Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DarkHorse Technologies Inc.ANY · Entity 7675 | Director | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DarkHorse Technologies Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 189,888 |
Reported balance
After 2026-09-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 133,333 · Balance 189,888 F1: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026. F2: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share. F3: Includes unvested restricted stock units. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2031-09-11 | Direct | 133,333 |
Reported balance
After 2026-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-08 · Grant · Acquired 133,333 · Balance 133,333 F1: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026. F2: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.
F2: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.
F3: Includes unvested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2026 Filed Sep 10, 2026 20:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantWarrants · Derivative | 133,333 | Not disclosed Strike: $3.50 | Not disclosed |
DisclosureSEC source: 0001213900-26-098804 · ownership.xml · derivative · entry 2 Gates Nicholas Ray · CIK 0002134079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,333 Underlying: Common Shares · 133,333 shares Expires 2031-09-11 F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026. F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 20:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantCommon Shares | 133,333 | $3.00 | $399,999.00 |
DisclosureSEC source: 0001213900-26-098804 · ownership.xml · nonDerivative · entry 1 Gates Nicholas Ray · CIK 0002134079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,888 F1 · kind: On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026. F2 · price: The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share. F3 · balance_after: Includes unvested restricted stock units. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:07 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantCommon Shares | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-26-002455 · ownership.xml · nonDerivative · entry 1 Gates Nicholas Ray · CIK 0002134079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,555 F1 · shares: Represents a grant of 50,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in full on June 1, 2027, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.