Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DarkHorse Technologies Inc.ANY · Entity 7675 | Director · CEO | January 29, 2025 | February 01, 2025 |
| Parsec Capital Acquisitions Corp.PCXCU · Entity 132361 | Director · Chief Executive Officer | October 08, 2021 | October 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DarkHorse Technologies Inc.
Report date January 29, 2025 · Filed February 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 1,546,390 |
Reported balance
After 2025-01-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-01-29 · Grant · Acquired 1,059,783 · Balance 1,546,390 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026. F3: The RSUs reported under Column 9 include two additional RSU awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026.
F3: The RSUs reported under Column 9 include two additional RSU awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25.
Parsec Capital Acquisitions Corp.
Report date October 08, 2021 · Filed October 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-10-08 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-257766) under the heading "Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-10-08 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Pursuant to a private placement, Parsec Capital Acquisitions Sponsor, LLC (the "Sponsor") agreed to purchase 4,518,750 placement warrants at a price of $1.00 per warrant for an aggregate purchase price of $4,518,750. The Sponsor transferred 36,000 placement warrants to the Reporting Person. F3: The warrants will become exercisable on the later of (i) October 5, 2022, which is one year after the date that the registration statement was declared effective by the SEC; and (ii) the 30 days after the consummation by the Issuer of a business combination. F4: The warrants expire at 5:00 p.m., New York City time on the earlier to occur of: (x) the date that is five (5) years after the date on which the Issuer completes its business combination, (y) the liquidation of the Issuer in accordance with the Issuer's amended and restated certificate of incorporation, as amended and/or restated from time to time, if the Issuer fails to complete a business combination, or (z) the redemption date (as defined the Private Placement Warrant Purchase Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-257766) under the heading "Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration.
F2: Pursuant to a private placement, Parsec Capital Acquisitions Sponsor, LLC (the "Sponsor") agreed to purchase 4,518,750 placement warrants at a price of $1.00 per warrant for an aggregate purchase price of $4,518,750. The Sponsor transferred 36,000 placement warrants to the Reporting Person.
F3: The warrants will become exercisable on the later of (i) October 5, 2022, which is one year after the date that the registration statement was declared effective by the SEC; and (ii) the 30 days after the consummation by the Issuer of a business combination.
F4: The warrants expire at 5:00 p.m., New York City time on the earlier to occur of: (x) the date that is five (5) years after the date on which the Issuer completes its business combination, (y) the liquidation of the Issuer in accordance with the Issuer's amended and restated certificate of incorporation, as amended and/or restated from time to time, if the Issuer fails to complete a business combination, or (z) the redemption date (as defined the Private Placement Warrant Purchase Agreement).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2025 Filed Feb 1, 2025 01:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 1,059,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001424 · form4.xml · derivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,546,390 Underlying: Common Stock · 1,059,783 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026. F2 · derivative.expiration_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026. F3 · balance_after: The RSUs reported under Column 9 include two additional RSU awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25. Read SEC document |
| December 13, 2024 Filed Dec 14, 2024 02:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 35,000 | $1.21 | $42,350.00 |
DisclosureSEC source: 0001062993-24-020626 · form4.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 532,187 F1 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.2006 to $1.215, inclusive. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 01:42 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 10,000 | $1.27 | $12,700.00 |
DisclosureSEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 4 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 567,187 F4 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.27 to $1.285, inclusive. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 01:42 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 20,000 | $1.30 | $26,000.00 |
DisclosureSEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 3 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577,187 F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.30 to $1.33, inclusive. Read SEC document |
| December 10, 2024 Filed Dec 13, 2024 01:42 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-020570 · form4.xml · derivative · entry 5 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,607 Underlying: Common Stock · 187,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F5 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25. F5 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25. Read SEC document |
| December 10, 2024 Filed Dec 13, 2024 01:42 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 20,000 | $1.31 | $26,200.00 |
DisclosureSEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 2 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,187 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. Read SEC document |
| December 10, 2024 Filed Dec 13, 2024 01:42 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 617,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 12, 2024 Filed Jun 12, 2024 22:57 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 120,000 | $1.20 | $143,760.00 |
DisclosureSEC source: 0001062993-24-012524 · form4.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,687 F1 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.17 to $1.265, inclusive. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 00:36 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 150,000 | $1.14 | $171,450.00 |
DisclosureSEC source: 0001062993-24-012439 · form4.xml · nonDerivative · entry 2 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549,687 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.12 to $1.20, inclusive. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:36 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 571,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-012439 · form4.xml · derivative · entry 3 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,107 Underlying: Common Stock · 571,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 6/30/24 until 12/31/25. F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 6/30/24 until 12/31/25. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:36 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 571,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-012439 · form4.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 699,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 210,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-011092 · form4.xml · derivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,245,715 Underlying: Common Stock · 210,000 shares Expires 2024-05-21 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| January 15, 2024 Filed Jan 17, 2024 22:42 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-000969 · form4.xml · derivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,035,715 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning March 31, 2024 and ending December 31, 2025. Ms. Trompeter has deferred the vesting of the first tranche of RSUs. F2 · derivative.expiration_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning March 31, 2024 and ending December 31, 2025. Ms. Trompeter has deferred the vesting of the first tranche of RSUs. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 01:04 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 110,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021854 · form4.xml · derivative · entry 3 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,715 Underlying: Common Stock · 110,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedules are as follows: 17,858 shares vest on 4/8/24 and 17,857 shares vest on 4/8/25. F3 · derivative.expiration_date: The RSUs reported under column 9 represent one award. The underlying shares and vesting schedules are as follows: 17,858 shares vest on 4/8/24 and 17,857 shares vest on 4/8/25. F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 01:04 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Stock | 38,710 | $0.80 | $30,968.00 |
DisclosureSEC source: 0001062993-23-021854 · form4.xml · nonDerivative · entry 2 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,079 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 01:04 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 110,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021854 · form4.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. Read SEC document |
| May 23, 2023 Filed May 23, 2023 22:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 29,142 | $0.34 | $9,777.14 |
DisclosureSEC source: 0001062993-23-012017 · form4.xml · nonDerivative · entry 3 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 403,325 F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3336 to $0.3371, inclusive. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 193,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012017 · form4.xml · derivative · entry 4 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,024,200 Underlying: Common Stock · 193,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 774,200 shares vest on 12/1/2023, and (ii) 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25. F4 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 774,200 shares vest on 12/1/2023, and (ii) 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 41,858 | $0.33 | $13,888.48 |
DisclosureSEC source: 0001062993-23-012017 · form4.xml · nonDerivative · entry 2 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,467 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3302 to $0.335, inclusive. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 193,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012017 · form4.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| May 22, 2023 Filed Nov 17, 2023 22:59 UTC Amendment | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 10,000 | $0.33 | $3,302.00 |
DisclosureSEC source: 0001062993-23-021140 · form4a.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,467 F1 · shares: This transaction was inadvertently omitted from the Form 4 filed on 5/23/23 and represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-010189 · form4.xml · derivative · entry 3 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,217,750 Underlying: Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs vested on 4/8/2023, but were not released to the reporting person until 5/2/2023. F2 · derivative.expiration_date: The RSUs vested on 4/8/2023, but were not released to the reporting person until 5/2/2023. F3 · balance_after: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023, and (ii) 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Stock | 64,090 | $0.35 | $22,610.95 |
DisclosureSEC source: 0001062993-23-010189 · form4.xml · nonDerivative · entry 2 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,775 Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-010189 · form4.xml · nonDerivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:06 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 967,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005293 · form4.xml · derivative · entry 1 Trompeter Patricia · CIK 0001888940 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,750 Underlying: Common Stock · 967,750 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs vest as follows: 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023. F2 · derivative.expiration_date: The RSUs vest as follows: 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023. F3 · balance_after: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 193,550 shares vest on 5/22/2023 and 774,200 shares vest on 12/1/2023, and (ii) 150,000 shares vest on 4/8/23; 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.