Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DarkHorse Technologies Inc.DRK · Entity 7675 | Chief Accounting Officer | September 21, 2026 | September 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DarkHorse Technologies Inc.
Report date September 21, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,545 |
Ending reported balance
After 2026-09-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-21 · Exercise / conversion · Acquired 6,250 · Balance 84,486 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Row 2 · 2026-09-21 · Tax withholding · Disposed 1,941 · Balance 82,545 |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 27,500 |
Reported balance
After 2026-09-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-21 · Exercise / conversion · Disposed 6,250 · Balance 27,500 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2: The RSUs reported under Column 5 vested on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 21, 2026. F3: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,500 shares outstanding of which 1,250 shares vest quarterly on December 1, 2026 and March 1, 2027; (ii) 25,000 outstanding shares of which 5,000 shares vest quarterly from December 1, 2026 until December 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2: The RSUs reported under Column 5 vested on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 21, 2026.
F3: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,500 shares outstanding of which 1,250 shares vest quarterly on December 1, 2026 and March 1, 2027; (ii) 25,000 outstanding shares of which 5,000 shares vest quarterly from December 1, 2026 until December 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2026 Filed Sep 23, 2026 21:00 UTC | DarkHorse Technologies Inc. DRK · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-102680 · ownership.xml · derivative · entry 3 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · derivative.exercise_date: The RSUs reported under Column 5 vested on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 21, 2026. F2 · derivative.expiration_date: The RSUs reported under Column 5 vested on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 21, 2026. F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,500 shares outstanding of which 1,250 shares vest quarterly on December 1, 2026 and March 1, 2027; (ii) 25,000 outstanding shares of which 5,000 shares vest quarterly from December 1, 2026 until December 1, 2027. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 21:00 UTC | DarkHorse Technologies Inc. DRK · Entity 7675 | Tax withholdingCommon Stock | 1,941 | $2.98 | $5,784.18 |
DisclosureSEC source: 0001213900-26-102680 · ownership.xml · nonDerivative · entry 2 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,545 Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 21:00 UTC | DarkHorse Technologies Inc. DRK · Entity 7675 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-102680 · ownership.xml · nonDerivative · entry 1 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantCommon Shares | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-26-003139 · form4.xml · nonDerivative · entry 1 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,236 F1 · shares: Represents a grant of 30,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 56,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-003030 · form4.xml · derivative · entry 5 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 56,250 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. F3 · balance_after: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 3,750 shares outstanding of which 1,250 shares vest quarterly from September 1, 2026 until March 1, 2027; (ii) 30,000 outstanding shares of which 5,000 shares vest quarterly from September 1, 2026 until December 1, 2027. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Shares | 8,700 | $4.25 | $36,975.00 |
DisclosureSEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 4 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,236 F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Shares | 1,498 | $4.04 | $6,044.43 |
DisclosureSEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 3 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,936 F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Tax withholdingCommon Shares | 10,200 | $4.41 | $44,982.00 |
DisclosureSEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 2 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,434 F2 · security: This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:10 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Shares | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-26-003030 · form4.xml · nonDerivative · entry 1 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. F1 · price: Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp. Read SEC document |
| March 12, 2026 Filed Mar 14, 2026 00:22 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 6,250 | $1.61 | $10,062.50 |
DisclosureSEC source: 0001062993-26-001430 · form4.xml · nonDerivative · entry 2 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,384 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on March 11, 2026. F3 · balance_after: The common share balance has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026. Read SEC document |
| March 11, 2026 Filed Mar 14, 2026 00:22 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-001430 · form4.xml · derivative · entry 3 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 16,250 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · balance_after: The RSUs reported under Column 9 include three awards. The underlying outstanding shares and vesting schedules are as follows: (i) 5,000 shares outstanding of which 1,250 shares vest quarterly from June 1, 2026 until March 1, 2027; (ii) 35,000 outstanding shares of which 5,000 shares vest quarterly from June 1, 2026 until December 1, 2027; and (iii) 50,000 outstanding shares which vest in full on March 4, 2027. Read SEC document |
| March 11, 2026 Filed Mar 14, 2026 00:22 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 16,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-001430 · form4.xml · nonDerivative · entry 1 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 22:02 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantRestricted Stock Unit (RSU) · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-26-001336 · form4.xml · derivative · entry 1 Reppas Tiah Norton · CIK 0002102312 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,250 Underlying: Common Stock · 50,000 shares Expires 2027-03-04 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · balance_after: In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include two additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 6,250 shares outstanding of which 1,250 shares vested on March 1, 2026 and the remaining shares vest quarterly until March 1, 2027; and (ii) 50,000 outstanding shares of which 15,000 shares vested on March 1, 2026 and the remaining shares vest quarterly until 12/1/2027. These RSUs have been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.