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Nasdaq · USD

ANTX

AN2 Therapeutics, Inc.

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Tapewire entity
1085
SEC CIK
0001880438
Parsed reports
215

Last 12 months

Inside the activity.

1 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202608
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202602
Sep 202617
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2026 Filed Feb 23, 2026 21:29 UTC GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-064105 · ownership.xml · derivative · entry 1

Marks Gilbert Lynn · CIK 0001916940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:28 UTC GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-064089 · ownership.xml · derivative · entry 1

Wong Stephanie · CIK 0001555744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:29 UTC GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-064103 · ownership.xml · derivative · entry 1

Readnour Robin Shane · CIK 0001914883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:24 UTC GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-064069 · ownership.xml · derivative · entry 1

Martin Patricia A. · CIK 0001916764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:21 UTC GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-064061 · ownership.xml · derivative · entry 1

Spigelman Melvin K · CIK 0001339901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:21 UTC
Aziz KabeerDirector
GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-064059 · ownership.xml · derivative · entry 1

Aziz Kabeer · CIK 0001914847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:17 UTC GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-064028 · ownership.xml · derivative · entry 1

FitzPatrick Margaret M · CIK 0001873879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:11 UTC GrantStock Option (Right to Buy) · Derivative 20,400 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001193125-26-063984 · ownership.xml · derivative · entry 1

Zakrzewski Joseph S · CIK 0001331852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2036-02-19

F1 · derivative.exercise_date: The option shares shall vest on February 20, 2027, subject to the Reporting Person providing continuous service through such date.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 22:07 UTC
Aziz KabeerDirector
GrantCommon Stock 11,560 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-013041 · ownership.xml · nonDerivative · entry 1

Aziz Kabeer · CIK 0001914847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,479

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 22:06 UTC GrantCommon Stock 3,650 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-013038 · ownership.xml · nonDerivative · entry 1

Martin Patricia A. · CIK 0001916764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,905

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 22:06 UTC GrantCommon Stock 11,560 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-013035 · ownership.xml · nonDerivative · entry 1

Marks Gilbert Lynn · CIK 0001916940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,309

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 20:15 UTC
Prior Stephen DavidChief Strategy Officer
SaleCommon Stock 2,858 $1.01 $2,892.30
Disclosure

SEC source: 0001193125-26-006770 · ownership.xml · nonDerivative · entry 2

Prior Stephen David · CIK 0002042268 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,086

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F2 · balance_after: Includes (a) 10,125 RSUs which shall vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024, (b) a balance of 17,500 RSUs which shall continue to vest as originally approved through December 31, 2024. On January 1, 2025, 1/3 of the remaining RSUs (rounded down to the nearest whole number of shares) shall vest and all remaining unvested RSUs shall vest on January 1, 2026; and (c) 28,000 RSUs which shall vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 20:12 UTC
Eizen Joshua MSee Remarks
SaleCommon Stock 6,931 $1.01 $7,014.17
Disclosure

SEC source: 0001193125-26-006763 · ownership.xml · nonDerivative · entry 2

Eizen Joshua M · CIK 0001949621 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,499

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F3 · balance_after: Includes (a) 30,000 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2024, (b) 60,000 RSUs which vest as follows: 25% of the RSUs vest on January 1, 2025, 50% of the RSUs vest on January 1, 2026, and 25% of the RSUs vest on July 1, 2026, (c) 31,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024, and (d) 58,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person's continuous service as of such date.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 01:15 UTC
Day LucyChief Financial Officer
SaleCommon Stock 5,512 $1.01 $5,578.14
Disclosure

SEC source: 0001193125-26-006771 · ownership.xml · nonDerivative · entry 2

Day Lucy · CIK 0001914510 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,363

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F2 · balance_after: Includes (a) 27,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2024 and (b) 46,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

F3 · balance_after: Reflects the adjusted total which includes the purchase of 5,000 shares under the Issuer's Employee Stock Purchase Plan on September 30, 2025.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 01:13 UTC
Chanda SanjayChief Development Officer
SaleCommon Stock 5,956 $1.01 $6,027.47
Disclosure

SEC source: 0001193125-26-006765 · ownership.xml · nonDerivative · entry 2

Chanda Sanjay · CIK 0001571820 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,823

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F2 · balance_after: Includes (a) 27,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2024 and (b) 50,250 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

F3 · balance_after: Reflects the adjusted total which includes the purchase of 5,000 shares under the Issuer's Employee Stock Purchase Plan on September 30, 2025.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 20:15 UTC
Prior Stephen DavidChief Strategy Officer
SaleCommon Stock 3,604 $1.00 $3,614.81
Disclosure

SEC source: 0001193125-26-006770 · ownership.xml · nonDerivative · entry 1

Prior Stephen David · CIK 0002042268 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,944

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F2 · balance_after: Includes (a) 10,125 RSUs which shall vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024, (b) a balance of 17,500 RSUs which shall continue to vest as originally approved through December 31, 2024. On January 1, 2025, 1/3 of the remaining RSUs (rounded down to the nearest whole number of shares) shall vest and all remaining unvested RSUs shall vest on January 1, 2026; and (c) 28,000 RSUs which shall vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 20:12 UTC
Eizen Joshua MSee Remarks
SaleCommon Stock 17,923 $1.00 $17,948.09
Disclosure

SEC source: 0001193125-26-006763 · ownership.xml · nonDerivative · entry 1

Eizen Joshua M · CIK 0001949621 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,430

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.001 to $1.003 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes (a) 30,000 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2024, (b) 60,000 RSUs which vest as follows: 25% of the RSUs vest on January 1, 2025, 50% of the RSUs vest on January 1, 2026, and 25% of the RSUs vest on July 1, 2026, (c) 31,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024, and (d) 58,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person's continuous service as of such date.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 01:15 UTC
Day LucyChief Financial Officer
SaleCommon Stock 3,295 $1.00 $3,304.89
Disclosure

SEC source: 0001193125-26-006771 · ownership.xml · nonDerivative · entry 1

Day Lucy · CIK 0001914510 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,875

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F2 · balance_after: Includes (a) 27,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2024 and (b) 46,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

F3 · balance_after: Reflects the adjusted total which includes the purchase of 5,000 shares under the Issuer's Employee Stock Purchase Plan on September 30, 2025.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 01:13 UTC
Chanda SanjayChief Development Officer
SaleCommon Stock 3,295 $1.00 $3,304.89
Disclosure

SEC source: 0001193125-26-006765 · ownership.xml · nonDerivative · entry 1

Chanda Sanjay · CIK 0001571820 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,779

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on January 1, 2026.

F2 · balance_after: Includes (a) 27,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2024 and (b) 50,250 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from January 1, 2025, in each case subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

F3 · balance_after: Reflects the adjusted total which includes the purchase of 5,000 shares under the Issuer's Employee Stock Purchase Plan on September 30, 2025.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 18:11 UTC
Prior Stephen DavidChief Strategy Officer
SaleCommon Stock 765 $1.14 $872.10
Disclosure

SEC source: 0001193125-25-270252 · ownership.xml · nonDerivative · entry 1

Prior Stephen David · CIK 0002042268 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,548

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on November 4, 2025.

F2 · balance_after: Includes, in accordance with the original terms, (a) 10,125 RSUs which shall vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024 and (b) 12,031 RSUs which shall vest on January 1, 2026, in each case, subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

F3 · balance_after: Reflects the adjusted total which includes the purchase of 5,000 shares under the Issuer's 2022 Employee Stock Purchase Plan on September 30, 2025.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 18:12 UTC
Eizen Joshua MSee Remarks
SaleCommon Stock 2,819 $1.14 $3,213.66
Disclosure

SEC source: 0001193125-25-270255 · ownership.xml · nonDerivative · entry 1

Eizen Joshua M · CIK 0001949621 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,353

F1 · shares: Represents shares sold pursuant to the terms of the grant to satisfy tax withholding obligations arising from the vesting of Restricted Stock Units ("RSUs") on November 4, 2025.

F2 · balance_after: Includes, in accordance with the original terms, (a) 31,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024 (b) 22,500 RSUs which vest as follows: 1/3rd of the RSUs vest annually over three years from January 1, 2025 and (c) 45,000 RSUs which vest as follows: 2/3rd of the RSUs vest on January 1, 2026 and 1/3rd of the RSUs vest on July 1, 2026, subject to the Reporting Person's continuous service as of such date.

F3 · balance_after: Reflects the adjusted total which includes the purchase of 5,000 shares under the Issuer's 2022 Employee Stock Purchase Plan on September 30, 2025.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:01 UTC GrantCommon Stock 10,367 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-238984 · ownership.xml · nonDerivative · entry 1

Marks Gilbert Lynn · CIK 0001916940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,749

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:01 UTC
Aziz KabeerDirector
GrantCommon Stock 10,367 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-238983 · ownership.xml · nonDerivative · entry 1

Aziz Kabeer · CIK 0001914847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,919

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:01 UTC GrantCommon Stock 3,274 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-238982 · ownership.xml · nonDerivative · entry 1

Martin Patricia A. · CIK 0001916764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,255

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
July 10, 2025 Filed Jul 11, 2025 22:23 UTC
Aziz KabeerDirector
GrantCommon Stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095408 · ownership.xml · nonDerivative · entry 1

Aziz Kabeer · CIK 0001914847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,552

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
July 10, 2025 Filed Jul 11, 2025 22:20 UTC GrantCommon Stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095406 · ownership.xml · nonDerivative · entry 1

Marks Gilbert Lynn · CIK 0001916940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,382

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
July 10, 2025 Filed Jul 11, 2025 22:17 UTC GrantCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095403 · ownership.xml · nonDerivative · entry 1

Martin Patricia A. · CIK 0001916764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,981

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:46 UTC
Easom EricDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $1.07 $10,665.00
Disclosure

SEC source: 0000950170-25-081041 · ownership.xml · nonDerivative · entry 1

Easom Eric · CIK 0001914503 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,380

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.05 to $1.0699 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes (i) 145,250 restricted stock units ("RSUs") which vest as follows: 1/4th of the shares vests annually over four years from January 1, 2025, subject to the Reporting Person's continuous service as of such date and (ii) a balance of 99,000 RSUs which vest as follows: 1/4th of the shares vests annually over four years from January 1, 2024, subject to the Reporting Person's continuous service as of each such date.

Read SEC document
May 30, 2025 Filed May 30, 2025 21:40 UTC SaleCommon Stock 7,000 $1.03 $7,226.80
Disclosure

SEC source: 0001373604-25-000084 · form4.xml · nonDerivative · entry 4

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,217,432

F2 · price: The shares were sold in multiple transactions at an average price of $1.0324.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 30, 2025 Filed May 30, 2025 21:40 UTC SaleCommon Stock 425,000 $1.01 $429,250.00
Disclosure

SEC source: 0001373604-25-000084 · form4.xml · nonDerivative · entry 3

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,224,432

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 28, 2025 Filed May 29, 2025 20:17 UTC PurchaseCommon Stock 8,610 $1.18 $10,133.11
Disclosure

SEC source: 0000950170-25-078982 · ownership.xml · nonDerivative · entry 1

FitzPatrick Margaret M · CIK 0001873879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,610

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.17 to $1.18 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 28, 2025 Filed May 30, 2025 21:40 UTC SaleCommon Stock 100,000 $1.16 $116,000.00
Disclosure

SEC source: 0001373604-25-000084 · form4.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,649,432

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 28, 2025 Filed May 30, 2025 21:40 UTC SaleCommon Stock 2,000,000 $1.16 $2,320,000.00
Disclosure

SEC source: 0001373604-25-000084 · form4.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,749,432

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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May 28, 2025 Filed Jun 16, 2025 19:40 UTC SaleCommon Stock 200,000 $1.09 $218,000.00
Disclosure

SEC source: 0001373604-25-000090 · form4.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,017,432

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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May 22, 2025 Filed May 23, 2025 21:04 UTC GrantStock Option (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077073 · ownership.xml · derivative · entry 1

Readnour Robin Shane · CIK 0001914883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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May 22, 2025 Filed May 23, 2025 21:03 UTC GrantStock Option (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077070 · ownership.xml · derivative · entry 1

Martin Patricia A. · CIK 0001916764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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May 22, 2025 Filed May 23, 2025 20:59 UTC GrantStock Option (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077062 · ownership.xml · derivative · entry 1

FitzPatrick Margaret M · CIK 0001873879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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May 22, 2025 Filed May 23, 2025 20:58 UTC GrantStock Option (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077061 · ownership.xml · derivative · entry 1

Zakrzewski Joseph S · CIK 0001331852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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May 22, 2025 Filed May 23, 2025 20:57 UTC GrantStock Option (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077058 · ownership.xml · derivative · entry 1

Spigelman Melvin K · CIK 0001339901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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May 22, 2025 Filed May 23, 2025 20:56 UTC GrantStock Option (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077053 · ownership.xml · derivative · entry 1

Wong Stephanie · CIK 0001555744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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May 22, 2025 Filed May 23, 2025 20:51 UTC GrantStock Option (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077036 · ownership.xml · derivative · entry 1

Marks Gilbert Lynn · CIK 0001916940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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May 22, 2025 Filed May 23, 2025 20:51 UTC
Aziz KabeerDirector
GrantStock Optin (Right to Buy) · Derivative 19,111 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0000950170-25-077035 · ownership.xml · derivative · entry 1

Aziz Kabeer · CIK 0001914847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,111

Underlying: Common Stock · 19,111 shares

Expires 2035-05-21

F1 · derivative.exercise_date: The option shares shall vest on March 31, 2026, subject to the Reporting Person providing continuous service through such date.

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April 10, 2025 Filed Apr 11, 2025 21:03 UTC
Aziz KabeerDirector
GrantCommon Stock 9,705 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-053367 · ownership.xml · nonDerivative · entry 1

Aziz Kabeer · CIK 0001914847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,677

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

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April 10, 2025 Filed Apr 11, 2025 21:08 UTC GrantCommon Stock 10,523 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-053373 · ownership.xml · nonDerivative · entry 1

Zakrzewski Joseph S · CIK 0001331852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,538

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

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April 10, 2025 Filed Apr 11, 2025 20:57 UTC GrantCommon Stock 3,065 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-053355 · ownership.xml · nonDerivative · entry 1

Martin Patricia A. · CIK 0001916764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,231

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

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April 10, 2025 Filed Apr 11, 2025 20:55 UTC GrantCommon Stock 9,705 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-053348 · ownership.xml · nonDerivative · entry 1

Marks Gilbert Lynn · CIK 0001916940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,507

F1 · shares: Represents shares issued in lieu of cash compensation under the issuer's non-employee director compensation policy. All shares vest immediately.

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February 26, 2025 Filed Feb 28, 2025 16:19 UTC
Prior Stephen DavidChief Strategy Officer
GrantStock Option (right to buy) · Derivative 56,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000950170-25-030032 · ownership.xml · derivative · entry 2

Prior Stephen David · CIK 0002042268 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2035-02-25

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 1/48th of the shares vests monthly over four years from January 1, 2025, subject to the Reporting Person's continuous service as of such date.

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February 26, 2025 Filed Feb 28, 2025 16:19 UTC
Prior Stephen DavidChief Strategy Officer
GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030032 · ownership.xml · nonDerivative · entry 1

Prior Stephen David · CIK 0002042268 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,313

F1 · shares: Represents restricted stock units ("RSUs") which vest as follows: 1/4th of the shares vests annually over four years from January 1, 2025, subject to the Reporting Person's continuous service as of such date.

F2 · balance_after: Includes (a) 10,125 RSUs which shall vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024 and (b) 12,031 RSUs which shall vest on January 1, 2026, in each case, subject to the Reporting Person continuing to provide services to the Company as an employee, consultant or director of the Company through each applicable vesting date.

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February 26, 2025 Filed Feb 28, 2025 16:22 UTC
Eizen Joshua MSee Remarks
GrantStock Option (right to buy) · Derivative 117,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000950170-25-030042 · ownership.xml · derivative · entry 2

Eizen Joshua M · CIK 0001949621 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,000

Underlying: Common Stock · 117,000 shares

Expires 2035-02-25

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 1/48th of the shares vests monthly over four years from January 1, 2025, subject to the Reporting Person's continuous service as of such date.

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February 26, 2025 Filed Feb 28, 2025 16:22 UTC
Eizen Joshua MSee Remarks
GrantCommon Stock 58,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030042 · ownership.xml · nonDerivative · entry 1

Eizen Joshua M · CIK 0001949621 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,172

F1 · shares: Represents restricted stock units ("RSUs") which vest as follows: 1/4th of the shares vests annually over four years from January 1, 2025, subject to the Reporting Person's continuous service as of such date.

F2 · balance_after: Includes (a) 31,500 RSUs which vest as follows: 1/4th of the RSUs vest annually over four years from November 4, 2024 (b) 22,500 RSUs which vest as follows: 1/3rd of the RSUs vest annually over three years from January 1, 2025 and (c) 45,000 RSUs which vest as follows: 2/3rd of the RSU vest on January 1, 2026 and 1/3rd of the RSUs vest on July 1, 2026, subject to the Reporting Person's continuous service as of such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.