 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017. F5 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.17 to $55.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 03, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 20,000 | $8.34 | $166,800.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 5 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · derivative · entry 8 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,341 Underlying: Common Stock · 40,000 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 40,000 | $56.06 | $2,242,320.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 4 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,239 F3 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.74 to $56.77. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 40,000 | $8.34 | $333,600.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 3 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · derivative · entry 8 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,341 Underlying: Common Stock · 40,000 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| May 02, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 40,000 | $56.06 | $2,242,320.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 4 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,239 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017. F4 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.74 to $56.77. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 02, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 40,000 | $8.34 | $333,600.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 3 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · derivative · entry 7 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,341 Underlying: Common Stock · 40,000 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 40,000 | $56.13 | $2,245,376.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,239 F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $54.66 to $56.92. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:24 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 40,000 | $8.34 | $333,600.00 |
DisclosureSEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. Read SEC document |
| May 01, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · derivative · entry 7 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,341 Underlying: Common Stock · 40,000 shares Expires 2021-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently 100% exercisable. Read SEC document |
| May 01, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | SaleCommon Stock | 40,000 | $56.13 | $2,245,376.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,239 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017. F3 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $54.66 to $56.92. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 01, 2017 Filed May 4, 2017 14:49 UTC Amendment | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Exercise / conversionCommon Stock | 40,000 | $8.34 | $333,600.00 |
DisclosureSEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. Read SEC document |
| April 30, 2017 Filed May 1, 2017 21:23 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 7,472 | $54.50 | $407,224.00 |
DisclosureSEC source: 0001209191-17-028975 · doc4.xml · nonDerivative · entry 3 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,239 Read SEC document |
| April 29, 2017 Filed May 1, 2017 21:23 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 4,662 | $54.50 | $254,079.00 |
DisclosureSEC source: 0001209191-17-028975 · doc4.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,711 Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:23 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 17,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028975 · doc4.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,373 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2018, 4/30/2019 and 4/30/2020. F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,973 | Not disclosed Strike: $16.74 | Not disclosed |
DisclosureSEC source: 0000914190-17-000101 · edgar.xml · derivative · entry 3 Puishys Joseph F. · CIK 0001527351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,973 shares Expires 2026-04-01 F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerCommon Stock | 3,834 | $18.50 | $70,929.00 |
DisclosureSEC source: 0000914190-17-000101 · edgar.xml · nonDerivative · entry 2 Puishys Joseph F. · CIK 0001527351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | OtherCommon Stock | 18,525 | $18.50 | $342,712.50 |
DisclosureSEC source: 0000914190-17-000101 · edgar.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Read SEC document |
| January 27, 2017 Filed Mar 13, 2017 20:08 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GiftCommon Stock | 9,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020147 · doc5.xml · nonDerivative · entry 1 Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,171 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.