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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 21:31 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 489 $26.20 $12,811.80
Disclosure

SEC source: 0000784199-20-000041 · certent-form4.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,603

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:31 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 3,248 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000041 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,092

F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:31 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 2,328 $26.20 $60,993.60
Disclosure

SEC source: 0000784199-20-000041 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,844

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:13 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
GrantStock Option(Right to Buy) · Derivative 15,432 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000037 · certent-form4.xml · derivative · entry 2

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,432

Underlying: Common Stock · 15,432 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:13 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000037 · certent-form4.xml · nonDerivative · entry 1

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,331

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:10 UTC
Mackin James PPresident & CEO
GrantStock Option(Right to Buy) · Derivative 86,296 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000033 · certent-form4.xml · derivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,296

Underlying: Common Stock · 86,296 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:10 UTC
Mackin James PPresident & CEO
GrantCommon Stock 28,415 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000033 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,146

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:11 UTC
Maier Dennis BVice President, Operations
GrantStock Option(Right to Buy) · Derivative 9,645 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000035 · certent-form4.xml · derivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,645

Underlying: Common Stock · 9,645 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:11 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock 3,176 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000035 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,985

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:07 UTC
Horton AmyVP, Chief Accounting Officer
GrantStock Option(Right to Buy) · Derivative 10,610 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000029 · certent-form4.xml · derivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,610

Underlying: Common Stock · 10,610 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:07 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 3,493 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000029 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,822

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:09 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantStock Option(Right to Buy) · Derivative 21,219 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000031 · certent-form4.xml · derivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,219

Underlying: Common Stock · 21,219 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:09 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 6,987 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000031 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,552

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC
Holloway Jean FVP, General Counsel
GrantStock Option(Right to Buy) · Derivative 16,975 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000027 · certent-form4.xml · derivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,975

Underlying: Common Stock · 16,975 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 5,589 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000027 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,809

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:58 UTC
Getz Matthew AVP, Human Resources
GrantStock Option(Right to Buy) · Derivative 9,645 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000025 · certent-form4.xml · derivative · entry 2

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,645

Underlying: Common Stock · 9,645 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:58 UTC
Getz Matthew AVP, Human Resources
GrantCommon Stock 3,176 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000025 · certent-form4.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,176

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:56 UTC
Davis John ESenior VP, Global Sales
GrantStock Option(Right to Buy) · Derivative 16,204 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000023 · certent-form4.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,204

Underlying: Common Stock · 16,204 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:56 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 5,335 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000023 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,172

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:55 UTC
Capps Scott BVP, Clinical Research
GrantStock Option(Right to Buy) · Derivative 9,645 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000021 · certent-form4.xml · derivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,645

Underlying: Common Stock · 9,645 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:55 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 3,176 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000021 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,071

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:13 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionStock Options(Right to buy) · Derivative 8,458 $9.64 Strike: $9.64 $81,535.12
Disclosure

SEC source: 0000784199-20-000004 · certent-form4.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,458 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (September 10, 2015)

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:13 UTC
Holloway Jean FVP, General Counsel
SaleCOMMON STOCK 8,458 $30.00 $253,744.23
Disclosure

SEC source: 0000784199-20-000004 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,864

F1 · price: Reflects the price of $30.00059 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:13 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCOMMON STOCK 8,458 $9.64 $81,535.12
Disclosure

SEC source: 0000784199-20-000004 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:28 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionStock Options (Right to buy) · Derivative 195 $9.64 Strike: $9.64 $1,879.80
Disclosure

SEC source: 0000784199-20-000002 · certent-form4.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (September 10, 2015)

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:28 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 195 $9.64 $1,879.80
Disclosure

SEC source: 0000784199-20-000002 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:28 UTC
Holloway Jean FVP, General Counsel
SaleCommon Stock 195 $30.00 $5,850.00
Disclosure

SEC source: 0000784199-20-000002 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,864

F1 · price: Reflects the price of $30.00 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:52 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
GrantESPP · Derivative 79 $16.29 Strike: $16.29 $1,287.27
Disclosure

SEC source: 0000784199-21-000008 · certent-form5.xml · derivative · entry 2

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

Underlying: Common Stock · 79 shares

Expires 2020-06-30

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:52 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
Exercise / conversionCommon Stock 79 $16.29 $1,287.27
Disclosure

SEC source: 0000784199-21-000008 · certent-form5.xml · nonDerivative · entry 1

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:50 UTC
Maier Dennis BVice President, Operations
GrantESPP · Derivative 171 $16.29 Strike: $16.29 $2,786.36
Disclosure

SEC source: 0000784199-21-000006 · certent-form5.xml · derivative · entry 3

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2020-06-30

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:50 UTC
Maier Dennis BVice President, Operations
Exercise / conversionCommon Stock 171 $16.29 $2,786.36
Disclosure

SEC source: 0000784199-21-000006 · certent-form5.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:47 UTC
Holloway Jean FVP, General Counsel
GrantESPP · Derivative 790 $16.29 Strike: $16.29 $12,872.66
Disclosure

SEC source: 0000784199-21-000004 · certent-form5.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 790 shares

Expires 2020-06-30

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:47 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 790 $16.29 $12,872.66
Disclosure

SEC source: 0000784199-21-000004 · certent-form5.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:45 UTC
Davis John ESenior VP, Global Sales
GrantESPP · Derivative 922 $16.29 Strike: $16.29 $15,023.53
Disclosure

SEC source: 0000784199-21-000002 · certent-form5.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires 2020-06-30

Read SEC document
January 01, 2020 Filed Jan 11, 2021 21:45 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 922 $16.29 $15,023.53
Disclosure

SEC source: 0000784199-21-000002 · certent-form5.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 31, 2019 Filed Jan 29, 2020 21:51 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
Exercise / conversionESPP · Derivative 727 $23.03 Strike: $23.03 $16,740.27
Disclosure

SEC source: 0000784199-20-000010 · certent-form5.xml · derivative · entry 3

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 727 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 29, 2020 21:49 UTC
Maier Dennis BVice President, Operations
Exercise / conversionESPP · Derivative 118 $23.03 Strike: $23.03 $2,717.13
Disclosure

SEC source: 0000784199-20-000008 · certent-form5.xml · derivative · entry 6

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 29, 2020 21:48 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionESPP · Derivative 356 $23.03 Strike: $23.03 $8,197.43
Disclosure

SEC source: 0000784199-20-000006 · certent-form5.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 356 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:16 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionStock Options(Right to buy) · Derivative 3,000 $10.24 Strike: $10.24 $30,720.00
Disclosure

SEC source: 0000784199-19-000168 · certent-form4.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,236

Underlying: Common Stock · 3,000 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 19, 2016).

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:16 UTC
Holloway Jean FVP, General Counsel
SaleCommon Stock 3,000 $26.00 $78,000.00
Disclosure

SEC source: 0000784199-19-000168 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,864

F1 · price: Reflects the price of $26.00 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:16 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 3,000 $10.24 $30,720.00
Disclosure

SEC source: 0000784199-19-000168 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 21:13 UTC
Capps Scott BVP, Clinical Research
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $6.12 Strike: $6.12 $61,200.00
Disclosure

SEC source: 0000784199-19-000166 · certent-form4.xml · derivative · entry 3

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/15/2014

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November 26, 2019 Filed Nov 27, 2019 21:13 UTC
Capps Scott BVP, Clinical Research
SaleCommon Stock 7,184 $24.93 $179,107.90
Disclosure

SEC source: 0000784199-19-000166 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,895

F1 · price: Reflects weighted average price. Range was from $24.93 to $24.99. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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November 26, 2019 Filed Nov 27, 2019 21:13 UTC
Capps Scott BVP, Clinical Research
Exercise / conversionCommon Stock 10,000 $6.12 $61,200.00
Disclosure

SEC source: 0000784199-19-000166 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2019 Filed Nov 19, 2019 21:43 UTC SaleCommon Stock 4,000 $24.64 $98,564.80
Disclosure

SEC source: 0000784199-19-000164 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,599

F1 · price: Reflects weighted average price. Range of prices were between $24.5 to $24.67. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 13, 2019 Filed Nov 13, 2019 21:14 UTC
Mackin James PPresident & CEO
PurchaseCommon Stock 5,000 $23.47 $117,355.00
Disclosure

SEC source: 0000784199-19-000162 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,731

F1 · price: Reflects open market purchase by reporting person.

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November 06, 2019 Filed Nov 7, 2019 21:32 UTC GiftCommon Stock 2,319 $23.06 $53,476.14
Disclosure

SEC source: 0000784199-19-000160 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,783

F1 · price: 2,319 shares were gifted by the reporting person to a trust for the benefit of his spouse for no consideration.

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July 01, 2019 Filed Jan 29, 2020 21:51 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
GrantESPP · Derivative 727 $23.03 Strike: $23.03 $16,740.27
Disclosure

SEC source: 0000784199-20-000010 · certent-form5.xml · derivative · entry 2

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727

Underlying: Common Stock · 727 shares

Expires 2019-12-31

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July 01, 2019 Filed Jan 29, 2020 21:51 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
Exercise / conversionCommon Stock 727 $23.03 $16,740.27
Disclosure

SEC source: 0000784199-20-000010 · certent-form5.xml · nonDerivative · entry 1

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

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July 01, 2019 Filed Jan 29, 2020 21:49 UTC
Maier Dennis BVice President, Operations
GrantESPP · Derivative 118 $23.03 Strike: $23.03 $2,717.13
Disclosure

SEC source: 0000784199-20-000008 · certent-form5.xml · derivative · entry 5

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118

Underlying: Common Stock · 118 shares

Expires 2019-12-31

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.