Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APOGEE ENTERPRISES, INC.APOG · Entity 5131 | Chief Information Officer | April 30, 2021 | May 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APOGEE ENTERPRISES, INC.
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,612 |
Reported balance
After 2021-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-30 · Tax withholding · Disposed 2,881 · Balance 28,612 F1: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 1,218 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,218 F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 4/28/2021 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 4/28/2021 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 16:17 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | Tax withholdingCommon Stock | 2,881 | $35.13 | $101,209.53 |
DisclosureSEC source: 0001209191-21-029712 · doc4.xml · nonDerivative · entry 1 Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,612 F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 14:55 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantPerformance Share Units · Derivative | 2,377 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027917 · doc4.xml · derivative · entry 3 Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377 Underlying: Common Stock · 2,377 shares Expires 2024-04-20 F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 14:55 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 4,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027917 · doc4.xml · nonDerivative · entry 1 Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,493 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024. F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:17 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantOption (Right to Buy) · Derivative | 31,000 | $0.00 Strike: $23.04 | $0.00 |
DisclosureSEC source: 0001209191-20-040091 · doc4.xml · derivative · entry 1 Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common Stock · 31,000 shares Expires 2030-06-30 F1 · derivative.exercise_date: Exercisable as to 50% on the second anniversary of date of grant, with the remaining 50% exercisable on the third anniversary of date of grant, subject to the terms of the stock option agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.