Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DarkHorse Technologies Inc.ANY · Entity 7675 | President | December 01, 2023 | December 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DarkHorse Technologies Inc.
Report date December 01, 2023 · Filed December 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,089 |
Reported balance
After 2023-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-01 · Exercise / conversion · Acquired 28,572 · Balance 30,089 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 22,946 |
Reported balance
After 2023-12-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-12-01 · Tax withholding · Disposed 7,143 · Balance 22,946 |
| Common StockSEC Table I · non-derivative | Direct | 1,517 |
Reported balance
After 2023-12-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-12-05 · Sale · Disposed 21,429 · Balance 1,517 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2023-12-01 | Direct | 0 |
Reported balance
After 2023-12-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-01 · Exercise / conversion · Disposed 28,572 · Balance 0 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2023 Filed Dec 5, 2023 21:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 21,429 | $1.56 | $33,409.95 |
DisclosureSEC source: 0001062993-23-021919 · form4.xml · nonDerivative · entry 3 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,517 F3 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 28,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021919 · form4.xml · derivative · entry 4 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,572 shares Expires 2023-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Stock | 7,143 | $0.80 | $5,714.40 |
DisclosureSEC source: 0001062993-23-021919 · form4.xml · nonDerivative · entry 2 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,946 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 28,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021919 · form4.xml · nonDerivative · entry 1 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:31 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 50,000 | $0.30 | $15,070.00 |
DisclosureSEC source: 0001062993-23-012440 · form4.xml · nonDerivative · entry 1 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,625 F1 · security: $1,676.40 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3000 to $0.3167, inclusive. Read SEC document |
| May 22, 2023 Filed May 24, 2023 22:58 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012085 · form4.xml · derivative · entry 2 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedule is as follows: 200,000 shares vest on 12/1/2023. F2 · derivative.expiration_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedule is as follows: 200,000 shares vest on 12/1/2023. Read SEC document |
| May 22, 2023 Filed May 24, 2023 22:58 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012085 · form4.xml · nonDerivative · entry 1 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:06 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005294 · form4.xml · derivative · entry 1 O'Daniel Joseph · CIK 0001759964 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs vest as follows: 50,000 shares vest on 5/22/2023 and 200,000 shares vest on 12/1/2023. F2 · derivative.expiration_date: The RSUs vest as follows: 50,000 shares vest on 5/22/2023 and 200,000 shares vest on 12/1/2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.