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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 21, 2023 13:33 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 15,000 $14.08 $211,161.00
Disclosure

SEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,663

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022

F2 · price: Reflects weighted average price. Range of prices were between $13.79 to $15.18. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full informationregarding the number of shares sold at each separate price.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 13:33 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock 17,713 $10.24 $181,381.12
Disclosure

SEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022

Read SEC document
February 17, 2023 Filed Feb 21, 2023 13:29 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 2,740 $13.96 $38,250.40
Disclosure

SEC source: 0000784199-23-000022 · wf-form4_167698613905019.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,944

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 13:26 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 586 $13.96 $8,180.56
Disclosure

SEC source: 0000784199-23-000020 · wf-form4_167698597757603.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,431

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:41 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStock Options (Right to buy) · Derivative 36,822 $10.24 Strike: $10.24 $377,057.28
Disclosure

SEC source: 0000784199-23-000018 · wf-form4_167658725067482.xml · derivative · entry 4

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,822 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:41 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
SaleCommon Stock 31,900 $13.22 $421,874.31
Disclosure

SEC source: 0000784199-23-000018 · wf-form4_167658725067482.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,563

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2022

F2 · price: Reflects the price of $ 13.224856 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:41 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 36,822 $10.24 $377,057.28
Disclosure

SEC source: 0000784199-23-000018 · wf-form4_167658725067482.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2022

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:36 UTC
Mackin James PPresident & CEO
Exercise / conversionStock Options (Right to buy) · Derivative 65,549 $10.24 Strike: $10.24 $671,221.76
Disclosure

SEC source: 0000784199-23-000016 · wf-form4_167658695692379.xml · derivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Commn Stock · 65,549 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:36 UTC
Mackin James PPresident & CEO
SaleCommon Stock 56,500 $13.22 $747,206.85
Disclosure

SEC source: 0000784199-23-000016 · wf-form4_167658695692379.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,684

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2022

F2 · price: Reflects the price of $ 13.224856 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:36 UTC
Mackin James PPresident & CEO
Exercise / conversionCommon Stock 65,549 $10.24 $671,221.76
Disclosure

SEC source: 0000784199-23-000016 · wf-form4_167658695692379.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2022

Read SEC document
February 13, 2023 Filed Feb 15, 2023 13:48 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionStock Options (Right to buy) · Derivative 8,745 $10.24 Strike: $10.24 $89,548.80
Disclosure

SEC source: 0000784199-23-000010 · wf-form4_167646887551493.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,745 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 13:48 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 8,745 $10.24 $89,548.80
Disclosure

SEC source: 0000784199-23-000010 · wf-form4_167646887551493.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 27, 2023 22:24 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 443 $10.30 $4,563.79
Disclosure

SEC source: 0000784199-23-000008 · wf-form5_167485824303268.xml · nonDerivative · entry 2

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,448

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
January 24, 2023 Filed Jan 27, 2023 22:24 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 810 $16.05 $12,998.88
Disclosure

SEC source: 0000784199-23-000008 · wf-form5_167485824303268.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,005

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
January 24, 2023 Filed Jan 27, 2023 22:16 UTC
Maier Dennis BSVP, Operations
GrantCommon Stock 211 $16.05 $3,386.13
Disclosure

SEC source: 0000784199-23-000004 · wf-form5_167485779779342.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,465

F1 · balance_after: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
January 24, 2023 Filed Jan 27, 2023 22:13 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 1,228 $16.05 $19,706.94
Disclosure

SEC source: 0000784199-23-000002 · wf-form5_167485759076159.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,272

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
January 24, 2023 Filed Jan 27, 2023 22:21 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 384 $10.30 $3,955.97
Disclosure

SEC source: 0000784199-23-000006 · wf-form5_167485806958539.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,883

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
January 24, 2023 Filed Jan 27, 2023 22:21 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 866 $16.05 $13,897.57
Disclosure

SEC source: 0000784199-23-000006 · wf-form5_167485806958539.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,499

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
December 14, 2022 Filed Dec 16, 2022 13:35 UTC
Horton AmyVP, Chief Accounting Officer
GiftCommon Stock 2,000 $13.21 $26,420.00
Disclosure

SEC source: 0000784199-22-000219 · wf-form4_167119772855070.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,950

F2 · price: Shares were gifted by the reporting person to a charity

Read SEC document
December 14, 2022 Filed Dec 16, 2022 13:35 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 3,226 $13.57 $43,782.63
Disclosure

SEC source: 0000784199-22-000219 · wf-form4_167119772855070.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,950

F1 · price: Reflects weighted average price. Range of prices were between $13.56 to $13.60. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer,full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:23 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock · Derivative 28,370 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000217 · wf-form4_166811539245674.xml · derivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,370

Underlying: Common Stock · 28,370 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:23 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 11,831 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000217 · wf-form4_166811539245674.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,176

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:21 UTC
Barthold Franz PeterVP, Research & Development
GrantCommon Stock · Derivative 30,000 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000216 · wf-form4_166811526069083.xml · derivative · entry 2

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:21 UTC
Barthold Franz PeterVP, Research & Development
GrantCommon Stock 12,511 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000216 · wf-form4_166811526069083.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,516

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:29 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock · Derivative 46,630 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000213 · wf-form4_166809057926995.xml · derivative · entry 2

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,630

Underlying: Common Stock · 46,630 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:29 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 19,447 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000213 · wf-form4_166809057926995.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,195

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:28 UTC
GREEN ANDREW MVP Regulatory
GrantCommon Stock · Derivative 30,000 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000211 · wf-form4_166809046298138.xml · derivative · entry 2

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:28 UTC
GREEN ANDREW MVP Regulatory
GrantCommon Stock 12,511 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000211 · wf-form4_166809046298138.xml · nonDerivative · entry 1

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,831

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:22 UTC
Getz Matthew AVP, Human Resources
GrantCommon Stock · Derivative 31,630 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000209 · wf-form4_166809011443597.xml · derivative · entry 2

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,630

Underlying: Common Stock · 31,630 shares

Expires 2029-11-01

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:22 UTC
Getz Matthew AVP, Human Resources
GrantCommon Stock 13,191 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000209 · wf-form4_166809011443597.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,902

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:20 UTC
Davis John ESenior VP, Global Sales
GrantCommn Stock · Derivative 53,478 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000207 · wf-form4_166808999730354.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,478

Underlying: Common Stock · 53,478 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:20 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 22,303 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000207 · wf-form4_166808999730354.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,044

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:17 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock · Derivative 88,043 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000205 · wf-form4_166808986340131.xml · derivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,043

Underlying: Common Stock · 88,043 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:17 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 36,718 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000205 · wf-form4_166808986340131.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,641

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:15 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock · Derivative 53,804 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000203 · wf-form4_166808972814384.xml · derivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,804

Underlying: Common Stock · 53,804 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:15 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 22,439 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000203 · wf-form4_166808972814384.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,633

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:13 UTC
Mackin James PPresident & CEO
GrantCommon Stock · Derivative 280,435 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000201 · wf-form4_166808958465093.xml · derivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,435

Underlying: Commn Stock · 280,435 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:13 UTC
Mackin James PPresident & CEO
GrantCommon Stock 116,954 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000201 · wf-form4_166808958465093.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,635

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:02 UTC GrantCommon Stock 9,066 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000199 · wf-form4_166808892795911.xml · nonDerivative · entry 1

Hoff Elizabeth A · CIK 0001949762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,066

F1 · shares: 1. Represents shares of restricted stock that cliff vest on November 8, 2023, provided the status as a Director with Artivion continues through such date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 13:55 UTC
Maier Dennis BSVP, Operations
GrantCommon Stock · Derivative 46,630 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000195 · wf-form4_166808853002623.xml · derivative · entry 2

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,630

Underlying: Common Stock · 46,630 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 13:55 UTC
Maier Dennis BSVP, Operations
GrantCommon Stock 19,447 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000195 · wf-form4_166808853002623.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,254

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

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November 08, 2022 Filed Nov 10, 2022 14:00 UTC GrantCommon Stock · Derivative 28,370 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000197 · wf-form4_166808879058202.xml · derivative · entry 2

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,370

Underlying: Common Stock · 28,370 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

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November 08, 2022 Filed Nov 10, 2022 14:00 UTC GrantCommon Stock 11,831 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000197 · wf-form4_166808879058202.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,942

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

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November 04, 2022 Filed Nov 7, 2022 21:53 UTC Tax withholdingCommon Stock 214 $11.18 $2,392.52
Disclosure

SEC source: 0000784199-22-000191 · wf-form4_166785799918965.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,111

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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August 16, 2022 Filed Aug 18, 2022 20:24 UTC SaleCommon Stock 7,161 $22.96 $164,409.40
Disclosure

SEC source: 0000784199-22-000168 · wf-form4_166085425002465.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,325

F1 · price: Reflects weighted average price. Range of prices were between $22.93 to $23.01. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

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August 09, 2022 Filed Aug 10, 2022 21:12 UTC
Maier Dennis BSVP, Operations
SaleCommon Stock 1,025 $21.61 $22,148.10
Disclosure

SEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 5

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,807

F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

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August 09, 2022 Filed Aug 10, 2022 21:12 UTC
Maier Dennis BSVP, Operations
SaleCommon Stock 374 $21.61 $8,081.35
Disclosure

SEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 4

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,832

F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

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August 09, 2022 Filed Aug 10, 2022 21:12 UTC
Maier Dennis BSVP, Operations
SaleCommon Stock 540 $21.61 $11,668.27
Disclosure

SEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 3

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,206

F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

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August 09, 2022 Filed Aug 10, 2022 21:12 UTC
Maier Dennis BSVP, Operations
SaleCommon Stock 3,678 $21.61 $79,473.86
Disclosure

SEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,746

F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

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August 09, 2022 Filed Aug 10, 2022 21:12 UTC
Maier Dennis BSVP, Operations
SaleCommon Stock 145 $21.67 $3,141.43
Disclosure

SEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,424

F1 · price: Reflects the price of $21.665 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.