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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 3, 2022 20:48 UTC GrantCommon Stock 7,878 $19.04 $149,997.12
Disclosure

SEC source: 0000784199-22-000151 · certent-form4.xml · nonDerivative · entry 1

SEMEDO ANTHONY B. · CIK 0001886324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,870

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:46 UTC GrantCommon Stock 7,878 $19.04 $149,997.12
Disclosure

SEC source: 0000784199-22-000149 · certent-form4.xml · nonDerivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,517

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:45 UTC GrantCommon Stock 7,878 $19.04 $149,997.12
Disclosure

SEC source: 0000784199-22-000147 · certent-form4.xml · nonDerivative · entry 1

Burbank Jeffrey H · CIK 0001341411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,473

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:39 UTC GrantCommon Stock 7,878 $19.04 $149,997.12
Disclosure

SEC source: 0000784199-22-000144 · certent-form4.xml · nonDerivative · entry 1

Bullock James · CIK 0001172340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,324

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:36 UTC GrantCommon Stock 7,878 $19.04 $149,997.12
Disclosure

SEC source: 0000784199-22-000141 · certent-form4.xml · nonDerivative · entry 1

Borgstrom Marna P · CIK 0001744267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,765

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:34 UTC GrantCommon Stock 7,878 $19.04 $149,997.12
Disclosure

SEC source: 0000784199-22-000139 · certent-form4.xml · nonDerivative · entry 1

BEVEVINO DANIEL J · CIK 0001186458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,738

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:31 UTC GrantCommon Stock 7,878 $19.04 $149,997.12
Disclosure

SEC source: 0000784199-22-000137 · certent-form4.xml · nonDerivative · entry 1

ACKERMAN THOMAS F · CIK 0001141720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,573

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:44 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 76 $20.32 $1,544.32
Disclosure

SEC source: 0000784199-22-000116 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:45 UTC Tax withholdingCommon Stock 81 $20.32 $1,645.92
Disclosure

SEC source: 0000784199-22-000118 · certent-form4.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:34 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 170 $21.69 $3,687.30
Disclosure

SEC source: 0000784199-22-000114 · certent-form4.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,569

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:34 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 920 $21.69 $19,954.80
Disclosure

SEC source: 0000784199-22-000114 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,739

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:33 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 2,228 $21.69 $48,325.32
Disclosure

SEC source: 0000784199-22-000112 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,681

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:33 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 10,801 $21.69 $234,273.69
Disclosure

SEC source: 0000784199-22-000112 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,909

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:31 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 367 $21.69 $7,960.23
Disclosure

SEC source: 0000784199-22-000110 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,923

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:31 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 1,779 $21.69 $38,586.51
Disclosure

SEC source: 0000784199-22-000110 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,290

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:27 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 192 $21.69 $4,164.48
Disclosure

SEC source: 0000784199-22-000108 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,345

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:27 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 940 $21.69 $20,388.60
Disclosure

SEC source: 0000784199-22-000108 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,537

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:22 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 308 $21.69 $6,680.52
Disclosure

SEC source: 0000784199-22-000106 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,194

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:22 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 1,491 $21.69 $32,339.79
Disclosure

SEC source: 0000784199-22-000106 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,502

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:20 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 308 $21.69 $6,680.52
Disclosure

SEC source: 0000784199-22-000104 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,741

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:20 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 1,491 $21.69 $32,339.79
Disclosure

SEC source: 0000784199-22-000104 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,049

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:17 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 103 $21.69 $2,234.07
Disclosure

SEC source: 0000784199-22-000102 · certent-form4.xml · nonDerivative · entry 2

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,081

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:17 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 499 $21.69 $10,823.31
Disclosure

SEC source: 0000784199-22-000102 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,184

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 22:02 UTC Tax withholdingCommon Stock 398 $19.35 $7,701.30
Disclosure

SEC source: 0000784199-22-000100 · certent-form4.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,567

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:36 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock · Derivative 22,334 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000098 · certent-form4.xml · derivative · entry 2

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,334

Underlying: Common Stock · 22,334 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:36 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 8,406 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000098 · certent-form4.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,748

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:32 UTC
Mackin James PPresident & CEO
GrantCommon Stock · Derivative 126,546 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000092 · certent-form4.xml · derivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,546

Underlying: Common Stock · 126,546 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:32 UTC
Mackin James PPresident & CEO
GrantCommon Stock 47,627 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000092 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,710

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:35 UTC GrantCommon Stock · Derivative 12,728 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000096 · certent-form4.xml · derivative · entry 2

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Underlying: Common Stock · 12,728 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:35 UTC GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000096 · certent-form4.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,965

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:33 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock · Derivative 18,972 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000094 · certent-form4.xml · derivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,972

Underlying: Common Stock · 18,972 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:33 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock 7,140 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000094 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,659

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:30 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock · Derivative 30,389 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000090 · certent-form4.xml · derivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,389

Underlying: Common Stock · 30,389 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:30 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 11,437 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000090 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,069

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:24 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock · Derivative 22,911 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000082 · certent-form4.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,911

Underlying: Common Stock · 22,911 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:24 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 8,623 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000082 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,540

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:29 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock · Derivative 12,728 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000088 · certent-form4.xml · derivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Underlying: Common Stock · 12,728 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:29 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000088 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,477

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:27 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock · Derivative 23,295 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000086 · certent-form4.xml · derivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,295

Underlying: Common Stock · 23,295 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:27 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 8,767 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000086 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,993

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:26 UTC
Getz Matthew AVP, Human Resources
GrantCommn Stock · Derivative 12,728 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000084 · certent-form4.xml · derivative · entry 2

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Underlying: Common Stock · 12,728 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:26 UTC
Getz Matthew AVP, Human Resources
GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000084 · certent-form4.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,711

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:23 UTC
Barthold Franz PeterVP, Research & Development
GrantCommon Stock · Derivative 12,728 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000080 · certent-form4.xml · derivative · entry 2

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Underlying: Common Stock · 12,728 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:23 UTC
Barthold Franz PeterVP, Research & Development
GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000080 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,683

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:21 UTC
GREEN ANDREW MVP Regulatory
GrantCommon Stock · Derivative 14,001 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000078 · certent-form4.xml · derivative · entry 2

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 14,001 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:21 UTC
GREEN ANDREW MVP Regulatory
GrantCommon Stock 5,269 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000078 · certent-form4.xml · nonDerivative · entry 1

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 22:02 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 282 $17.75 $5,005.50
Disclosure

SEC source: 0000784199-22-000074 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 22:00 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 3,204 $17.75 $56,871.00
Disclosure

SEC source: 0000784199-22-000072 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,083

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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February 19, 2022 Filed Feb 22, 2022 21:59 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 526 $17.75 $9,336.50
Disclosure

SEC source: 0000784199-22-000070 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,632

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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February 19, 2022 Filed Feb 22, 2022 21:57 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 256 $17.75 $4,544.00
Disclosure

SEC source: 0000784199-22-000068 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,687

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.