Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Applied Digital Corp.APLD · Entity 3715 | Chief Marketing Officer | August 05, 2023 | August 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Applied Digital Corp.
Report date August 05, 2023 · Filed August 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,870 |
Ending reported balance
After 2023-08-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-08-05 · Exercise / conversion · Acquired 16,667 · Balance 114,929 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2023-08-05 · Tax withholding · Disposed 4,059 · Balance 110,870 F2: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 66,667 |
Reported balance
After 2023-08-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-05 · Exercise / conversion · Disposed 16,667 · Balance 66,667 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 60,000 |
Reported balance
Holding disclosure · report date 2023-08-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 60,000 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F4: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.
F3: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024.
F4: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2023 Filed Aug 8, 2023 20:17 UTC | Applied Digital Corp. APLD · Entity 3715 | Exercise / conversionRestricted Stock Unit · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000185 · wf-form4_169152584321139.xml · derivative · entry 3 INGEL REGINA · CIK 0001899768 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. F3 · derivative.expiration_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:17 UTC | Applied Digital Corp. APLD · Entity 3715 | Tax withholdingCommon Stock | 4,059 | $7.79 | $31,619.61 |
DisclosureSEC source: 0001144879-23-000185 · wf-form4_169152584321139.xml · nonDerivative · entry 2 INGEL REGINA · CIK 0001899768 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,870 F2 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:17 UTC | Applied Digital Corp. APLD · Entity 3715 | Exercise / conversionCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000185 · wf-form4_169152584321139.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 00:41 UTC | Applied Digital Corp. APLD · Entity 3715 | GrantRestricted Stock Unit · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000085 · wf-form4_168065527874760.xml · derivative · entry 3 INGEL REGINA · CIK 0001899768 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026. F4 · derivative.expiration_date: One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:41 UTC | Applied Digital Corp. APLD · Entity 3715 | Tax withholdingCommon Stock | 3,707 | $2.24 | $8,303.68 |
DisclosureSEC source: 0001144879-23-000085 · wf-form4_168065527874760.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,262 F1 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:13 UTC | Applied Digital Corp. APLD · Entity 3715 | Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000052 · wf-form4_167577918959343.xml · derivative · entry 3 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. F4 · derivative.expiration_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:13 UTC | Applied Digital Corp. APLD · Entity 3715 | Tax withholdingCommon Stock | 4,879 | $3.29 | $16,051.91 |
DisclosureSEC source: 0001144879-23-000052 · wf-form4_167577918959343.xml · nonDerivative · entry 2 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,969 F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. F2 · balance_after: Includes 12,500 shares of restricted stock which will vest on April 1, 2023 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:13 UTC | Applied Digital Corp. APLD · Entity 3715 | Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144879-23-000052 · wf-form4_167577918959343.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · balance_after: Includes 12,500 shares of restricted stock which will vest on April 1, 2023 Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:33 UTC | Applied Digital Corp. APLD · Entity 3715 | Tax withholdingCommon Stock | 3,044 | $1.84 | $5,600.96 |
DisclosureSEC source: 0001144879-23-000002 · wf-form4_167286798398138.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,182 F1 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. F2 · balance_after: Includes 12,500 shares of restricted stock, which will vest on April 1, 2023 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:18 UTC | Applied Digital Corp. APLD · Entity 3715 | SaleCommon Stock | 14,500 | $2.14 | $31,030.00 |
DisclosureSEC source: 0001144879-22-000085 · wf-form4_166846430597275.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,892 F1 · balance_after: Includes 16,666 shares of restricted stock, of which 8,333 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 2,083 will vest on each of July 1, 2022, October 1, 2022, and January 1 2023 and 2,084 will vest on April 1, 2023, or in each case, if later, the Later Date. Read SEC document |
| August 05, 2022 Filed Aug 10, 2022 00:31 UTC | Applied Digital Corp. APLD · Entity 3715 | GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022077 · wf-form4_166009145224633.xml · derivative · entry 2 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. F3 · derivative.expiration_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. Read SEC document |
| May 27, 2022 Filed May 31, 2022 20:02 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 7,726 | $3.83 | $29,590.58 |
DisclosureSEC source: 0001628280-22-015720 · wf-form4_165402730741707.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,392 F1 · balance_after: Includes 16,666 shares of restricted stock, of which 8,333 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 2,083 will vest on each of July 1, 2022, October 1, 2022, and January 1 2023 and 2,084 will vest on April 1, 2023, or in each case, if later, the Later Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.