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Nottenburg Richard N

Disclosed activity across 5 companies

Tapewire entity
25949
SEC CIK
0001166816

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Applied Digital Corp.APLD · Entity 3715DirectorAugust 04, 2026August 06, 2026
ChronoScale Holdings CorpCHRN · Entity 4331DirectorMay 14, 2026May 18, 2026
OTG Acquisition Corp. IOTGA · Entity 5749DirectorSeptember 11, 2025September 11, 2025
SEQUANS COMMUNICATIONSSQNS · Entity 7292DirectorMarch 18, 2026March 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Applied Digital Corp.

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,378 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Sale · Disposed 75,000 · Balance 133,378

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.22, inclusive.

F2: Includes 7,747 restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation ("the Company") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.22, inclusive.

F2: Includes 7,747 restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation ("the Company") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

ChronoScale Holdings Corp

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect200,000 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 200,000 · Balance 200,000

F1: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions.

OTG Acquisition Corp. I

Report date September 11, 2025 · Filed September 11, 2025

This filing explicitly reported no securities owned.

SEQUANS COMMUNICATIONS

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.51 · Expires 2030-06-29DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2033-06-27DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.49 · Expires 2031-06-25DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.65 · Expires 2032-06-24DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2035-06-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.86 · Expires 2026-06-29DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.04 · Expires 2028-07-02DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.89 · Expires 2029-07-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2034-06-28DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $3.31 · Expires 2027-07-03DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance Not disclosed

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

Filing footnotes · ownership attribution and instrument terms

F1: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VERINT SYSTEMS INC

Report date November 26, 2025 · Filed November 26, 2025

Section 16 reporting ended · disclosed 2025-11-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-11-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-11-26 · Disposition to issuer · Disposed 6,859 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect8,980 Reported balance After 2025-11-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-11-26 · Exercise / conversion · Acquired 8,980 · Balance 8,980

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-11-26 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2025-11-26 · Disposition to issuer · Disposed 8,980 · Balance 0

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-11-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-26 · Exercise / conversion · Disposed 8,980 · Balance 0

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 6, 2026 20:52 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 75,000 $31.15 $2,336,250.00
Disclosure

SEC source: 0001628280-26-054432 · wk-form4_1786049520.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,378

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.22, inclusive.

F2 · balance_after: Includes 7,747 restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation ("the Company") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

Read SEC document
May 14, 2026 Filed May 18, 2026 22:00 UTC ChronoScale Holdings Corp CHRN · Entity 4331 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-024263 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions.

Read SEC document
April 30, 2026 Filed Apr 30, 2026 20:56 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 12,500 $34.59 $432,375.00
Disclosure

SEC source: 0001166816-26-000005 · wk-form4_1777582568.xml · nonDerivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,378

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.58 to $34.64, inclusive.

F1 · balance_after: Includes 7,747 restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation ("the Company") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:56 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 12,500 $32.00 $400,000.00
Disclosure

SEC source: 0001166816-26-000005 · wk-form4_1777582568.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,878

F1 · balance_after: Includes 7,747 restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation ("the Company") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:16 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 12,000 $35.45 $425,400.00
Disclosure

SEC source: 0001166816-26-000002 · wk-form4_1768598195.xml · nonDerivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,378

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.45 to $35.46, inclusive.

F2 · balance_after: Includes 7,747 restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

F3 · balance_after: Includes 200,000 RSUs granted on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the Board of Directors of Applied Digital Cloud Corporation, a subsidiary of the Company. The RSUs vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Company and Applied Digital Cloud Corporation on each such date.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 21:16 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 11,606 $35.28 $409,459.68
Disclosure

SEC source: 0001166816-26-000002 · wk-form4_1768598195.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,378

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.27 to $35.32, inclusive.

F2 · balance_after: Includes 7,747 restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

F3 · balance_after: Includes 200,000 RSUs granted on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the Board of Directors of Applied Digital Cloud Corporation, a subsidiary of the Company. The RSUs vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Company and Applied Digital Cloud Corporation on each such date.

Read SEC document
November 26, 2025 Filed Nov 26, 2025 12:00 UTC VERINT SYSTEMS INC VRNT · Entity 72443 Exercise / conversionRestricted Stock Units · Derivative 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-299242 · ownership.xml · derivative · entry 4

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F3 · price: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

F3 · derivative.expiration_date: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Read SEC document
November 26, 2025 Filed Nov 26, 2025 12:00 UTC VERINT SYSTEMS INC VRNT · Entity 72443 Disposition to issuerCommon Stock 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-299242 · ownership.xml · nonDerivative · entry 3

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · security: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F3 · price: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Read SEC document
November 26, 2025 Filed Nov 26, 2025 12:00 UTC VERINT SYSTEMS INC VRNT · Entity 72443 Exercise / conversionCommon Stock 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-299242 · ownership.xml · nonDerivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F3 · price: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Read SEC document
November 26, 2025 Filed Nov 26, 2025 12:00 UTC VERINT SYSTEMS INC VRNT · Entity 72443 Disposition to issuerCommon Stock 6,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-299242 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

Read SEC document
November 09, 2025 Filed Nov 11, 2025 02:09 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 7,747 $0.00 $0.00
Disclosure

SEC source: 0001144879-25-000103 · wk-form4_1762826978.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,984

F1 · shares: Restricted stock units ("RSUs") granted on November 9, 2025 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 5, 2026, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 28,606 RSUs granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of the Issuer on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F3 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

Read SEC document
October 31, 2025 Filed Oct 31, 2025 20:32 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 9,375 $35.91 $336,656.25
Disclosure

SEC source: 0001144879-25-000086 · wk-form4_1761942773.xml · nonDerivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,237

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

Read SEC document
October 30, 2025 Filed Oct 31, 2025 20:32 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 5,000 $34.80 $174,000.00
Disclosure

SEC source: 0001144879-25-000086 · wk-form4_1761942773.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,612

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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October 24, 2025 Filed Oct 28, 2025 20:26 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 34,375 $33.23 $1,142,281.25
Disclosure

SEC source: 0001144879-25-000082 · wk-form4_1761683180.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,612

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.02 to $33.50, inclusive.

F2 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F3 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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September 03, 2025 Filed Sep 6, 2025 00:30 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 20,000 $15.26 $305,200.00
Disclosure

SEC source: 0001641172-25-026786 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,987

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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August 08, 2025 Filed Aug 11, 2025 20:05 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 11,250 $14.22 $159,975.00
Disclosure

SEC source: 0001144879-25-000040 · wk-form4_1754942745.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,987

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.2150 to $14.2201, inclusive.

F2 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F3 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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August 04, 2025 Filed Aug 6, 2025 20:11 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 13,686 $12.50 $171,075.00
Disclosure

SEC source: 0001144879-25-000029 · wk-form4_1754511092.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,237

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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April 22, 2025 Filed Apr 24, 2025 16:34 UTC VERINT SYSTEMS INC VRNT · Entity 72443 GrantRestricted Stock Units · Derivative 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001166388-25-000074 · wk-form4_1745526860.xml · derivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,980

Underlying: Common Stock · 8,980 shares

Expires not disclosed

F1 · derivative.exercise_price: On April 22, 2025, the reporting person was granted 8,980 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 8,980 RSUs will vest on April 10, 2026.

F1 · deemedExecutionDate: On April 22, 2025, the reporting person was granted 8,980 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 8,980 RSUs will vest on April 10, 2026.

F1 · shares: On April 22, 2025, the reporting person was granted 8,980 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 8,980 RSUs will vest on April 10, 2026.

F1 · price: On April 22, 2025, the reporting person was granted 8,980 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 8,980 RSUs will vest on April 10, 2026.

F1 · derivative.exercise_date: On April 22, 2025, the reporting person was granted 8,980 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 8,980 RSUs will vest on April 10, 2026.

F1 · derivative.expiration_date: On April 22, 2025, the reporting person was granted 8,980 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 8,980 RSUs will vest on April 10, 2026.

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April 10, 2025 Filed Apr 14, 2025 16:54 UTC VERINT SYSTEMS INC VRNT · Entity 72443 Exercise / conversionRestricted Stock Units · Derivative 6,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001166388-25-000045 · wk-form4_1744664062.xml · derivative · entry 3

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · shares: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · price: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · derivative.exercise_date: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · derivative.expiration_date: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

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April 10, 2025 Filed Apr 14, 2025 16:54 UTC VERINT SYSTEMS INC VRNT · Entity 72443 Exercise / conversionCommon Stock 6,859 $0.00 $0.00
Disclosure

SEC source: 0001166388-25-000045 · wk-form4_1744664062.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 6,859 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 filed on April 24, 2024.

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January 17, 2025 Filed Jan 22, 2025 21:05 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 20,000 $8.85 $177,000.00
Disclosure

SEC source: 0001493152-25-003222 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,923

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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December 27, 2024 Filed Jan 1, 2025 02:55 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 28,606 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052788 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,923

F1 · shares: Restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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November 27, 2024 Filed Nov 29, 2024 21:05 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 50,000 $9.20 $460,000.00
Disclosure

SEC source: 0001493152-24-048164 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,317

F1 · shares: The Reportion Person is using the proceeds from the sale of these shares to pay income tax liability associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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November 07, 2024 Filed Nov 12, 2024 22:00 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 19,369 $7.51 $145,368.22
Disclosure

SEC source: 0001493152-24-044822 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,317

F1 · shares: The Reportion Person is using the proceeds from the sale of these shares to pay income tax liability associated with the vesting of certain shares of restricted stock.

F2 · price: Constitutes the weighted average sales price for multiple transactions reported on this line, having prices per share ranging from $7.50 to $7.52. The Reporting Person will provide upon request by the Securities and Exchange Commission Staff, Applied Digital Corporation (the "Company") or a security holder of the Company, full information regarding each separate transaction.

F3 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Company. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Company and Applied Digital Cloud Corporation on each such date.

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October 17, 2024 Filed Oct 22, 2024 01:50 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 30,000 $8.01 $240,300.00
Disclosure

SEC source: 0001493152-24-041861 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,686

F1 · shares: The Reportion Person is using the proceeds primarily to pay income tax liability associated with the vesting of the subject securities.

F2 · price: Constitutes the weighted average sales price for multiple transactions reported on this line, having prices per share ranging from $8.00 to $8.045. The Reporting Person will provide upon request by the Securities and Exchange Commission Staff, Applied Digital Corporation (the "Company") or a security holder of the Company, full information regarding each separate transaction.

F3 · balance_after: Includes 33,685 shares of restricted stock granted to the Reporting Person on November 9, 2023 for his service as a non-employee director on the Company's board of directors. These shares of restricted stock will vest in full on November 9, 2024 (the first anniversary of the grant date).

F4 · balance_after: On May 13, 2024, 300,000 shares of restricted stock were granted to the Reporting Person in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Company. The shares of restricted stock under the grant vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Company and Applied Digital Cloud Corporation on each such date.

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October 14, 2024 Filed Oct 17, 2024 01:50 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 80,000 $7.37 $589,440.00
Disclosure

SEC source: 0001493152-24-041354 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,686

F1 · shares: The Reportion Person is using the proceeds primarily to pay income tax liability associated with the vesting of the subject securities.

F2 · price: Constitutes the weighted average sales price for multiple transactions reported on this line, having prices per share ranging from $7.33 to $7.545. The Reporting Person will provide upon request by the Securities and Exchange Commission Staff, Applied Digital Corporation (the "Company") or a security holder of the Company, full information regarding each separate transaction.

F3 · balance_after: Includes 33,685 shares of restricted stock granted to the Reporting Person on November 9, 2023 for his service as a non-employee director on the Company's board of directors. These shares of restricted stock will vest in full on November 9, 2024 (the first anniversary of the grant date).

F4 · balance_after: On May 13, 2024, 300,000 shares of restricted stock were granted to the Reporting Person in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Company. 100,000 shares of restricted stock under the grant vested on May 13, 2025 (the first anniversary of the grant date). The remaining 200,000 shares of restricted stock under the grant vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the issuer and the subsidiary of the issuer set forth in the applicable award agreement on each such date.

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May 13, 2024 Filed May 14, 2024 12:03 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-24-000127 · wk-form4_1715688203.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,686

F1 · shares: Includes 300,000 shares of restricted stock granted in connection with the Reporting Person's service as a director of a subsidiary of the issuer. Of these shares, 100,000 will vest on the first anniversary of the grant date, and 100,000 will vest on May 13 of each of 2026 and 2027, provided that the Reporting Person is a director of both the issuer and the subsidiary of the issuer set forth in the applicable award agreement on each such date.

F2 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

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April 22, 2024 Filed Apr 24, 2024 17:08 UTC VERINT SYSTEMS INC VRNT · Entity 72443 GrantCommon Stock 6,859 $0.00 $0.00
Disclosure

SEC source: 0001166388-24-000071 · wk-form4_1713992923.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,859

F1 · shares: Grant of restricted stock units vesting 100% on April 10, 2025.

Read SEC document
April 22, 2024 Filed Apr 14, 2025 16:54 UTC VERINT SYSTEMS INC VRNT · Entity 72443 GrantRestricted Stock Units · Derivative 6,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001166388-25-000045 · wk-form4_1744664062.xml · derivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,859

Underlying: Common Stock · 6,859 shares

Expires not disclosed

F1 · derivative.exercise_price: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · shares: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · price: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · derivative.exercise_date: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F1 · derivative.expiration_date: On April 22, 2024, the reporting person was granted 6,859 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 6,859 RSUs vested on April 10, 2025.

F3 · balance_after: These RSUs were incorrectly disclosed in Table I on the reporting person's Form 4 filed on April 24, 2024.

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April 11, 2024 Filed Apr 15, 2024 16:35 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 5,274 $31.17 $164,390.58
Disclosure

SEC source: 0001166388-24-000029 · wk-form4_1713213290.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $31.17 to $31.22 per share.

F2 · price: The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:24 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 33,685 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000228 · wk-form4_1699896271.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,686

F1 · shares: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

F1 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:03 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 14,820 $7.74 $114,706.80
Disclosure

SEC source: 0001144879-23-000187 · wf-form4_169161138055256.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,001

F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $7.74 to $7.76. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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July 13, 2023 Filed Jul 17, 2023 16:29 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 257 $36.74 $9,442.18
Disclosure

SEC source: 0001166388-23-000132 · wf-form4_168962575587468.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,274

Read SEC document
June 23, 2023 Filed Jun 26, 2023 17:28 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 1,500 $34.29 $51,435.00
Disclosure

SEC source: 0001166388-23-000128 · wf-form4_168781491740359.xml · nonDerivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,531

Read SEC document
June 22, 2023 Filed Jun 26, 2023 17:28 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 1,500 $35.34 $53,010.00
Disclosure

SEC source: 0001166388-23-000128 · wf-form4_168781491740359.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,031

F1 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $35.34 to $35.35 per share.

F2 · price: The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 18:36 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 677 $36.96 $25,021.92
Disclosure

SEC source: 0001166388-23-000106 · wf-form4_168669578655495.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,531

Read SEC document
April 20, 2023 Filed Apr 24, 2023 16:35 UTC VERINT SYSTEMS INC VRNT · Entity 72443 GrantCommon Stock 5,274 $0.00 $0.00
Disclosure

SEC source: 0001166388-23-000069 · wf-form4_168236854040996.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,208

F1 · shares: Grant of restricted stock units vesting 100% on April 10, 2024.

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April 13, 2023 Filed Apr 14, 2023 16:24 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 400 $38.88 $15,552.00
Disclosure

SEC source: 0001166388-23-000042 · wf-form4_168150383530782.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,934

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April 05, 2023 Filed Apr 6, 2023 16:42 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 500 $37.30 $18,650.00
Disclosure

SEC source: 0001166388-23-000018 · wf-form4_168081372832709.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,334

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April 04, 2023 Filed Apr 5, 2023 20:25 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 18,630 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000095 · wf-form4_168072630669856.xml · nonDerivative · entry 2

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,821

F3 · shares: Consists of shares of restricted stock due to non-employee directors for board service from April 12, 2022 to November 10, 2022 that vest immediately.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 04, 2023 Filed Apr 5, 2023 20:25 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 76,191 $0.00 $0.00
Disclosure

SEC source: 0001144879-23-000095 · wf-form4_168072630669856.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,191

F1 · shares: Consists of shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 10, 2022.

F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.

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April 03, 2023 Filed Apr 5, 2023 16:43 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 2,950 $37.38 $110,271.00
Disclosure

SEC source: 0001166388-23-000016 · wf-form4_168072739092786.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,834

F1 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $37.35 to $37.40 per share.

F2 · price: The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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April 25, 2022 Filed Apr 27, 2022 16:22 UTC VERINT SYSTEMS INC VRNT · Entity 72443 GrantCommon Stock 3,606 $0.00 $0.00
Disclosure

SEC source: 0001166388-22-000068 · wf-form4_165109095554419.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,784

F1 · shares: Grant of restricted stock units vesting 100% on April 12, 2023.

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April 01, 2022 Filed Apr 5, 2022 17:47 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 3,576 $52.12 $186,381.12
Disclosure

SEC source: 0001166388-22-000022 · wf-form4_164919522029715.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,178

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June 15, 2021 Filed Jun 17, 2021 17:11 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 3,500 $46.26 $161,910.00
Disclosure

SEC source: 0001166388-21-000095 · wf-form4_162396422944851.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,754

F1 · shares: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $46.26 per share to $46.27 per share.

F2 · shares: The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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April 20, 2021 Filed Apr 22, 2021 17:16 UTC VERINT SYSTEMS INC VRNT · Entity 72443 GrantCommon Stock 4,178 $0.00 $0.00
Disclosure

SEC source: 0001166388-21-000069 · wf-form4_161912619604365.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,254

F1 · shares: Grant of restricted stock units vesting 100% on April 11, 2022.

F2 · balance_after: The number of shares underlying unvested RSUs that were previously reported on Form 4 has been adjusted in connection with the closing of the spin-off of Cognyte Software Ltd. by the Issuer on February 1, 2021 and included in the total in Column 5.

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April 09, 2021 Filed Apr 13, 2021 16:55 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 2,517 $45.91 $115,555.47
Disclosure

SEC source: 0001166388-21-000040 · wf-form4_161834729166417.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109

F1 · shares: Shares sold solely to facilitate tax payments by the reporting person resulting from the vesting of a previously disclosed award.

F2 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $45.90 per share to $45.95 per share.

F3 · price: The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.

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September 15, 2020 Filed Sep 17, 2020 17:01 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 2,863 $48.72 $139,485.36
Disclosure

SEC source: 0001166388-20-000122 · wf-form4_160037646491783.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,626

F1 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $48.70 to $48.78 per share.

F2 · price: The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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August 26, 2020 Filed Aug 28, 2020 16:51 UTC VERINT SYSTEMS INC VRNT · Entity 72443 GrantCommon Stock 4,326 $0.00 $0.00
Disclosure

SEC source: 0001166388-20-000102 · wf-form4_159864787258060.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,489

F1 · shares: Grant of restricted stock units vesting 100% on April 8, 2021.

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June 14, 2019 Filed Jun 17, 2019 16:55 UTC VERINT SYSTEMS INC VRNT · Entity 72443 SaleCommon Stock 5,076 $56.01 $284,306.76
Disclosure

SEC source: 0001166388-19-000100 · wf-form4_156080493004079.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163

F1 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $56.00 to 56.09 per share.

F2 · price: The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.