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SMITH A O CORP

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3642
SEC CIK
0000091142
Parsed reports
591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2016 Filed Dec 7, 2016 20:15 UTC
KITA JOHN JExecutive Vice President & CFO
SaleCommon Stock 20,000 $49.74 $994,832.00
Disclosure

SEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 4

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,869

Read SEC document
December 02, 2016 Filed Dec 7, 2016 20:15 UTC
KITA JOHN JExecutive Vice President & CFO
GiftCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 3

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,869

F1 · price: Gift

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 47,487 additional shares of Common Stock.

Read SEC document
November 22, 2016 Filed Feb 8, 2017 17:33 UTC
Ackerman Patricia KVP, Investor Relations & Treas
GiftCommon 54 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000003 · edgar.xml · nonDerivative · entry 1

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642

F1 · price: Gift

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 848 additional shares of Common Stock.

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November 14, 2016 Filed Nov 15, 2016 15:50 UTC
STERN JAMES FExec VP, General Counsel & Sec
SaleCommon Stock 20,000 $47.69 $953,712.00
Disclosure

SEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 4

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,854

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 84,927 additional shares of Common Stock.

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November 10, 2016 Filed Nov 14, 2016 14:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
SaleCommon Stock 2,473 $48.12 $118,996.06
Disclosure

SEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 4

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,980

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,800 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-16-000119 · edgar.xml · derivative · entry 6

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,190

Underlying: Common Stock · 4,800 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-16-000119 · edgar.xml · derivative · entry 5

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,990

Underlying: Common Stock · 4,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 15,360 additional Employee Stock Options.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Tax withholdingCommon Stock 6,327 $46.62 $294,933.11
Disclosure

SEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 3

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,453

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionCommon Stock 4,800 $23.24 $111,528.00
Disclosure

SEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionCommon Stock 4,000 $17.46 $69,848.00
Disclosure

SEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 11,990 additional shares of Common Stock.

Read SEC document
September 01, 2016 Filed Nov 15, 2016 15:50 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,927

F1 · price: Gift

Read SEC document
August 30, 2016 Filed Feb 6, 2017 21:30 UTC
JONES PAUL WDirector
GiftCommon 15,000 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000002 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,723

F1 · price: Gift

Read SEC document
August 25, 2016 Filed Nov 15, 2016 15:50 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,267

F1 · price: Gift

Read SEC document
August 18, 2016 Filed Dec 7, 2016 20:15 UTC
KITA JOHN JExecutive Vice President & CFO
GiftCommon Stock 110 $0.00 $0.00
Disclosure

SEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 2

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,487

F1 · price: Gift

Read SEC document
August 12, 2016 Filed Feb 8, 2017 20:12 UTC
Rajendra Ajita GChairman and CEO
GiftCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000005 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,951

F1 · price: Gift

Read SEC document
June 07, 2016 Filed Dec 7, 2016 20:15 UTC
KITA JOHN JExecutive Vice President & CFO
GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 1

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,597

F1 · price: Gift

Read SEC document
May 27, 2016 Filed Mar 6, 2017 20:21 UTC Amendment
Martineau Peter RSenior Vice President - CIO
SaleCommon Stock 3,800 $83.10 $315,775.44
Disclosure

SEC source: 0000091142-17-000041 · edgar.xml · nonDerivative · entry 3

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,698

Read SEC document
May 27, 2016 Filed Mar 6, 2017 20:21 UTC Amendment
Martineau Peter RSenior Vice President - CIO
Exercise / conversionCommon Stock 1,000 $22.99 $22,985.00
Disclosure

SEC source: 0000091142-17-000041 · edgar.xml · nonDerivative · entry 2

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2016 Filed Mar 6, 2017 20:21 UTC Amendment
Martineau Peter RSenior Vice President - CIO
Exercise / conversionCommon Stock 2,800 $21.56 $60,362.40
Disclosure

SEC source: 0000091142-17-000041 · edgar.xml · nonDerivative · entry 1

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2006 Filed Nov 15, 2016 15:50 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 329 $0.00 $0.00
Disclosure

SEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,938

F1 · price: Gift

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.