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APLD

Applied Digital Corp.

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3715
SEC CIK
0001144879
Parsed reports
202

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202605
Feb 202600
Mar 202600
Apr 202603
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2024 Filed Feb 6, 2024 21:52 UTC
RENCH DAVIDChief Financial Officer
Tax withholdingCommon Stock 11,695 $4.26 $49,820.70
Disclosure

SEC source: 0001144879-24-000030 · wk-form4_1707256327.xml · nonDerivative · entry 2

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,490

F2 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:52 UTC
RENCH DAVIDChief Financial Officer
Exercise / conversionCommon Stock 41,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-24-000030 · wk-form4_1707256327.xml · nonDerivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:51 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 83,334 $0.00 $0.00
Disclosure

SEC source: 0001144879-24-000029 · wk-form4_1707256302.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 83,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: 83,333 RSUs will vest on August 5, 2024 and February 5, 2025 and 83,334 RSUs will vest on August 5, 2025.

F6 · derivative.expiration_date: 83,333 RSUs will vest on August 5, 2024 and February 5, 2025 and 83,334 RSUs will vest on August 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:51 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Tax withholdingCommon Stock 21,704 $4.26 $92,459.04
Disclosure

SEC source: 0001144879-24-000029 · wk-form4_1707256302.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,813,877

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:51 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionCommon Stock 83,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-24-000029 · wk-form4_1707256302.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,835,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:01 UTC
Maniscalco MichaelChief Technology Officer
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-24-000021 · wk-form4_1706907669.xml · derivative · entry 2

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: RSUs will vest as follows: 33,333 on each of July 31, 2024, January 31, 2025, July 31, 2025 and January 31, 2026, and 33,334 on each of July 31, 2026 and January 31, 2027.

F2 · derivative.expiration_date: RSUs will vest as follows: 33,333 on each of July 31, 2024, January 31, 2025, July 31, 2025 and January 31, 2026, and 33,334 on each of July 31, 2026 and January 31, 2027.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:33 UTC
REED KATEDirector
GrantCommon Stock 23,475 $0.00 $0.00
Disclosure

SEC source: 0001144879-24-000002 · wk-form4_1705012429.xml · nonDerivative · entry 1

REED KATE · CIK 0001999729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,160

F1 · shares: Includes 23,475 shares of restricted stock as an initial grant upon initiation of board service. These shares will vest a third on each of November 9, 2024, 2025, and 2026, as long as the Reporting Person is a director of the issuer on each such date.

F2 · balance_after: Includes 33,685 shares of restricted stock that vest on November 9, 2024 so long as the Reporting Person is a director of the issuer on such date.

Read SEC document
November 29, 2023 Filed Nov 29, 2023 22:24 UTC SaleCommon Stock 15,000 $4.87 $73,050.00
Disclosure

SEC source: 0001144879-23-000239 · wk-form4_1701296650.xml · nonDerivative · entry 3

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 178,630

F4 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.70 to $4.93. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F2 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 22:24 UTC SaleCommon Stock 45,000 $4.72 $212,400.00
Disclosure

SEC source: 0001144879-23-000239 · wk-form4_1701296650.xml · nonDerivative · entry 2

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 193,630

F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.63 to $4.88. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F2 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 22:24 UTC SaleCommon Stock 30,000 $4.64 $139,200.00
Disclosure

SEC source: 0001144879-23-000239 · wk-form4_1701296650.xml · nonDerivative · entry 1

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 238,630

F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.62 to $4.68. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F2 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:06 UTC SaleCommon Stock 20,740 $4.62 $95,818.80
Disclosure

SEC source: 0001144879-23-000235 · wk-form4_1700082383.xml · nonDerivative · entry 1

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 268,630

F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.60 to $4.64. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F2 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 17:25 UTC SaleCommon Stock 51,079 $4.55 $232,409.45
Disclosure

SEC source: 0001144879-23-000229 · wk-form4_1699896296.xml · nonDerivative · entry 3

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 289,370

F4 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.53 to $4.58. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F3 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:26 UTC GrantCommon Stock 33,685 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000232 · wk-form4_1699896380.xml · nonDerivative · entry 1

HASTINGS CHUCK · CIK 0001899880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,006

F1 · shares: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

F1 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:25 UTC GrantCommon Stock 33,685 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000231 · wk-form4_1699896347.xml · nonDerivative · entry 1

MCDONALD KELLI · CIK 0001899653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,506

F1 · shares: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

F1 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:25 UTC SaleCommon Stock 45,798 $5.03 $230,363.94
Disclosure

SEC source: 0001144879-23-000229 · wk-form4_1699896296.xml · nonDerivative · entry 2

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 340,449

F2 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.99 to $5.12. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F3 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:25 UTC GrantCommon Stock 33,685 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000229 · wk-form4_1699896296.xml · nonDerivative · entry 1

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,876

F1 · shares: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

F1 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:25 UTC GrantCommon Stock 33,685 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000230 · wk-form4_1699896323.xml · nonDerivative · entry 1

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,506

F1 · shares: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

F1 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:24 UTC GrantCommon Stock 33,685 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000228 · wk-form4_1699896271.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,686

F1 · shares: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

F1 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:24 UTC
REED KATEDirector
GrantCommon Stock 33,685 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000227 · wk-form4_1699896240.xml · nonDerivative · entry 1

REED KATE · CIK 0001999729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,685

F1 · shares: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

F1 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 15:06 UTC GrantCommon Stock 10,000 $5.13 $51,300.00
Disclosure

SEC source: 0001144879-23-000217 · wk-form4_1697209574.xml · nonDerivative · entry 1

HASTINGS CHUCK · CIK 0001899880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,321

F1 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:03 UTC SaleCommon Stock 14,820 $7.74 $114,706.80
Disclosure

SEC source: 0001144879-23-000187 · wf-form4_169161138055256.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,001

F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $7.74 to $7.76. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:17 UTC
INGEL REGINAChief Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000185 · wf-form4_169152584321139.xml · derivative · entry 3

INGEL REGINA · CIK 0001899768 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024.

F3 · derivative.expiration_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:17 UTC
INGEL REGINAChief Marketing Officer
Tax withholdingCommon Stock 4,059 $7.79 $31,619.61
Disclosure

SEC source: 0001144879-23-000185 · wf-form4_169152584321139.xml · nonDerivative · entry 2

INGEL REGINA · CIK 0001899768 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,870

F2 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:17 UTC
INGEL REGINAChief Marketing Officer
Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000185 · wf-form4_169152584321139.xml · nonDerivative · entry 1

INGEL REGINA · CIK 0001899768 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:16 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000183 · wf-form4_169152574997074.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,334

Underlying: Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: 83,333 RSUs will vest on August 5, 2023, August 5, 2024, and February 5, 2025 and 83,334 RSUs will vest on February 5, 2024 and August 5, 2025.

F6 · derivative.expiration_date: 83,333 RSUs will vest on August 5, 2023, August 5, 2024, and February 5, 2025 and 83,334 RSUs will vest on February 5, 2024 and August 5, 2025.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:16 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Tax withholdingCommon Stock 21,030 $7.79 $163,823.70
Disclosure

SEC source: 0001144879-23-000183 · wf-form4_169152574997074.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,752,247

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:16 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionCommon Stock 83,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-23-000183 · wf-form4_169152574997074.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,773,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:12 UTC
Maniscalco MichaelChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 30,556 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000181 · wf-form4_169152556092660.xml · derivative · entry 3

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,444

Underlying: Common Stock · 30,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted Stock Units ("RSU"s) will vest as follows: 30,556 on August 5, 2023, 23,611 on each of February 5, 2024 and February 5, 2025, 23,610 on August 5, 2024, and 23,612 on August 5, 2025.

F3 · derivative.expiration_date: Restricted Stock Units ("RSU"s) will vest as follows: 30,556 on August 5, 2023, 23,611 on each of February 5, 2024 and February 5, 2025, 23,610 on August 5, 2024, and 23,612 on August 5, 2025.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:12 UTC
Maniscalco MichaelChief Technology Officer
Tax withholdingCommon Stock 7,433 $7.79 $57,903.07
Disclosure

SEC source: 0001144879-23-000181 · wf-form4_169152556092660.xml · nonDerivative · entry 2

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,789

F2 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:12 UTC
Maniscalco MichaelChief Technology Officer
Exercise / conversionCommon Stock 30,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-23-000181 · wf-form4_169152556092660.xml · nonDerivative · entry 1

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:09 UTC
RENCH DAVIDChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000178 · wf-form4_169152536100660.xml · derivative · entry 3

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 41,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 41,666 RSUs will vest on August 5, 2024.

F3 · derivative.expiration_date: 41,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 41,666 RSUs will vest on August 5, 2024.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:09 UTC
RENCH DAVIDChief Financial Officer
Tax withholdingCommon Stock 10,146 $7.79 $79,037.34
Disclosure

SEC source: 0001144879-23-000178 · wf-form4_169152536100660.xml · nonDerivative · entry 2

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,518

F2 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
August 05, 2023 Filed Aug 8, 2023 20:09 UTC
RENCH DAVIDChief Financial Officer
Exercise / conversionCommon Stock 41,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-23-000178 · wf-form4_169152536100660.xml · nonDerivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2023 Filed May 17, 2023 18:36 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
PurchaseCommon Stock 10,000 $6.17 $61,700.00
Disclosure

SEC source: 0001144879-23-000146 · wf-form4_168434858496559.xml · nonDerivative · entry 3

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,030,686

F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $6.03 to $6.27. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President.

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April 14, 2023 Filed Apr 17, 2023 14:49 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
PurchaseCommon Stock 25,000 $3.50 $87,500.00
Disclosure

SEC source: 0001144879-23-000107 · wf-form4_168174293528091.xml · nonDerivative · entry 3

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,020,686

F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.43 to $3.55. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President.

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April 13, 2023 Filed Apr 14, 2023 13:31 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
PurchaseCommon Stock 25,000 $3.60 $90,000.00
Disclosure

SEC source: 0001144879-23-000105 · wf-form4_168147905995251.xml · nonDerivative · entry 3

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,995,686

F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.53 to $3.66. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President.

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April 12, 2023 Filed Apr 13, 2023 14:31 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
PurchaseCommon Stock 25,000 $3.18 $79,500.00
Disclosure

SEC source: 0001144879-23-000103 · wf-form4_168139627075341.xml · nonDerivative · entry 3

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,970,686

F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.10 to $3.24. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President.

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April 04, 2023 Filed Apr 5, 2023 00:41 UTC
INGEL REGINAChief Marketing Officer
GrantRestricted Stock Unit · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000085 · wf-form4_168065527874760.xml · derivative · entry 3

INGEL REGINA · CIK 0001899768 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

F4 · derivative.expiration_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

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April 04, 2023 Filed Apr 5, 2023 00:40 UTC
RENCH DAVIDChief Financial Officer
GrantRestricted Stock Unit · Derivative 210,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000083 · wf-form4_168065519088641.xml · derivative · entry 3

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

F4 · derivative.expiration_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

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April 04, 2023 Filed Apr 5, 2023 00:38 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
GrantRestricted Stock Unit · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000081 · wf-form4_168065510644574.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

F7 · derivative.expiration_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 20:26 UTC GrantCommon Stock 18,630 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000097 · wf-form4_168072637726443.xml · nonDerivative · entry 2

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,821

F3 · shares: Consists of shares of restricted stock due to non-employee directors for board service from April 12, 2022 to November 10, 2022 that vest immediately.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 04, 2023 Filed Apr 5, 2023 20:26 UTC GrantCommon Stock 76,191 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000097 · wf-form4_168072637726443.xml · nonDerivative · entry 1

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,191

F1 · shares: Consists of shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 10, 2022.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 04, 2023 Filed Apr 5, 2023 20:25 UTC GrantCommon Stock 18,630 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000095 · wf-form4_168072630669856.xml · nonDerivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,821

F3 · shares: Consists of shares of restricted stock due to non-employee directors for board service from April 12, 2022 to November 10, 2022 that vest immediately.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 20:25 UTC GrantCommon Stock 76,191 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000095 · wf-form4_168072630669856.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,191

F1 · shares: Consists of shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 10, 2022.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 20:23 UTC GrantCommon Stock 18,630 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000093 · wf-form4_168072622674654.xml · nonDerivative · entry 2

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,821

F3 · shares: Consists of shares of restricted stock due to non-employee directors for board service from April 12, 2022 to November 10, 2022 that vest immediately.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 20:23 UTC GrantCommon Stock 76,191 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000093 · wf-form4_168072622674654.xml · nonDerivative · entry 1

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,191

F1 · shares: Consists of shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 10, 2022.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 04, 2023 Filed Apr 5, 2023 20:20 UTC GrantCommon Stock 18,630 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000090 · wf-form4_168072600212176.xml · nonDerivative · entry 2

MCDONALD KELLI · CIK 0001899653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,821

F3 · shares: Consists of shares of restricted stock due to non-employee directors for board service from April 12, 2022 to November 10, 2022 that vest immediately.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 04, 2023 Filed Apr 5, 2023 20:20 UTC GrantCommon Stock 76,191 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000090 · wf-form4_168072600212176.xml · nonDerivative · entry 1

MCDONALD KELLI · CIK 0001899653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,191

F1 · shares: Consists of shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 10, 2022.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 04, 2023 Filed Apr 5, 2023 20:17 UTC GrantCommon Stock 18,630 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000088 · wf-form4_168072584647001.xml · nonDerivative · entry 2

HASTINGS CHUCK · CIK 0001899880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,321

F3 · shares: Consists of shares of restricted stock due to non-employee directors for board service from April 12, 2022 to November 10, 2022 that vest immediately.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 04, 2023 Filed Apr 5, 2023 20:17 UTC GrantCommon Stock 76,191 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000088 · wf-form4_168072584647001.xml · nonDerivative · entry 1

HASTINGS CHUCK · CIK 0001899880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,691

F1 · shares: Consists of shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 10, 2022.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.