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AMPCO PITTSBURGH CORP

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6411
SEC CIK
0000006176
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365

Last 12 months

Inside the activity.

7 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202510
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2022 Filed May 17, 2022 12:00 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 1,712 $4.59 $7,858.08
Disclosure

SEC source: 0001209191-22-029478 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,271

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

Read SEC document
May 13, 2022 Filed May 17, 2022 12:00 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 1,769 $4.59 $8,119.71
Disclosure

SEC source: 0001209191-22-029477 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,999

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:42 UTC Amendment
Anderson David GeorgePresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 307 $5.55 $1,703.85
Disclosure

SEC source: 0001209191-22-028331 · doc4a.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,693

F2 · price: This amended Form 4 is being filed to revise the price used to determine the number of shares forfeited to the Issuer on May 9, 2022.

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2019 grant of Restricted Stock Units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 5,830 $5.55 $32,356.50
Disclosure

SEC source: 0001209191-22-028259 · doc4.xml · nonDerivative · entry 3

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,983

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
Lyon SamuelPresident of Union Electric
GrantCommon Stock 20,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028259 · doc4.xml · nonDerivative · entry 2

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,813

F2 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Relative Total Shareholder Return.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 1,097 $5.55 $6,088.35
Disclosure

SEC source: 0001209191-22-028259 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,928

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2019 grant of Restricted Stock Units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,011 $5.55 $77,761.05
Disclosure

SEC source: 0001209191-22-028258 · doc4.xml · nonDerivative · entry 3

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,399

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
McBrayer BrettDirector · Chief Executive Officer
GrantCommon Stock 55,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028258 · doc4.xml · nonDerivative · entry 2

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,410

F2 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Relative Total Shareholder Return.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,636 $5.55 $14,629.80
Disclosure

SEC source: 0001209191-22-028258 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,274

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2019 grant of Restricted Stock Units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 4,997 $5.55 $27,733.35
Disclosure

SEC source: 0001209191-22-028257 · doc4.xml · nonDerivative · entry 3

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,768

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
McAuley Michael GV.P., CFO & Treasurer
GrantCommon Stock 17,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028257 · doc4.xml · nonDerivative · entry 2

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,765

F2 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Relative Total Shareholder Return.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 925 $5.55 $5,133.75
Disclosure

SEC source: 0001209191-22-028257 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,222

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2019 grant of Restricted Stock Units.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:00 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 307 $5.50 $1,688.50
Disclosure

SEC source: 0001209191-22-028255 · doc4.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,693

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2019 grant of Restricted Stock Units.

Read SEC document
May 07, 2022 Filed May 9, 2022 20:01 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,876 $5.50 $15,818.00
Disclosure

SEC source: 0001209191-22-027816 · doc4.xml · nonDerivative · entry 2

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,910

F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2020 grant of Restricted Stock Units.

Read SEC document
May 07, 2022 Filed May 9, 2022 20:00 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 1,222 $5.50 $6,721.00
Disclosure

SEC source: 0001209191-22-027811 · doc4.xml · nonDerivative · entry 2

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,025

F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2020 grant of Restricted Stock Units.

Read SEC document
May 07, 2022 Filed May 9, 2022 20:00 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 1,236 $5.50 $6,798.00
Disclosure

SEC source: 0001209191-22-027813 · doc4.xml · nonDerivative · entry 2

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,147

F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2020 grant of Restricted Stock Units.

Read SEC document
May 07, 2022 Filed May 9, 2022 20:00 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 307 $5.50 $1,688.50
Disclosure

SEC source: 0001209191-22-027810 · doc4.xml · nonDerivative · entry 2

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2020 grant of Restricted Stock Units.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027555 · doc4.xml · nonDerivative · entry 1

McNair Darrell L · CIK 0001912179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027556 · doc4.xml · nonDerivative · entry 1

LIEBERMAN WILLIAM K · CIK 0001279916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 21,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027554 · doc4.xml · nonDerivative · entry 1

PFORZHEIMER CARL H II · CIK 0001190987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,335

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC
ABEL JAMES JDirector
GrantCommon Stock 21,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027553 · doc4.xml · nonDerivative · entry 1

ABEL JAMES J · CIK 0001192135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,362

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 21,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027552 · doc4.xml · nonDerivative · entry 1

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,819

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 21,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027549 · doc4.xml · nonDerivative · entry 1

GERMAN MICHAEL I · CIK 0001012714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,395

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027551 · doc4.xml · nonDerivative · entry 1

PAUL STEPHEN E · CIK 0001190969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,308

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027547 · doc4.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,366

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027550 · doc4.xml · nonDerivative · entry 1

PAUL LAURENCE E · CIK 0001190966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,184

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:01 UTC
McBrayer BrettDirector · Chief Executive Officer
GrantCommon Stock 60,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027816 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,786

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:00 UTC
Lyon SamuelPresident of Union Electric
GrantCommon Stock 20,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027811 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,247

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:00 UTC
McAuley Michael GV.P., CFO & Treasurer
GrantCommon Stock 20,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027813 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,383

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:00 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
GrantCommon Stock 7,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027810 · doc4.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,307

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 13, 2022 21:01 UTC GrantCommon Stock 21,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028897 · doc4.xml · nonDerivative · entry 1

DeMichiei Robert · CIK 0001928634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,819

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:11 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 2,161 $5.87 $12,685.07
Disclosure

SEC source: 0001209191-22-007728 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,087

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:10 UTC
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 3,911 $5.00 $19,555.00
Disclosure

SEC source: 0001209191-22-000400 · doc4.xml · nonDerivative · entry 3

KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,986

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:10 UTC
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
GrantCommon Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000400 · doc4.xml · nonDerivative · entry 2

KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,897

F2 · price: These shares were acquired upon vesting of performance-based restricted stock units pursuant to the reporting person's Retirement Agreement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:10 UTC
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 2,906 $5.00 $14,530.00
Disclosure

SEC source: 0001209191-22-000400 · doc4.xml · nonDerivative · entry 1

KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,497

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019, 2020 and 2021 pursuant to the reporting person's Retirement Agreement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:08 UTC
HOOVER ROSEPresident & Chief Admin. Off.
Tax withholdingCommon Stock 37,082 $5.00 $185,410.00
Disclosure

SEC source: 0001209191-22-000397 · doc4.xml · nonDerivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,475

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:08 UTC
HOOVER ROSEPresident & Chief Admin. Off.
GrantCommon Stock 88,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000397 · doc4.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,557

F2 · price: These shares were acquired upon vesting of performance-based restricted stock units pursuant to the reporting person's Retirement Agreement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:08 UTC
HOOVER ROSEPresident & Chief Admin. Off.
Tax withholdingCommon Stock 13,757 $5.00 $68,785.00
Disclosure

SEC source: 0001209191-22-000397 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,305

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019, 2020 and 2021 pursuant to the reporting person's Retirement Agreement.

Read SEC document
December 31, 2021 Filed Jan 12, 2022 18:34 UTC Amendment
HOOVER ROSEPresident & Chief Admin. Off.
Tax withholdingCommon Stock 34,623 $5.00 $173,115.00
Disclosure

SEC source: 0001209191-22-003031 · doc4a.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,161

F1 · shares: The amount of shares the shares withheld by the issuer in reliance on Rule 16b-3 was reported erroneously in the Form 4 initially filed by the reporting person on January 4, 2021.

Read SEC document
December 31, 2021 Filed Jan 12, 2022 18:34 UTC Amendment
HOOVER ROSEPresident & Chief Admin. Off.
Tax withholdingCommon Stock 12,530 $5.00 $62,650.00
Disclosure

SEC source: 0001209191-22-003031 · doc4a.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,532

F1 · shares: The amount of shares the shares withheld by the issuer in reliance on Rule 16b-3 was reported erroneously in the Form 4 initially filed by the reporting person on January 4, 2021.

Read SEC document
September 15, 2021 Filed Feb 14, 2022 21:03 UTC GiftCommon Stock 57,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009224 · doc5.xml · nonDerivative · entry 1

LIEBERMAN WILLIAM K · CIK 0001279916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · ownership.direct: The amount of shares previously reported in this column has been updated to reflect joint ownership of all holdings.

Read SEC document
September 14, 2021 Filed Feb 14, 2022 21:03 UTC GiftSeries A Warrants (right to buy) · Derivative 48,728 $0.00 Strike: $2.57 $0.00
Disclosure

SEC source: 0001209191-22-009224 · doc5.xml · derivative · entry 2

LIEBERMAN WILLIAM K · CIK 0001279916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,751 shares

Expires 2025-08-01

F2 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F2 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · ownership.direct: The amount of shares previously reported in this column has been updated to reflect joint ownership of all holdings.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 12:32 UTC
Lyon SamuelPresident of Union Electric
PurchaseCommon Stock 6,500 $4.47 $29,073.20
Disclosure

SEC source: 0001209191-21-051754 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,098

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July 02, 2021 Filed Jul 6, 2021 13:31 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,433 $6.12 $8,769.96
Disclosure

SEC source: 0001209191-21-045252 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,036

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2018.

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June 29, 2021 Filed Jun 30, 2021 14:11 UTC Exercise / conversionSeries A Warrant (right to buy) · Derivative 35,218 $0.00 Strike: $2.57 $0.00
Disclosure

SEC source: 0001209191-21-043891 · doc4.xml · derivative · entry 2

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,721 shares

Expires 2025-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F2 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · kind: The securities issued upon conversion of the Series A Warrant are exempted from Section 16(b) pursuant to Rule 16b-3.

F2 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

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June 29, 2021 Filed Jun 30, 2021 14:11 UTC Exercise / conversionCommon Stock 15,721 $2.57 $40,352.66
Disclosure

SEC source: 0001209191-21-043891 · doc4.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The securities issued upon conversion of the Series A Warrant are exempted from Section 16(b) pursuant to Rule 16b-3.

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June 01, 2021 Filed Jun 2, 2021 13:20 UTC SaleCommon Stock 3,790 $7.10 $26,926.81
Disclosure

SEC source: 0001209191-21-037034 · doc4.xml · nonDerivative · entry 2

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,917

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.11, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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May 28, 2021 Filed Jun 2, 2021 13:20 UTC SaleCommon Stock 5,211 $6.94 $36,153.40
Disclosure

SEC source: 0001209191-21-037034 · doc4.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,707

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.87 to $6.99, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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May 27, 2021 Filed May 28, 2021 12:45 UTC SaleCommon Stock 3,717 $6.80 $25,290.47
Disclosure

SEC source: 0001209191-21-036415 · doc4.xml · nonDerivative · entry 2

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,918

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.77 to $6.83, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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May 26, 2021 Filed May 28, 2021 12:45 UTC SaleCommon Stock 1,000 $6.73 $6,732.00
Disclosure

SEC source: 0001209191-21-036415 · doc4.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,635

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.64 to $6.80, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.