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DarkHorse Technologies Inc.

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7675
SEC CIK
0001591956
Parsed reports
150

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2026 Filed Sep 23, 2026 21:00 UTC
Reppas Tiah NortonChief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-26-102680 · ownership.xml · derivative · entry 3

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs reported under Column 5 vested on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 21, 2026.

F2 · derivative.expiration_date: The RSUs reported under Column 5 vested on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 21, 2026.

F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,500 shares outstanding of which 1,250 shares vest quarterly on December 1, 2026 and March 1, 2027; (ii) 25,000 outstanding shares of which 5,000 shares vest quarterly from December 1, 2026 until December 1, 2027.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 21:00 UTC
Reppas Tiah NortonChief Accounting Officer
Tax withholdingCommon Stock 1,941 $2.98 $5,784.18
Disclosure

SEC source: 0001213900-26-102680 · ownership.xml · nonDerivative · entry 2

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,545

Read SEC document
September 21, 2026 Filed Sep 23, 2026 21:00 UTC
Reppas Tiah NortonChief Accounting Officer
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-102680 · ownership.xml · nonDerivative · entry 1

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:15 UTC
Block Joel MDirector · Chief Executive Officer
GrantWarrants · Derivative 166,666 Not disclosed Strike: $3.50 Not disclosed
Disclosure

SEC source: 0001213900-26-098802 · ownership.xml · derivative · entry 2

Block Joel M · CIK 0002134416 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,666

Underlying: Common Shares · 166,666 shares

Expires 2031-09-11

F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:15 UTC
Block Joel MDirector · Chief Executive Officer
GrantCommon Shares 166,666 $3.00 $499,998.00
Disclosure

SEC source: 0001213900-26-098802 · ownership.xml · nonDerivative · entry 1

Block Joel M · CIK 0002134416 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029,476

F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

F3 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:15 UTC GrantWarrants · Derivative 133,333 Not disclosed Strike: $3.50 Not disclosed
Disclosure

SEC source: 0001213900-26-098804 · ownership.xml · derivative · entry 2

Gates Nicholas Ray · CIK 0002134079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Shares · 133,333 shares

Expires 2031-09-11

F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:15 UTC GrantCommon Shares 133,333 $3.00 $399,999.00
Disclosure

SEC source: 0001213900-26-098804 · ownership.xml · nonDerivative · entry 1

Gates Nicholas Ray · CIK 0002134079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,888

F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

F3 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:15 UTC GrantWarrants · Derivative 33,333 Not disclosed Strike: $3.50 Not disclosed
Disclosure

SEC source: 0001213900-26-098805 · ownership.xml · derivative · entry 2

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Shares · 33,333 shares

Expires 2031-09-11

F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:15 UTC GrantCommon Shares 33,333 $3.00 $99,999.00
Disclosure

SEC source: 0001213900-26-098805 · ownership.xml · nonDerivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,934

F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

F3 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 20:51 UTC
Kalbfleisch Kurt L.Director · Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-26-004839 · form4.xml · derivative · entry 4

Kalbfleisch Kurt L. · CIK 0001409130 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,749

Underlying: Common Stock · 17,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026.

F2 · derivative.expiration_date: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026.

F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 20:51 UTC
Kalbfleisch Kurt L.Director · Chief Financial Officer
Exercise / conversionCommon Stock 17,188 $0.00 $0.00
Disclosure

SEC source: 0001062993-26-004839 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:09 UTC
Kalbfleisch Kurt L.Director · Chief Financial Officer
GrantCommon Shares 250,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-26-003138 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,815

F1 · shares: Represents a grant of 250,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:10 UTC
Reppas Tiah NortonChief Accounting Officer
GrantCommon Shares 30,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-26-003139 · form4.xml · nonDerivative · entry 1

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,236

F1 · shares: Represents a grant of 30,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:08 UTC GrantCommon Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-26-003137 · form4.xml · nonDerivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,601

F1 · shares: Represents a grant of 50,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in full on June 1, 2027, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:07 UTC GrantCommon Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-26-002455 · ownership.xml · nonDerivative · entry 1

Gates Nicholas Ray · CIK 0002134079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,555

F1 · shares: Represents a grant of 50,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in full on June 1, 2027, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:06 UTC GrantCommon Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-26-002454 · ownership.xml · nonDerivative · entry 1

Dent Marcus E · CIK 0002134501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,210

F1 · shares: Represents a grant of 50,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in full on June 1, 2027, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:05 UTC
Block Joel MDirector · Chief Executive Officer
GrantCommon Shares 500,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-26-002453 · ownership.xml · nonDerivative · entry 1

Block Joel M · CIK 0002134416 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,810

F1 · shares: Represents an inducement grant of 500,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 and are generally subject to the terms of the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 23:10 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 74,074 $0.00 $0.00
Disclosure

SEC source: 0001062993-26-003001 · form4.xml · derivative · entry 2

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 74,074 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F1 · price: Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 23:10 UTC Exercise / conversionCommon Shares 74,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-003001 · form4.xml · nonDerivative · entry 1

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 20:17 UTC
Harnett SueDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 74,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002991 · form4.xml · derivative · entry 2

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 74,074 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F1 · price: Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 20:17 UTC
Harnett SueDirector
Exercise / conversionCommon Shares 74,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002991 · form4.xml · nonDerivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:11 UTC
Kalbfleisch Kurt L.Director · CFO and Director
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 159,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-003031 · form4.xml · derivative · entry 6

Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,937

Underlying: Common Stock · 159,375 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 23,437 outstanding shares of which 7,813 vests on June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026 and (ii) 37,500 shares outstanding of which 9,375 shares vest quarterly from September 1, 2026 until June 1, 2027.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:11 UTC
Kalbfleisch Kurt L.Director · CFO and Director
Tax withholdingCommon Shares 7,000 $4.15 $29,031.10
Disclosure

SEC source: 0001062993-26-003031 · form4.xml · nonDerivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,815

F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:11 UTC
Kalbfleisch Kurt L.Director · CFO and Director
Tax withholdingCommon Shares 50,000 $3.06 $152,995.00
Disclosure

SEC source: 0001062993-26-003031 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,815

F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:11 UTC
Kalbfleisch Kurt L.Director · CFO and Director
Exercise / conversionCommon Shares 159,375 $0.00 $0.00
Disclosure

SEC source: 0001062993-26-003031 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Director · CFO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:10 UTC
Reppas Tiah NortonChief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 56,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-003030 · form4.xml · derivative · entry 5

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 56,250 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 3,750 shares outstanding of which 1,250 shares vest quarterly from September 1, 2026 until March 1, 2027; (ii) 30,000 outstanding shares of which 5,000 shares vest quarterly from September 1, 2026 until December 1, 2027.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:10 UTC
Reppas Tiah NortonChief Accounting Officer
Tax withholdingCommon Shares 8,700 $4.25 $36,975.00
Disclosure

SEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 4

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,236

F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:10 UTC
Reppas Tiah NortonChief Accounting Officer
Tax withholdingCommon Shares 1,498 $4.04 $6,044.43
Disclosure

SEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 3

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,936

F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:10 UTC
Reppas Tiah NortonChief Accounting Officer
Tax withholdingCommon Shares 10,200 $4.41 $44,982.00
Disclosure

SEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 2

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,434

F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:10 UTC
Reppas Tiah NortonChief Accounting Officer
Exercise / conversionCommon Shares 56,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 1

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Read SEC document
May 29, 2026 Filed May 29, 2026 21:01 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002937 · form4.xml · derivative · entry 2

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,074

Underlying: Common Stock · 12,630 shares

Expires 2026-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
May 29, 2026 Filed May 29, 2026 21:01 UTC Exercise / conversionCommon Stock 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002937 · form4.xml · nonDerivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
May 29, 2026 Filed May 29, 2026 21:00 UTC
Harnett SueDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002936 · form4.xml · derivative · entry 2

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,074

Underlying: Common Stock · 12,630 shares

Expires 2026-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
May 29, 2026 Filed May 29, 2026 21:00 UTC
Harnett SueDirector
Exercise / conversionCommon Stock 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002936 · form4.xml · nonDerivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
May 20, 2026 Filed May 22, 2026 22:29 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002856 · form4.xml · derivative · entry 4

Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,312

Underlying: Common Stock · 8,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: These shares vested on March 31, 2026.

F2 · derivative.expiration_date: These shares vested on March 31, 2026.

F3 · balance_after: The RSUs reported under Column 9 include three awards. The underlying outstanding shares and vesting schedules are as follows: (i) 23,437 outstanding shares of which 7,813 vests on June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026; (ii) 46,875 shares outstanding of which 9,375 shares vest quarterly from June 1, 2026 until June 1, 2027; and (iii) 150,000 shares outstanding which vest in full on June 1, 2026.

Read SEC document
May 20, 2026 Filed May 22, 2026 22:29 UTC Exercise / conversionCommon Stock 8,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-002856 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
March 13, 2026 Filed Mar 14, 2026 00:00 UTC SaleCommon Stock 9,800 $1.59 $15,582.00
Disclosure

SEC source: 0001062993-26-001428 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,455

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on March 12, 2026.

F3 · balance_after: The common share balance has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Read SEC document
March 12, 2026 Filed Mar 14, 2026 00:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001428 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,297

Underlying: Common Stock · 18,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: 8,983 shares vested on December 31, 2025 and 9,375 shares vested on March 1, 2026.

F4 · derivative.expiration_date: 8,983 shares vested on December 31, 2025 and 9,375 shares vested on March 1, 2026.

F5 · balance_after: The RSUs reported under Column 9 include four awards. The underlying outstanding shares and vesting schedules are as follows: (i) 1,172 shares vest on 3/31/2026; (ii) 31,250 outstanding shares of which 7,813 vests on March 31, 2026 and June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026; (iii) 46,875 shares outstanding of which 9,375 shares vest quarterly from June 1, 2026 until June 1, 2027; and (iv) 150,000 shares outstanding which vest in full on March 4, 2027.

Read SEC document
March 12, 2026 Filed Mar 14, 2026 00:00 UTC Exercise / conversionCommon Stock 18,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001428 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
March 12, 2026 Filed Mar 14, 2026 00:22 UTC
Reppas Tiah NortonChief Accounting Officer
SaleCommon Stock 6,250 $1.61 $10,062.50
Disclosure

SEC source: 0001062993-26-001430 · form4.xml · nonDerivative · entry 2

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,384

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on March 11, 2026.

F3 · balance_after: The common share balance has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Read SEC document
March 11, 2026 Filed Mar 14, 2026 00:22 UTC
Reppas Tiah NortonChief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 16,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001430 · form4.xml · derivative · entry 3

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 16,250 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · balance_after: The RSUs reported under Column 9 include three awards. The underlying outstanding shares and vesting schedules are as follows: (i) 5,000 shares outstanding of which 1,250 shares vest quarterly from June 1, 2026 until March 1, 2027; (ii) 35,000 outstanding shares of which 5,000 shares vest quarterly from June 1, 2026 until December 1, 2027; and (iii) 50,000 outstanding shares which vest in full on March 4, 2027.

Read SEC document
March 11, 2026 Filed Mar 14, 2026 00:22 UTC
Reppas Tiah NortonChief Accounting Officer
Exercise / conversionCommon Stock 16,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001430 · form4.xml · nonDerivative · entry 1

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:03 UTC GrantRestricted Stock Unit (RSU) · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001337 · form4.xml · derivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,655

Underlying: Common Stock · 150,000 shares

Expires 2027-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · balance_after: (2) In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include three additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,343 shares outstanding of which 1,171 vested on December 31, 2025 and the remaining shares vest on 3/31/2026; (ii) 39,062 outstanding shares of which 7,812 shares vested on December 31, 2025 and the remaining shares vest quarterly until 12/31/26; and (iii) 56,250 shares outstanding of which 9,375 vested March 1, 2026 and the remaining shares vest quarterly until June 1, 2027. These RSUs have been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:02 UTC
Reppas Tiah NortonChief Accounting Officer
GrantRestricted Stock Unit (RSU) · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001336 · form4.xml · derivative · entry 1

Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,250

Underlying: Common Stock · 50,000 shares

Expires 2027-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · balance_after: In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include two additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 6,250 shares outstanding of which 1,250 shares vested on March 1, 2026 and the remaining shares vest quarterly until March 1, 2027; and (ii) 50,000 outstanding shares of which 15,000 shares vested on March 1, 2026 and the remaining shares vest quarterly until 12/1/2027. These RSUs have been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Read SEC document
March 04, 2026 Filed Mar 9, 2026 21:02 UTC GrantRestricted Stock Unit (RSU) · Derivative 74,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001365 · form4.xml · derivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,704

Underlying: Common Stock · 74,074 shares

Expires 2027-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · balance_after: In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include a RSU for 12,630 shares which vest in full on May 29, 2026. The RSU has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Read SEC document
March 04, 2026 Filed Mar 9, 2026 21:01 UTC GrantRestricted Stock Unit (RSU) · Derivative 74,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001364 · form4.xml · derivative · entry 1

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,074

Underlying: Common Stock · 74,074 shares

Expires 2027-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
March 04, 2026 Filed Mar 9, 2026 21:00 UTC
Harnett SueDirector
GrantRestricted Stock Unit (RSU) · Derivative 74,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-26-001362 · form4.xml · derivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,704

Underlying: Common Stock · 74,074 shares

Expires 2027-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · balance_after: In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include a RSU for 12,630 shares which vest in full on May 29, 2026. The RSU has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026

Read SEC document
December 09, 2025 Filed Dec 10, 2025 22:07 UTC
Kalbfleisch Kurt L.Chief Executive Officer
SaleCommon Stock 90,000 $0.47 $41,922.00
Disclosure

SEC source: 0001062993-25-017276 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,964

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 8, 2025.

Read SEC document
December 08, 2025 Filed Dec 10, 2025 22:07 UTC
Kalbfleisch Kurt L.Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 183,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-017276 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,561

Underlying: Common Stock · 183,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: 11,719 RSUs vested on September 30, 2025, 78,125 RSUs vested on September 30, 2025 and 93,750 RSUs vested on December 1, 2025.

F3 · derivative.expiration_date: 11,719 RSUs vested on September 30, 2025, 78,125 RSUs vested on September 30, 2025 and 93,750 RSUs vested on December 1, 2025.

F4 · balance_after: The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 12/31/2025 until 12/31/2026; (ii) 11,719 shares vest on 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 3/1/2025 until 6/1/2027.

Read SEC document
December 08, 2025 Filed Dec 10, 2025 22:07 UTC
Kalbfleisch Kurt L.Chief Executive Officer
Exercise / conversionCommon Stock 183,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-017276 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.