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Nasdaq · USD

APOG

APOGEE ENTERPRISES, INC.

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5131
SEC CIK
0000006845
Parsed reports
609

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2021 Filed Apr 22, 2021 14:24 UTC GrantCommon Stock 7,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027913 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,475

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 14:22 UTC
Gupta NisheetEVP and CFO
GrantPerformance Share Units · Derivative 5,618 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027912 · doc4.xml · derivative · entry 2

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618

Underlying: Common Stock · 5,618 shares

Expires 2024-04-20

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 14:22 UTC
Gupta NisheetEVP and CFO
GrantCommon Stock 12,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027912 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,360

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 14:20 UTC
Silberhorn Ty RDirector · Chief Executive Officer & Pres
GrantPerformance Share Units · Derivative 17,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027911 · doc4.xml · derivative · entry 2

Silberhorn Ty R · CIK 0001772760 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,286

Underlying: Common Stock · 17,286 shares

Expires 2024-04-20

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 14:20 UTC
Silberhorn Ty RDirector · Chief Executive Officer & Pres
GrantCommon Stock 23,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027911 · doc4.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,710

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 19:27 UTC Tax withholdingCommon Stock 1,369 $35.71 $48,886.99
Disclosure

SEC source: 0001209191-21-026933 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,002

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:16 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 49 $40.88 Strike: $0.00 $2,003.12
Disclosure

SEC source: 0001209191-21-024095 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,186

Underlying: Common Stock · 49 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:16 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 33 $40.88 Strike: $0.00 $1,349.04
Disclosure

SEC source: 0001209191-21-024095 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,483

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:16 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 550 $40.88 Strike: $0.00 $22,484.00
Disclosure

SEC source: 0001209191-21-024095 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,450

Underlying: Common Stock · 550 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:11 UTC GrantDeferred Restricted Stock Units · Derivative 77 $40.88 Strike: $0.00 $3,147.76
Disclosure

SEC source: 0001209191-21-024090 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,923

Underlying: Common Stock · 77 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:11 UTC GrantPhantom Stock Units · Derivative 46 $40.88 Strike: $0.00 $1,880.48
Disclosure

SEC source: 0001209191-21-024090 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,567

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:11 UTC GrantDeferred Restricted Stock Units · Derivative 50 $40.88 Strike: $0.00 $2,044.00
Disclosure

SEC source: 0001209191-21-024050 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,399

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:10 UTC GrantPhantom Stock Units · Derivative 252 $40.88 Strike: $0.00 $10,301.76
Disclosure

SEC source: 0001209191-21-024048 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,839

Underlying: Common Stock · 252 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 13:28 UTC
Sachs Gregory JoelChief Procurement Officer
Tax withholdingCommon Stock 1,816 $37.48 $68,063.68
Disclosure

SEC source: 0001209191-21-003933 · doc4.xml · nonDerivative · entry 1

Sachs Gregory Joel · CIK 0001798982 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,684

F1 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:29 UTC
Silberhorn Ty RDirector · Chief Executive Officer & Pres
GrantCommon Stock 45,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002087 · doc4.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,662

F1 · shares: Represents shares of time-based restricted stock (the "Shares") awarded to the Reporting Person as an inducement award. 16,308 of the Shares vest on January 4, 2023 and 29,354 of the Shares vest on January 4, 2026, in each case subject to the terms, conditions and restrictions of the Restricted Stock Agreement governing the grant.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:07 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 59 $31.68 Strike: $0.00 $1,869.12
Disclosure

SEC source: 0001209191-21-000190 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,136

Underlying: Common Stock · 59 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:07 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 36 $31.68 Strike: $0.00 $1,140.48
Disclosure

SEC source: 0001209191-21-000190 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,899

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:07 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 752 $31.68 Strike: $0.00 $23,823.36
Disclosure

SEC source: 0001209191-21-000190 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,863

Underlying: Common Stock · 752 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:05 UTC GrantDeferred Restricted Stock Units · Derivative 93 $31.68 Strike: $0.00 $2,946.24
Disclosure

SEC source: 0001209191-21-000188 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,846

Underlying: Common Stock · 93 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:05 UTC GrantPhantom Stock Units · Derivative 56 $31.68 Strike: $0.00 $1,774.08
Disclosure

SEC source: 0001209191-21-000188 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,521

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:04 UTC GrantDeferred Restricted Stock Units · Derivative 60 $31.68 Strike: $0.00 $1,900.80
Disclosure

SEC source: 0001209191-21-000187 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,348

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:03 UTC GrantPhantom Stock Units · Derivative 303 $31.68 Strike: $0.00 $9,599.04
Disclosure

SEC source: 0001209191-21-000186 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,587

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 23, 2020 Filed Dec 29, 2020 22:06 UTC SaleCommon Stock 20,000 $32.51 $650,200.00
Disclosure

SEC source: 0000899243-20-035428 · doc4.xml · nonDerivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,652

F1 · price: The price reported is the weighted average sale price for the transactions reported. The shares were sold at prices ranging from $32.00 to $32.83, inclusive. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 19:56 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 58,883 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-20-057888 · doc4.xml · derivative · entry 7

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,883 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 19:56 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 58,883 $25.56 $1,504,949.38
Disclosure

SEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 4

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,460

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020.

F4 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.01 to $25.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 19:56 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 58,883 $8.34 $491,084.22
Disclosure

SEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 3

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 19:56 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 41,458 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-20-057888 · doc4.xml · derivative · entry 6

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,883

Underlying: Common Stock · 41,458 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 19:56 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 41,458 $25.99 $1,077,675.84
Disclosure

SEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 2

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,460

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020.

F3 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.21 to $26.90. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 19:56 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 41,458 $8.34 $345,759.72
Disclosure

SEC source: 0001209191-20-057888 · doc4.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:32 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 87 $21.37 Strike: $0.00 $1,859.19
Disclosure

SEC source: 0001209191-20-052582 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,076

Underlying: Common Stock · 87 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:32 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 45 $21.37 Strike: $0.00 $961.65
Disclosure

SEC source: 0001209191-20-052582 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:32 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 862 $21.37 Strike: $0.00 $18,420.94
Disclosure

SEC source: 0001209191-20-052582 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,065

Underlying: Common Stock · 862 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:31 UTC GrantDeferred Restricted Stock Units · Derivative 137 $21.37 Strike: $0.00 $2,927.69
Disclosure

SEC source: 0001209191-20-052580 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,753

Underlying: Common Stock · 137 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:31 UTC GrantPhantom Stock Units · Derivative 82 $21.37 Strike: $0.00 $1,752.34
Disclosure

SEC source: 0001209191-20-052580 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,465

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:31 UTC GrantDeferred Restricted Stock Units · Derivative 89 $21.37 Strike: $0.00 $1,901.93
Disclosure

SEC source: 0001209191-20-052579 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,287

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:29 UTC GrantPhantom Stock Units · Derivative 446 $21.37 Strike: $0.00 $9,531.02
Disclosure

SEC source: 0001209191-20-052577 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,284

Underlying: Common Stock · 446 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:18 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
GrantOption (Right to Buy) · Derivative 19,300 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040092 · doc4.xml · derivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,300

Underlying: Common Stock · 19,300 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:17 UTC
Hayes Maureen AnnChief Information Officer
GrantOption (Right to Buy) · Derivative 31,000 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040091 · doc4.xml · derivative · entry 1

Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:16 UTC
Sachs Gregory JoelChief Procurement Officer
GrantOption (Right to Buy) · Derivative 33,400 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040090 · doc4.xml · derivative · entry 1

Sachs Gregory Joel · CIK 0001798982 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

Underlying: Common Stock · 33,400 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:16 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
GrantOption (Right to Buy) · Derivative 21,500 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040089 · doc4.xml · derivative · entry 1

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:15 UTC GrantOption (Right to Buy) · Derivative 44,100 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040087 · doc4.xml · derivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Underlying: Common Stock · 44,100 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:15 UTC GrantOption (Right to Buy) · Derivative 26,900 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040086 · doc4.xml · derivative · entry 1

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:14 UTC
Gupta NisheetEVP and CFO
GrantOption (Right to Buy) · Derivative 54,800 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040085 · doc4.xml · derivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,800

Underlying: Common Stock · 54,800 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:13 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
GrantOption (Right to Buy) · Derivative 215,600 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-20-040084 · doc4.xml · derivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,600

Underlying: Common Stock · 215,600 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:12 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 40 $23.04 Strike: $0.00 $921.60
Disclosure

SEC source: 0001209191-20-040083 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,989

Underlying: Common Stock · 40 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:12 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 36 $23.04 Strike: $0.00 $829.44
Disclosure

SEC source: 0001209191-20-040083 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,201

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:12 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 741 $23.04 Strike: $0.00 $17,072.64
Disclosure

SEC source: 0001209191-20-040083 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,165

Underlying: Common Stock · 741 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:00 UTC GrantPhantom Stock Units · Derivative 410 $23.40 Strike: $0.00 $9,594.00
Disclosure

SEC source: 0001209191-20-040069 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,837

Underlying: Common Stock · 410 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:58 UTC GrantDeferred Restricted Stock Units · Derivative 86 $23.04 Strike: $0.00 $1,981.44
Disclosure

SEC source: 0001209191-20-040067 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,616

Underlying: Common Stock · 86 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:58 UTC GrantPhantom Stock Units · Derivative 75 $23.04 Strike: $0.00 $1,728.00
Disclosure

SEC source: 0001209191-20-040067 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,383

Underlying: Common Stock · 75 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.