TapewireFind a company

person · Reporting owner

Cummins Wes

Disclosed activity across 8 companies

Tapewire entity
26773
SEC CIK
0001391935

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Applied Digital Corp.APLD · Entity 3715Director · CEO; ChairmanOctober 10, 2026October 13, 2026
CalAmp Corp.CAMP · Entity 90227DirectorJuly 26, 2023July 28, 2023
ChronoScale Holdings CorpCHRN · Entity 4331DirectorMay 14, 2026May 18, 2026
OTG Acquisition Corp. IOTGA · Entity 5749DirectorSeptember 11, 2025September 12, 2025
SEQUANS COMMUNICATIONSSQNS · Entity 7292DirectorMarch 18, 2026March 18, 2026
TILE SHOP HOLDINGS, INC.TTS · Entity 956410% ownerJanuary 28, 2021February 08, 2021
Vishay Precision Group, Inc.VPG · Entity 5115DirectorMay 22, 2024May 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Applied Digital Corp.

Report date October 10, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,818,650 Last balance in matching sequence After 2026-10-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-10-10 · Exercise / conversion · Acquired 100,000 · Balance 5,858,000

F1: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.

F2: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

F3: Includes 742,166 shares held in the Report Person's IRA.

Row 2 · 2026-10-10 · Tax withholding · Disposed 39,350 · Balance 5,818,650

F4: Represents the withholding of shares of common stock of the Company for tax purposes in connection with the vesting of RSUs, which does not constitute an actual sale or other open market transaction.

F2: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

F3: Includes 742,166 shares held in the Report Person's IRA.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect200,000 Reported balance After 2026-10-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-10 · Exercise / conversion · Disposed 100,000 · Balance 200,000

F1: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.

Common StockSEC Table I · non-derivativeIndirectSee Footnote17,590,238 Reported balance Holding disclosure · report date 2026-10-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 17,590,238

F5: Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO.

Common StockSEC Table I · non-derivativeIndirectSee Footnote12,798 Reported balance Holding disclosure · report date 2026-10-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 12,798

F6: Shares are held by 272 Capital, of which the Reporting Person was the President.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.

F2: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

F3: Includes 742,166 shares held in the Report Person's IRA.

F4: Represents the withholding of shares of common stock of the Company for tax purposes in connection with the vesting of RSUs, which does not constitute an actual sale or other open market transaction.

F5: Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO.

F6: Shares are held by 272 Capital, of which the Reporting Person was the President.

CalAmp Corp.

Report date July 26, 2023 · Filed July 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect46,667 Reported balance After 2023-07-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-07-26 · Grant · Acquired 46,667 · Balance 46,667

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: The restricted stock units vest on the earlier of July 26, 2024 or the date of the 2024 Annual Stockholders meeting.

Common StockSEC Table I · non-derivativeDirect22,913 Reported balance Holding disclosure · report date 2023-07-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 22,913

Common StockSEC Table I · non-derivativeIndirectSee footnote3,424,059 Reported balance Holding disclosure · report date 2023-07-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,424,059

F1: Represents securities held by certain funds and accounts to which B. Riley Asset Management, LLC ("BRAM") serves as investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities held by certain funds and accounts to which B. Riley Asset Management, LLC ("BRAM") serves as investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: The restricted stock units vest on the earlier of July 26, 2024 or the date of the 2024 Annual Stockholders meeting.

ChronoScale Holdings Corp

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect200,000 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 200,000 · Balance 200,000

F1: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions.

OTG Acquisition Corp. I

Report date September 11, 2025 · Filed September 12, 2025

This filing explicitly reported no securities owned.

SEQUANS COMMUNICATIONS

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
American Depositary ShareSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Each American Depositary Share represents 100 ordinary shares

F2: American Depositary Shares do not have an exercise date, exercise price nor expiration date

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2035-06-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.49 · Expires 2031-06-25DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.04 · Expires 2028-07-02DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2035-06-28DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.51 · Expires 2030-06-29DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.65 · Expires 2032-06-24DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2033-06-27DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.84 · Expires 2029-07-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance Not disclosed

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

Filing footnotes · ownership attribution and instrument terms

F1: Each American Depositary Share represents 100 ordinary shares

F2: American Depositary Shares do not have an exercise date, exercise price nor expiration date

F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share

TILE SHOP HOLDINGS, INC.

Report date January 28, 2021 · Filed February 08, 2021

Jointly reported with 272 Capital LP

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnote941,244 Reported balance Holding disclosure · report date 2021-01-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 941,244

F1: This Form 3 is filed by 272 Capital LP ("272 Capital") and Wes Cummins, with respect to the securities held by an affiliated fund and managed account to which 272 Capital serves as investment manager. Wes Cummins is the managing member of 272 Capital GP LLC, the general partner of 272 Capital.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed by 272 Capital LP ("272 Capital") and Wes Cummins, with respect to the securities held by an affiliated fund and managed account to which 272 Capital serves as investment manager. Wes Cummins is the managing member of 272 Capital GP LLC, the general partner of 272 Capital.

Vishay Precision Group, Inc.

Report date May 22, 2024 · Filed May 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,445 Reported balance After 2024-05-22 transaction · row 1
1 source row

Row 1 · 2024-05-22 · Grant · Acquired 2,470 · Balance 12,445

F1: The reporting person was granted 2,470 restricted stock units ("RSUs") under the Vishay Precision Group, Inc. 2022 Stock Incentive Plan. The RSUs will vest on the earlier to occur of the first anniversary of the date of grant and the issuer's next annual meeting of stockholders, provided that the reporting person continues in service as a director until such earlier date.

Common StockSEC Table I · non-derivativeIndirectSee notes477,292 Reported balance Holding disclosure · report date 2024-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 477,292

F2: Shares held by an investment fund managed by 272 Capital, LP (the "Investment Manager"). The Investment Manager is controlled by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person was granted 2,470 restricted stock units ("RSUs") under the Vishay Precision Group, Inc. 2022 Stock Incentive Plan. The RSUs will vest on the earlier to occur of the first anniversary of the date of grant and the issuer's next annual meeting of stockholders, provided that the reporting person continues in service as a director until such earlier date.

F2: Shares held by an investment fund managed by 272 Capital, LP (the "Investment Manager"). The Investment Manager is controlled by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Telenav, Inc.

Report date February 17, 2021 · Filed February 19, 2021

Section 16 reporting ended · disclosed 2021-02-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-02-17 transaction · row 1
1 source row

Row 1 · 2021-02-17 · Disposition to issuer · Disposed 89,848 · Balance 0

F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.80 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of February 17, 2021, a copy of which is filed as Exhibit 99.1 to the Issuer's Form 8-K filed with the SEC on February 17, 2021.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.60 · Expires 2026-11-17Direct0 Reported balance After 2021-02-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-02-17 · Disposition to issuer · Disposed 15,000 · Balance 0

F2: Each outstanding option of the Issuer was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.80 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of February 17, 2021, a copy of which is filed as Exhibit 99.1 to the Issuer's Form 8-K filed with the SEC on February 17, 2021.

F2: Each outstanding option of the Issuer was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2026 Filed Oct 13, 2026 21:28 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001391935-26-000007 · wk-form4_1791926896.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.

Read SEC document
October 10, 2026 Filed Oct 13, 2026 21:28 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 39,350 $23.68 $931,808.00
Disclosure

SEC source: 0001391935-26-000007 · wk-form4_1791926896.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,818,650

F4 · shares: Represents the withholding of shares of common stock of the Company for tax purposes in connection with the vesting of RSUs, which does not constitute an actual sale or other open market transaction.

F2 · balance_after: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

F3 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

Read SEC document
October 10, 2026 Filed Oct 13, 2026 21:28 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001391935-26-000007 · wk-form4_1791926896.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,858,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.

F2 · balance_after: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

F3 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

Read SEC document
August 04, 2026 Filed Aug 4, 2026 21:22 UTC Applied Digital Corp. APLD · Entity 3715 OtherCommon Stock 714,685 Not disclosed Not disclosed
Disclosure

SEC source: 0001391935-26-000005 · wk-form4_1785878526.xml · nonDerivative · entry 4

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 12,798

F6 · kind: Represents a distribution of shares of 272 Capital, LP ("272 Capital") of which the Reporting Person was President.

F6 · price: Represents a distribution of shares of 272 Capital, LP ("272 Capital") of which the Reporting Person was President.

F7 · balance_after: Prior Section 16 filings of the Reporting Person inadvertently omitted 5,000 shares held by 272 Capital due to an administrative error. This error is corrected herein and does not reflect an additional reportable transaction.

F8 · ownership.nature: Shares are held by 272 Capital, of which the Reporting Person was the President.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:22 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 629,600 $27.39 $17,244,744.00
Disclosure

SEC source: 0001391935-26-000005 · wk-form4_1785878526.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,758,000

F4 · shares: Represents the withholding of shares of common stock the Company for tax purposes in connection with the vesting of PSUs, which does not constitute an actual sale or other open market transaction.

F2 · balance_after: Includes 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors of the Company through such date or accelerated vesting upon certain conditions.

F3 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:22 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 1,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001391935-26-000005 · wk-form4_1785878526.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,387,600

F1 · price: Shares received upon the vesting of 1,600,000 performance stock units ("PSUs") granted on March 27, 2025, which represented a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis.

F2 · balance_after: Includes 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors of the Company through such date or accelerated vesting upon certain conditions.

F3 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 20:37 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 314,800 $45.20 $14,228,960.00
Disclosure

SEC source: 0001628280-26-045215 · wk-form4_1782333444.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,787,600

F4 · shares: Represents the withholding of shares of common stock the Company for tax purposes in connection with the vesting of PSUs, which does not constitute an actual sale or other open market transaction.

F2 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

F3 · balance_after: Includes 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 20:37 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 800,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-045215 · wk-form4_1782333444.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,102,400

F1 · price: Shares received upon the vesting of 800,000 performance stock units ("PSUs") granted on November 15, 2024, which represented a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

F3 · balance_after: Includes 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

Read SEC document
May 14, 2026 Filed May 18, 2026 22:00 UTC ChronoScale Holdings Corp CHRN · Entity 4331 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-024267 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:24 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-26-000032 · wk-form4_1776201844.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 and 100,000 shall vest on each of October 10, 2026, April 10, 2027, and October 10, 2027.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 and 100,000 shall vest on each of October 10, 2026, April 10, 2027, and October 10, 2027.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 and 100,000 shall vest on each of October 10, 2026, April 10, 2027, and October 10, 2027.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:24 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 39,350 $26.26 $1,033,331.00
Disclosure

SEC source: 0001144879-26-000032 · wk-form4_1776201844.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,302,400

F4 · shares: Represents the withholding of shares of common stock of the Company for tax purposes in connection with the vesting of RSUs, which does not constitute an actual sale or other open market transaction.

F2 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

F3 · balance_after: Includes 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:24 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-26-000032 · wk-form4_1776201844.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,341,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 and 100,000 shall vest on each of October 10, 2026, April 10, 2027, and October 10, 2027.

F2 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

F3 · balance_after: Includes 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

Read SEC document
April 04, 2026 Filed Apr 7, 2026 21:11 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001391935-26-000003 · wk-form4_1775596290.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on April 4, 2023, represented a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vested as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on April 4, 2023, represented a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vested as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on April 4, 2023, represented a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vested as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

Read SEC document
April 04, 2026 Filed Apr 7, 2026 21:11 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 34,579 $24.56 $849,260.24
Disclosure

SEC source: 0001391935-26-000003 · wk-form4_1775596290.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,241,750

F4 · shares: Represents the withholding of shares of common stock of the Company for tax purposes in connection with the immediate vesting of RSUs, which does not constitute an actual sale or other open market transaction.

F2 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

F3 · balance_after: Includes (i) 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, (ii) 600,000 RSUs granted on October 10, 2024, of which 200,000 RSUs have vested and 100,000 RSUs will vest on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027; in each case, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

Read SEC document
April 04, 2026 Filed Apr 7, 2026 21:11 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001391935-26-000003 · wk-form4_1775596290.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,276,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on April 4, 2023, represented a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vested as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F2 · balance_after: Includes 742,166 shares held in the Report Person's IRA.

F3 · balance_after: Includes (i) 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, (ii) 600,000 RSUs granted on October 10, 2024, of which 200,000 RSUs have vested and 100,000 RSUs will vest on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027; in each case, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

Read SEC document
January 16, 2026 Filed Jan 16, 2026 22:23 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 165,000 $36.42 $6,009,300.00
Disclosure

SEC source: 0001144879-26-000012 · wk-form4_1768602228.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,176,329

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.07 to $37.46, inclusive.

F2 · balance_after: Includes (i) 1,500,000 restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, (ii) 600,000 RSUs granted on April 4, 2023, of which 500,000 RSUs have vested and 100,000 RSUs will vest on April 4, 2026, and (iii) 600,000 RSUs granted on October 10, 2024, of which 200,000 RSUs have vested and 100,000 RSUs will vest on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027; in each case, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.

F3 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 22:08 UTC Applied Digital Corp. APLD · Entity 3715 GrantPerformance Stock Units · Derivative 4,500,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-26-000008 · wk-form4_1767910106.xml · derivative · entry 4

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500,000

Underlying: Common Stock · 4,500,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Performance stock units ("PSUs") granted on January 6, 2026 represent a contingent right to receive shares of common stock of the Company on a one-for-one basis and vest in three equal tranches over a period of five years, with each tranche subject to a performance-based vesting condition that requires achievement of an average closing stock price hurdle (equal to $50, $75 and $100, respectively), as measured over a 90 consecutive calendar day period, as described in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 8, 2026, subject to the Reporting Person's continued full-time employment with the Company in a role approved by the Board of Directors of the Company or within twelve months following certain terminations of employment.

F5 · derivative.exercise_date: Performance stock units ("PSUs") granted on January 6, 2026 represent a contingent right to receive shares of common stock of the Company on a one-for-one basis and vest in three equal tranches over a period of five years, with each tranche subject to a performance-based vesting condition that requires achievement of an average closing stock price hurdle (equal to $50, $75 and $100, respectively), as measured over a 90 consecutive calendar day period, as described in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 8, 2026, subject to the Reporting Person's continued full-time employment with the Company in a role approved by the Board of Directors of the Company or within twelve months following certain terminations of employment.

F5 · derivative.expiration_date: Performance stock units ("PSUs") granted on January 6, 2026 represent a contingent right to receive shares of common stock of the Company on a one-for-one basis and vest in three equal tranches over a period of five years, with each tranche subject to a performance-based vesting condition that requires achievement of an average closing stock price hurdle (equal to $50, $75 and $100, respectively), as measured over a 90 consecutive calendar day period, as described in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 8, 2026, subject to the Reporting Person's continued full-time employment with the Company in a role approved by the Board of Directors of the Company or within twelve months following certain terminations of employment.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 22:08 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-26-000008 · wk-form4_1767910106.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,341,329

F1 · shares: Restricted stock units ("RSUs") granted on January 6, 2026 (the "Grant Date") represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, have no expiration date, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, each such vesting subject to the Reporting Person's continued full-time employment with the Company in a role approved by the Board of Directors of the Company through the applicable vesting date or accelerated vesting upon certain conditions.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA. Also includes (i) 600,000 RSUs granted on April 4, 2023, which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis and have no expiration, of which 500,000 RSUs have vested and 100,000 RSUs will vest on April 4, 2026, and (ii) 600,000 RSUs granted on October 10, 2024, which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis and have no expiration date, of which 200,000 RSUs have vested and 100,000 RSUs will vest on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027; in each case, subject to the Reporting Person's continued full-time employment with the Company in a role approved by the Board of Directors of the Company through such date or accelerated vesting upon certain conditions.

Read SEC document
October 31, 2025 Filed Nov 5, 2025 02:50 UTC Applied Digital Corp. APLD · Entity 3715 OtherCommon Stock 903,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-020787 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 722,483

F1 · kind: The 903,970 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Investment Management Agreement with the investment manager of certain trading accounts. On October 31, 2025, the Investment Management Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 903,970 shares.

F1 · price: The 903,970 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Investment Management Agreement with the investment manager of certain trading accounts. On October 31, 2025, the Investment Management Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 903,970 shares.

F2 · ownership.nature: Shares are held by 272 Capital, of which the Reporting Person is the President.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:24 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-25-000071 · wk-form4_1760473489.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 10, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on October 10, 2025 and 100,000 on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on October 10, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on October 10, 2025 and 100,000 on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on October 10, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on October 10, 2025 and 100,000 on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:24 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 78,700 $33.99 $2,675,013.00
Disclosure

SEC source: 0001144879-25-000071 · wk-form4_1760473489.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,841,329

F3 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:24 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-25-000071 · wk-form4_1760473489.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,920,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on October 10, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on October 10, 2025 and 100,000 on each of April 10, 2026, October 10, 2026, April 10, 2027 and October 10, 2027.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
October 04, 2025 Filed Oct 7, 2025 20:21 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-25-000050 · wk-form4_1759868503.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

Read SEC document
October 04, 2025 Filed Oct 7, 2025 20:21 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 39,350 $26.53 $1,043,955.50
Disclosure

SEC source: 0001144879-25-000050 · wk-form4_1759868503.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,720,029

F3 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
October 04, 2025 Filed Oct 7, 2025 20:21 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-25-000050 · wk-form4_1759868503.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,759,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
September 03, 2025 Filed Sep 6, 2025 00:30 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 400,000 $15.26 $6,104,000.00
Disclosure

SEC source: 0001641172-25-026784 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659,379

F1 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:18 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 83,334 $0.00 $0.00
Disclosure

SEC source: 0001144879-25-000034 · wk-form4_1754597879.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:18 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 32,792 $14.89 $488,272.88
Disclosure

SEC source: 0001144879-25-000034 · wk-form4_1754597879.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,059,379

F3 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:18 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 83,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-25-000034 · wk-form4_1754597879.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,092,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-003300 · ownership.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 29,442 $4.92 $144,854.64
Disclosure

SEC source: 0001641172-25-003300 · ownership.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,008,837

F3 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-003300 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,038,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
March 26, 2025 Filed Mar 29, 2025 01:00 UTC Applied Digital Corp. APLD · Entity 3715 OtherCommon Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-001402 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,938,279

F1 · kind: Pursuant to a certain Membership Interest Purchase Agreement (the "Purchase Agreement"), dated March 26, 2025, by and between Lost River, LLC (the "Purchaser"), of which the Reporting Person is a member, and 1334 Partners, L.P. (the "Seller"), an entity which holds 100% of the membership interests in Beacon Partners LLC ("Beacon"), the Reporting Person shall transfer 1,000,000 shares of common stock of Applied Digital Corporation (the "Issuer") on behalf of the Purchaser to the Seller in exchange for 49% of the membership interests of Beacon and a $1,400,000 credit to the Purchaser's pro rata share of operating expenses of Beacon. The closing price of the Issuer's common stock prior to the signing of the Purchase Agreement was $7.44 per share.

F1 · price: Pursuant to a certain Membership Interest Purchase Agreement (the "Purchase Agreement"), dated March 26, 2025, by and between Lost River, LLC (the "Purchaser"), of which the Reporting Person is a member, and 1334 Partners, L.P. (the "Seller"), an entity which holds 100% of the membership interests in Beacon Partners LLC ("Beacon"), the Reporting Person shall transfer 1,000,000 shares of common stock of Applied Digital Corporation (the "Issuer") on behalf of the Purchaser to the Seller in exchange for 49% of the membership interests of Beacon and a $1,400,000 credit to the Purchaser's pro rata share of operating expenses of Beacon. The closing price of the Issuer's common stock prior to the signing of the Purchase Agreement was $7.44 per share.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-005484 · ownership.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 21,009 $8.10 $170,172.90
Disclosure

SEC source: 0001493152-25-005484 · ownership.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,938,279

F3 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 83,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-005484 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,959,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 21:05 UTC Applied Digital Corp. APLD · Entity 3715 SaleCommon Stock 200,000 $9.20 $1,840,000.00
Disclosure

SEC source: 0001493152-24-048166 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,875,955

F1 · shares: The Reportion Person is using the proceeds from the sale of these shares to pay income tax liability associated with the vesting of certain restricted stock units.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
October 10, 2024 Filed Oct 16, 2024 01:17 UTC Applied Digital Corp. APLD · Entity 3715 GrantCommon Stock 600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-041204 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,675,955

F1 · price: Restricted stock units ("RSUs") granted on October 10, 2024 convert into shares of common stock of Applied Digital Corporation on a one-for-one basis, have no expiration date, and vest as follows: 200,000 shares on October 10, 2025 and 100,000 shares on each of April 10, 2026, October 10, 2026, April 10, 2027, and October 10, 2027.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
October 10, 2024 Filed Oct 23, 2024 01:50 UTC Amendment Applied Digital Corp. APLD · Entity 3715 GrantRestricted Stock Unit · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-042127 · ownership.xml · derivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 10, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, cash or a combination thereof.

F2 · derivative.exercise_date: The RSUs have no expiration date and vest as follows: 200,000 shares on October 10, 2025 and 100,000 shares on each of April 10, 2026, October 10, 2026, April 10, 2027, and October 10, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs have no expiration date and vest as follows: 200,000 shares on October 10, 2025 and 100,000 shares on each of April 10, 2026, October 10, 2026, April 10, 2027, and October 10, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F3 · balance_after: On October 15, 2024, the Reporting Person filed a Form 4 (the "Original Form 4") to report the RSUs on Table I. This Form 4/A is being filed to amend and restate Table I and II of the Original Form 4 to report the RSUs on Table II because the RSUs may be settled in cash.

Read SEC document
October 04, 2024 Filed Oct 9, 2024 00:15 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-040497 · ownership.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: RSUs granted on April 4, 2023, vesting as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F7 · derivative.expiration_date: No expiration date.

Read SEC document
October 04, 2024 Filed Oct 9, 2024 00:15 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 39,350 $7.45 $293,157.50
Disclosure

SEC source: 0001493152-24-040497 · ownership.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,075,955

F3 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
October 04, 2024 Filed Oct 9, 2024 00:15 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-040497 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,115,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 01:27 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001144879-24-000202 · wk-form4_1723080446.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: RSUs granted on August 5, 2022, vesting as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F7 · derivative.expiration_date: No expiration date.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 01:27 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 32,792 $4.21 $138,054.32
Disclosure

SEC source: 0001144879-24-000202 · wk-form4_1723080446.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,015,305

F3 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 01:27 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 83,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-24-000202 · wk-form4_1723080446.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:45 UTC Applied Digital Corp. APLD · Entity 3715 OtherCommon Stock 404,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-24-000173 · wk-form4_1719002701.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,626,453

F1 · price: The 404,233 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Subadvisory Agreement with the investment manager of the relevant fund. The Reporting Person serves as President of 272 Capital. On June 18, 2024, the Subadvisory Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 404,233 shares.

F1 · ownership.nature: The 404,233 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Subadvisory Agreement with the investment manager of the relevant fund. The Reporting Person serves as President of 272 Capital. On June 18, 2024, the Subadvisory Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 404,233 shares.

F2 · ownership.nature: The 1,626,453 shares are held by 272 Capital.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:24 UTC Vishay Precision Group, Inc. VPG · Entity 5115 GrantCommon Stock 2,470 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011232 · form4.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,445

F1 · shares: The reporting person was granted 2,470 restricted stock units ("RSUs") under the Vishay Precision Group, Inc. 2022 Stock Incentive Plan. The RSUs will vest on the earlier to occur of the first anniversary of the date of grant and the issuer's next annual meeting of stockholders, provided that the reporting person continues in service as a director until such earlier date.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:41 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001144879-24-000072 · wk-form4_1712608891.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

F6 · derivative.expiration_date: One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:41 UTC Applied Digital Corp. APLD · Entity 3715 Tax withholdingCommon Stock 49,113 $3.27 $160,599.51
Disclosure

SEC source: 0001144879-24-000072 · wk-form4_1712608891.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,964,764

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:41 UTC Applied Digital Corp. APLD · Entity 3715 Exercise / conversionCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-24-000072 · wk-form4_1712608891.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,013,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.