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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2022 Filed Feb 22, 2022 21:56 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 421 $17.75 $7,472.75
Disclosure

SEC source: 0000784199-22-000066 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,226

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:53 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 402 $17.75 $7,135.50
Disclosure

SEC source: 0000784199-22-000062 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,917

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:55 UTC
Getz Matthew AVP, Human Resources
Tax withholdingCommon Stock 244 $17.75 $4,331.00
Disclosure

SEC source: 0000784199-22-000064 · certent-form4.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,921

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:52 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 353 $17.75 $6,265.75
Disclosure

SEC source: 0000784199-22-000060 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,893

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:33 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
Tax withholdingCommon Stock 772 $17.50 $13,510.00
Disclosure

SEC source: 0000784199-22-000056 · certent-form4.xml · nonDerivative · entry 2

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,342

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:33 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 2,603 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000056 · certent-form4.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,114

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:32 UTC Tax withholdingCommon Stock 576 $17.50 $10,080.00
Disclosure

SEC source: 0000784199-22-000054 · certent-form4.xml · nonDerivative · entry 3

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,175

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:32 UTC GrantCommon Stock 1,627 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000054 · certent-form4.xml · nonDerivative · entry 2

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,751

F2 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:32 UTC Tax withholdingCommon Stock 403 $17.50 $7,052.50
Disclosure

SEC source: 0000784199-22-000054 · certent-form4.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:31 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 703 $17.50 $12,302.50
Disclosure

SEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 4

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,801

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:31 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 3

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,504

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:31 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 760 $17.50 $13,300.00
Disclosure

SEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,519

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:31 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock 4,290 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,279

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:30 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 7,923 $17.50 $138,652.50
Disclosure

SEC source: 0000784199-22-000050 · certent-form4.xml · nonDerivative · entry 4

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,287

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:30 UTC
Mackin James PPresident & CEO
GrantCommon Stock 23,838 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000050 · certent-form4.xml · nonDerivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,210

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:30 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 8,210 $17.50 $143,675.00
Disclosure

SEC source: 0000784199-22-000050 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,372

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:30 UTC
Mackin James PPresident & CEO
GrantCommon Stock 36,404 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000050 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,582

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:28 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 703 $17.50 $12,302.50
Disclosure

SEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 4

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,943

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:28 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,646

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:28 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 715 $17.50 $12,512.50
Disclosure

SEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,661

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:28 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 4,094 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,376

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:29 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 1,223 $17.50 $21,402.50
Disclosure

SEC source: 0000784199-22-000048 · certent-form4.xml · nonDerivative · entry 4

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,158

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:29 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 3,973 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000048 · certent-form4.xml · nonDerivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,381

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:29 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 1,291 $17.50 $22,592.50
Disclosure

SEC source: 0000784199-22-000048 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,408

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:29 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 8,574 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000048 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,699

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:27 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 1,431 $17.50 $25,042.50
Disclosure

SEC source: 0000784199-22-000044 · certent-form4.xml · nonDerivative · entry 5

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,647

F4 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:27 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 1,020 $17.50 $17,850.00
Disclosure

SEC source: 0000784199-22-000044 · certent-form4.xml · nonDerivative · entry 4

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,078

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:27 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 3,177 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000044 · certent-form4.xml · nonDerivative · entry 3

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,098

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:27 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 1,128 $17.50 $19,740.00
Disclosure

SEC source: 0000784199-22-000044 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,921

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:27 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 7,492 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000044 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,049

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 1,063 $17.50 $18,602.50
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,319

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 3,177 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,382

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 972 $17.50 $17,010.00
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,205

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 6,620 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,177

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:26 UTC
Getz Matthew AVP, Human Resources
Tax withholdingCommon Stock 703 $17.50 $12,302.50
Disclosure

SEC source: 0000784199-22-000042 · certent-form4.xml · nonDerivative · entry 4

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,165

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:26 UTC
Getz Matthew AVP, Human Resources
GrantCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000042 · certent-form4.xml · nonDerivative · entry 3

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:26 UTC
Getz Matthew AVP, Human Resources
Tax withholdingCommon Stock 725 $17.50 $12,687.50
Disclosure

SEC source: 0000784199-22-000042 · certent-form4.xml · nonDerivative · entry 2

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,883

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:26 UTC
Getz Matthew AVP, Human Resources
GrantCommon Stock 4,094 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000042 · certent-form4.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,608

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:23 UTC
GREEN ANDREW MVP Regulatory
Tax withholdingCommon Stock 576 $17.50 $10,080.00
Disclosure

SEC source: 0000784199-22-000038 · certent-form4.xml · nonDerivative · entry 2

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:23 UTC
GREEN ANDREW MVP Regulatory
GrantCommon Stock 1,627 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000038 · certent-form4.xml · nonDerivative · entry 1

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:22 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 892 $17.50 $15,610.00
Disclosure

SEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 4

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,246

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:22 UTC
Barthold Franz PeterVP, Research & Development
GrantCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 3

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,139

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:22 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 865 $17.50 $15,137.50
Disclosure

SEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 2

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,154

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:22 UTC
Barthold Franz PeterVP, Research & Development
GrantCommon Stock 3,898 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,019

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 13:41 UTC
Mackin James PPresident & CEO
Exercise / conversionStockOption(RightToBuy) · Derivative 10,639 $11.00 Strike: $11.00 $117,029.00
Disclosure

SEC source: 0000784199-22-000030 · certent-form4.xml · derivative · entry 6

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,639 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

Read SEC document
February 10, 2022 Filed Feb 11, 2022 13:41 UTC
Mackin James PPresident & CEO
SaleCommon Stock 10,639 $17.86 $189,997.65
Disclosure

SEC source: 0000784199-22-000030 · certent-form4.xml · nonDerivative · entry 4

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,178

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

F3 · price: Reflects weighted average price. Range of prices were between $17.69 to $18.15. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 10, 2022 Filed Feb 11, 2022 13:41 UTC
Mackin James PPresident & CEO
Exercise / conversionCommon Stock 10,639 $11.00 $117,029.00
Disclosure

SEC source: 0000784199-22-000030 · certent-form4.xml · nonDerivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

Read SEC document
February 09, 2022 Filed Feb 11, 2022 13:41 UTC
Mackin James PPresident & CEO
Exercise / conversionStockOption(RightToBuy) · Derivative 10,638 $11.00 Strike: $11.00 $117,018.00
Disclosure

SEC source: 0000784199-22-000030 · certent-form4.xml · derivative · entry 5

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,639

Underlying: Common Stock · 10,638 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

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February 09, 2022 Filed Feb 11, 2022 13:41 UTC
Mackin James PPresident & CEO
SaleCommon Stock 10,638 $18.14 $192,989.28
Disclosure

SEC source: 0000784199-22-000030 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,178

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

F2 · price: Reflects weighted average price. Range of prices were between $17.93 to $18.36. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 13:41 UTC
Mackin James PPresident & CEO
Exercise / conversionCommon Stock 10,638 $11.00 $117,018.00
Disclosure

SEC source: 0000784199-22-000030 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.