ANY

SEC source: 0001062993-24-000809 · form4.xml · derivative · entry 1

Mahadevan Vivekanand · CIK 0001558611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,999

Underlying: Common Stock · 82,050 shares

Expires 2029-12-05

F1 · balance_after: The number of stock options reported has been adjusted to reflect the Issuer's 1-for-7 reverse stock split of its common shares effected on June 28, 2023.

SEC source: 0001062993-24-000816 · form4.xml · derivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,471

Underlying: Common Stock · 57,471 shares

Expires 2024-12-05

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-000814 · form4.xml · derivative · entry 1

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,999

Underlying: Common Stock · 82,050 shares

Expires 2029-12-05

F1 · balance_after: The number of stock options reported has been adjusted to reflect the Issuer's 1-for-7 reverse stock split of its common shares effected on June 28, 2023.

SEC source: 0001062993-24-000812 · form4.xml · derivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,471

Underlying: Common Stock · 57,471 shares

Expires 2024-12-05

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-022981 · form4.xml · derivative · entry 2

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,082 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-022981 · form4.xml · nonDerivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-022980 · form4.xml · derivative · entry 2

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,082 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-022980 · form4.xml · nonDerivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-022247 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,939

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.70, inclusive.

SEC source: 0001062993-23-021919 · form4.xml · nonDerivative · entry 3

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,517

F3 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive.

SEC source: 0001062993-23-021855 · form4.xml · derivative · entry 7

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,214

Underlying: Common Stock · 97,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represents one award. The underlying shares and vesting schedules are as follows: 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25.

F4 · derivative.expiration_date: The RSUs reported under column 9 represents one award. The underlying shares and vesting schedules are as follows: 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25.

SEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 4

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,089

F3 · security: $6,623.87 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs on December 1, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.60 to $1.06, inclusive.

SEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,626

SEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-021854 · form4.xml · derivative · entry 3

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,715

Underlying: Common Stock · 110,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedules are as follows: 17,858 shares vest on 4/8/24 and 17,857 shares vest on 4/8/25.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedules are as follows: 17,858 shares vest on 4/8/24 and 17,857 shares vest on 4/8/25.

F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

SEC source: 0001062993-23-021854 · form4.xml · nonDerivative · entry 2

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,079

SEC source: 0001062993-23-021854 · form4.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

SEC source: 0001062993-23-021919 · form4.xml · derivative · entry 4

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,572 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-021919 · form4.xml · nonDerivative · entry 2

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,946

SEC source: 0001062993-23-021919 · form4.xml · nonDerivative · entry 1

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

SEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,483

F1 · security: $6,638.46 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs on November 15, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.62 to $0.6831, inclusive.

SEC source: 0001062993-23-021148 · form4.xml · derivative · entry 4

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,357

Underlying: Common Stock · 13,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 97,143 shares vest on 12/1/2023, and (ii) 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 97,143 shares vest on 12/1/2023, and (ii) 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25.

F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

SEC source: 0001062993-23-021148 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

SEC source: 0001062993-23-012439 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,574

F1 · security: $21,121.08 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3000 to $0.3167, inclusive.

SEC source: 0001062993-23-012440 · form4.xml · nonDerivative · entry 1

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,625

F1 · security: $1,676.40 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3000 to $0.3167, inclusive.

SEC source: 0001062993-23-012017 · form4.xml · nonDerivative · entry 3

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,325

F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3336 to $0.3371, inclusive.

SEC source: 0001062993-23-012017 · form4.xml · derivative · entry 4

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024,200

Underlying: Common Stock · 193,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 774,200 shares vest on 12/1/2023, and (ii) 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 774,200 shares vest on 12/1/2023, and (ii) 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25.

SEC source: 0001062993-23-012017 · form4.xml · nonDerivative · entry 2

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,467

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3302 to $0.335, inclusive.

SEC source: 0001062993-23-012017 · form4.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-012081 · form4.xml · derivative · entry 4

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940,000

Underlying: Common Stock · 170,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 680,000 shares vest on 12/1/2023, and (ii) 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25.

F2 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 680,000 shares vest on 12/1/2023, and (ii) 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25.

SEC source: 0001062993-23-012081 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-012085 · form4.xml · derivative · entry 2

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedule is as follows: 200,000 shares vest on 12/1/2023.

F2 · derivative.expiration_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedule is as follows: 200,000 shares vest on 12/1/2023.

SEC source: 0001062993-23-012085 · form4.xml · nonDerivative · entry 1

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-021140 · form4a.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,467

F1 · shares: This transaction was inadvertently omitted from the Form 4 filed on 5/23/23 and represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs.

SEC source: 0001062993-23-010189 · form4.xml · derivative · entry 3

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,217,750

Underlying: Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs vested on 4/8/2023, but were not released to the reporting person until 5/2/2023.

F2 · derivative.expiration_date: The RSUs vested on 4/8/2023, but were not released to the reporting person until 5/2/2023.

F3 · balance_after: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023, and (ii) 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25.

SEC source: 0001062993-23-010189 · form4.xml · nonDerivative · entry 2

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,775

SEC source: 0001062993-23-010189 · form4.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-005291 · form4.xml · derivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,000

Underlying: Common Stock · 850,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs vest as follows: 170,000 shares vest on 5/22/2023 and 680,000 shares vest on 12/1/2023.

F2 · derivative.expiration_date: The RSUs vest as follows: 170,000 shares vest on 5/22/2023 and 680,000 shares vest on 12/1/2023.

F3 · balance_after: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 170,000 shares vest on 5/22/2023, and 680,000 shares vest on 12/1/2023, and (ii) 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25.

SEC source: 0001062993-23-005295 · form4.xml · derivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,580

Underlying: Common Stock · 322,580 shares

Expires 2023-12-19

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-23-005294 · form4.xml · derivative · entry 1

O'Daniel Joseph · CIK 0001759964 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs vest as follows: 50,000 shares vest on 5/22/2023 and 200,000 shares vest on 12/1/2023.

F2 · derivative.expiration_date: The RSUs vest as follows: 50,000 shares vest on 5/22/2023 and 200,000 shares vest on 12/1/2023.

SEC source: 0001062993-23-005293 · form4.xml · derivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,750

Underlying: Common Stock · 967,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs vest as follows: 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023.

F2 · derivative.expiration_date: The RSUs vest as follows: 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023.

F3 · balance_after: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023, and (ii) 150,000 shares vest on 4/8/23; 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25.

SEC source: 0001062993-23-005292 · form4.xml · derivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,580

Underlying: Common Stock · 322,580 shares

Expires 2023-12-19

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001209191-20-028010 · doc4.xml · nonDerivative · entry 2

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,833

F3 · price: The range of prices for the shares is from $1.30 to $1.36. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · balance_after: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over these shares held directly by MF Ventures, LLC.

SEC source: 0001209191-20-028010 · doc4.xml · nonDerivative · entry 1

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,854

F1 · price: The range of prices for the shares is from $1.28 to $1.32. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · balance_after: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over these shares held directly by MF Ventures, LLC.

SEC source: 0001062993-19-004566 · form4.xml · derivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,049 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-19-004566 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-19-000016 · edgardoc.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-19-000016 · edgardoc.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,049

Underlying: Common Stock · 3,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 vest in three bi-annual installments beginning on 12-18-19.

F3 · derivative.expiration_date: The RSUs reported under column 9 vest in three bi-annual installments beginning on 12-18-19.

SEC source: 0001591956-19-000016 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001144204-19-027076 · tv521975_4.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,301

F1 · shares: The Common Shares of Sphere 3D Corp. (the "Issuer") were directly owned, and sold, by FBC Holdings S.a r.l. ("FBC").

F2 · price: The price per share reported in Column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging US$2.05 to US$2.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the sole member/manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.