Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DarkHorse Technologies Inc.ANY · Entity 7675 | Director · Chief Financial Officer | September 02, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DarkHorse Technologies Inc.
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 443,003 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Exercise / conversion · Acquired 17,188 · Balance 443,003 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,749 |
Reported balance
After 2026-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-02 · Exercise / conversion · Disposed 17,188 · Balance 43,749 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026. F3: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 215 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 215 |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 215 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 215 |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026.
F3: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 4, 2026 20:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-26-004839 · form4.xml · derivative · entry 4 Kalbfleisch Kurt L. · CIK 0001409130 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,749 Underlying: Common Stock · 17,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026. F2 · derivative.expiration_date: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026. F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 20:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 17,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-26-004839 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:09 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantCommon Shares | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-26-003138 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,815 F1 · shares: Represents a grant of 250,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:11 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 159,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-003031 · form4.xml · derivative · entry 6 Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,937 Underlying: Common Stock · 159,375 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 23,437 outstanding shares of which 7,813 vests on June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026 and (ii) 37,500 shares outstanding of which 9,375 shares vest quarterly from September 1, 2026 until June 1, 2027. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:11 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Shares | 7,000 | $4.15 | $29,031.10 |
DisclosureSEC source: 0001062993-26-003031 · form4.xml · nonDerivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,815 F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:11 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Shares | 50,000 | $3.06 | $152,995.00 |
DisclosureSEC source: 0001062993-26-003031 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,815 F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:11 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Shares | 159,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-26-003031 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. Read SEC document |
| May 20, 2026 Filed May 22, 2026 22:29 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-002856 · form4.xml · derivative · entry 4 Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,312 Underlying: Common Stock · 8,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: These shares vested on March 31, 2026. F2 · derivative.expiration_date: These shares vested on March 31, 2026. F3 · balance_after: The RSUs reported under Column 9 include three awards. The underlying outstanding shares and vesting schedules are as follows: (i) 23,437 outstanding shares of which 7,813 vests on June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026; (ii) 46,875 shares outstanding of which 9,375 shares vest quarterly from June 1, 2026 until June 1, 2027; and (iii) 150,000 shares outstanding which vest in full on June 1, 2026. Read SEC document |
| May 20, 2026 Filed May 22, 2026 22:29 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 8,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-002856 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| March 13, 2026 Filed Mar 14, 2026 00:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 9,800 | $1.59 | $15,582.00 |
DisclosureSEC source: 0001062993-26-001428 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,455 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on March 12, 2026. F3 · balance_after: The common share balance has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026. Read SEC document |
| March 12, 2026 Filed Mar 14, 2026 00:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 18,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-001428 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,297 Underlying: Common Stock · 18,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: 8,983 shares vested on December 31, 2025 and 9,375 shares vested on March 1, 2026. F4 · derivative.expiration_date: 8,983 shares vested on December 31, 2025 and 9,375 shares vested on March 1, 2026. F5 · balance_after: The RSUs reported under Column 9 include four awards. The underlying outstanding shares and vesting schedules are as follows: (i) 1,172 shares vest on 3/31/2026; (ii) 31,250 outstanding shares of which 7,813 vests on March 31, 2026 and June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026; (iii) 46,875 shares outstanding of which 9,375 shares vest quarterly from June 1, 2026 until June 1, 2027; and (iv) 150,000 shares outstanding which vest in full on March 4, 2027. Read SEC document |
| March 12, 2026 Filed Mar 14, 2026 00:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 18,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-001428 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 22:03 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-001337 · form4.xml · derivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,655 Underlying: Common Stock · 150,000 shares Expires 2027-03-04 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · balance_after: (2) In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include three additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,343 shares outstanding of which 1,171 vested on December 31, 2025 and the remaining shares vest on 3/31/2026; (ii) 39,062 outstanding shares of which 7,812 shares vested on December 31, 2025 and the remaining shares vest quarterly until 12/31/26; and (iii) 56,250 shares outstanding of which 9,375 vested March 1, 2026 and the remaining shares vest quarterly until June 1, 2027. These RSUs have been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 22:07 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 90,000 | $0.47 | $41,922.00 |
DisclosureSEC source: 0001062993-25-017276 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,964 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 8, 2025. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 22:07 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 183,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-017276 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 976,561 Underlying: Common Stock · 183,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: 11,719 RSUs vested on September 30, 2025, 78,125 RSUs vested on September 30, 2025 and 93,750 RSUs vested on December 1, 2025. F3 · derivative.expiration_date: 11,719 RSUs vested on September 30, 2025, 78,125 RSUs vested on September 30, 2025 and 93,750 RSUs vested on December 1, 2025. F4 · balance_after: The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 12/31/2025 until 12/31/2026; (ii) 11,719 shares vest on 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 3/1/2025 until 6/1/2027. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 22:07 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 183,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-017276 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 648,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 21:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 195,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-015364 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,160,155 Underlying: Common Stock · 195,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: 11,607 RSUs vested on June 20, 2025, 89,844 RSUs vested on June 30, 2025 and 93,750 RSUs vested on September 1, 2025. F2 · derivative.expiration_date: 11,607 RSUs vested on June 20, 2025, 89,844 RSUs vested on June 30, 2025 and 93,750 RSUs vested on September 1, 2025. F3 · balance_after: The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 9/30/2025 until 12/31/2026; (ii) 11,719 shares vest each quarter beginning 9/30/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 12/1/2025 until 6/1/2027. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 21:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Stock | 85,010 | $0.61 | $51,592.57 |
DisclosureSEC source: 0001062993-25-015364 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,370 Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 21:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 195,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-015364 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 22:41 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 339,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-011284 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,355,356 Underlying: Common Stock · 339,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: 89,444 RSUs vested on March 31, 2025 and 250,000 RSUs vested on June 1, 2025. F2 · derivative.expiration_date: 89,444 RSUs vested on March 31, 2025 and 250,000 RSUs vested on June 1, 2025. F3 · balance_after: The RSUs reported under Column 9 include four awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning June 30, 2025 until December 31, 2026; (ii) 11,719 shares vest each quarter beginning 6/30/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; (iii) 11,607 shares vest on 6/20/25; (iv) 93,750 shares vest each quarter from 9/1/2025 until 6/1/2027. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 22:41 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Stock | 134,406 | $0.74 | $99,326.03 |
DisclosureSEC source: 0001062993-25-011284 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,179 Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 22:41 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 339,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-011284 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 489,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 23:37 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-007949 · form4.xml · derivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Interim CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,695,200 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSU granted dated 4/22/2025 vests 25% on June 1, 2025 and then quarterly beginning September 1, 2025 until June 1, 2027. F2 · derivative.expiration_date: The RSU granted dated 4/22/2025 vests 25% on June 1, 2025 and then quarterly beginning September 1, 2025 until June 1, 2027. F3 · balance_after: In addition to the 4/22/2025 RSU, the RSUs reported under Column 9 also include three additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 11,607 shares outstanding which vest 6/20/25; (ii) 58,593 shares outstanding of which 11,719 vest quarterly beginning 3/31/25 until 12/31/25 and 11,717 vest on 3/31/26; and (iii) 625,000 shares outstanding of which 78,125 vest quarterly beginning March 31, 2025 and ending December 31, 2026. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:36 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-005838 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 695,200 Underlying: Common Stock · 11,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: These RSUs vested on December 31, 2024. F2 · derivative.expiration_date: These RSUs vested on December 31, 2024. F3 · balance_after: The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning March 31, 2025 until December 31, 2026; (ii) 11,719 shares vest each quarter beginning 3/31/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 11,607 shares vest on 6/20/25. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:36 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Stock | 4,212 | $0.49 | $2,076.52 |
DisclosureSEC source: 0001062993-25-005838 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,741 Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:36 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 11,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-005838 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| January 29, 2025 Filed Feb 1, 2025 01:00 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 625,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001423 · form4.xml · derivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706,919 Underlying: Common Stock · 625,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026. F2 · derivative.expiration_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026. F3 · balance_after: The RSUs reported under Column 9 include two additional awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 22:09 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-020547 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,919 Underlying: Common Stock · 11,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26. F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 22:09 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 6,000 | $1.31 | $7,882.80 |
DisclosureSEC source: 0001062993-24-020547 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,234 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 22:09 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 11,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-020547 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:24 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 11,000 | $0.95 | $10,450.00 |
DisclosureSEC source: 0001062993-24-015937 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,515 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on August 28, 2024. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 21:24 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-015937 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,638 Underlying: Common Stock · 23,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 9/30/24 until 12/31/25 and 11,717 vest on 3/31/26. F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 9/30/24 until 12/31/25 and 11,717 vest on 3/31/26. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 21:24 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 23,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-015937 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 00:41 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 80,000 | $1.17 | $93,200.00 |
DisclosureSEC source: 0001062993-24-012441 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,189 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.15 to $1.20, inclusive. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:41 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 136,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-012441 · form4.xml · derivative · entry 5 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,964 Underlying: Common Stock · 136,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest annually on 6/20/24 and 6/20/25 and (ii) 11,719 vest quarterly beginning 6/30/24 until 12/31/25 and 11,717 vest on 3/31/26. F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest annually on 6/20/24 and 6/20/25 and (ii) 11,719 vest quarterly beginning 6/30/24 until 12/31/25 and 11,717 vest on 3/31/26. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:41 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 136,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-012441 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:20 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 105,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-011094 · form4.xml · derivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,214 Underlying: Common Stock · 105,000 shares Expires 2024-05-21 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 20:53 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-007369 · form4.xml · derivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,214 Underlying: Common Stock · 125,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning June 30, 2024 and ending March 31, 2026. Mr. Kalbfleisch has deferred the vesting of the first tranche of RSUs. F2 · derivative.expiration_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning June 30, 2024 and ending March 31, 2026. Mr. Kalbfleisch has deferred the vesting of the first tranche of RSUs. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 23:14 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 10,070 | $1.55 | $15,636.70 |
DisclosureSEC source: 0001062993-23-022247 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,939 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.70, inclusive. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 01:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 97,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021855 · form4.xml · derivative · entry 7 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,214 Underlying: Common Stock · 97,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represents one award. The underlying shares and vesting schedules are as follows: 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25. F4 · derivative.expiration_date: The RSUs reported under column 9 represents one award. The underlying shares and vesting schedules are as follows: 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 01:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 38,617 | $0.91 | $35,214.84 |
DisclosureSEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 4 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,089 F3 · security: $6,623.87 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs on December 1, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.60 to $1.06, inclusive. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 01:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Stock | 34,000 | $0.80 | $27,200.00 |
DisclosureSEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,626 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 01:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 97,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 01:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 26,240 | $0.63 | $16,497.09 |
DisclosureSEC source: 0001062993-23-021855 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,483 F1 · security: $6,638.46 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs on November 15, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.62 to $0.6831, inclusive. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021148 · form4.xml · derivative · entry 4 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,357 Underlying: Common Stock · 13,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 97,143 shares vest on 12/1/2023, and (ii) 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25. F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 97,143 shares vest on 12/1/2023, and (ii) 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25. F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 13,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-021148 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · balance_after: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:30 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 80,000 | $0.30 | $24,112.00 |
DisclosureSEC source: 0001062993-23-012439 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,574 F1 · security: $21,121.08 of this transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3000 to $0.3167, inclusive. Read SEC document |
| May 22, 2023 Filed May 24, 2023 22:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 170,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012081 · form4.xml · derivative · entry 4 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 940,000 Underlying: Common Stock · 170,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 680,000 shares vest on 12/1/2023, and (ii) 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25. F2 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 680,000 shares vest on 12/1/2023, and (ii) 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25. Read SEC document |
| May 22, 2023 Filed May 24, 2023 22:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 170,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012081 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 540,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:05 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 850,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005291 · form4.xml · derivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,000 Underlying: Common Stock · 850,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs vest as follows: 170,000 shares vest on 5/22/2023 and 680,000 shares vest on 12/1/2023. F2 · derivative.expiration_date: The RSUs vest as follows: 170,000 shares vest on 5/22/2023 and 680,000 shares vest on 12/1/2023. F3 · balance_after: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 170,000 shares vest on 5/22/2023, and 680,000 shares vest on 12/1/2023, and (ii) 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.