Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2022 Filed Mar 15, 2022 14:49 UTC |
BLOCK JOHN RDirector
|
Exercise / conversionCommon Stock | 35,000 | $1.72 | $60,200.00 |
DisclosureSEC source: 0001593968-22-000748 · primary_01.xml · nonDerivative · entry 2 BLOCK JOHN R · CIK 0001055711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 14:49 UTC |
BLOCK JOHN RDirector
|
SaleCommon Stock | 35,000 | $12.12 | $424,102.00 |
DisclosureSEC source: 0001593968-22-000748 · primary_01.xml · nonDerivative · entry 1 BLOCK JOHN R · CIK 0001055711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,627 F1 · kind: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017 and were sold on 3/14/2022 in the open market. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionOption (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · derivative · entry 4 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2030-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to Exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to Exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionOption (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · derivative · entry 3 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2030-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F1 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionCommon Stock | 60,000 | $0.60 | $36,000.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · nonDerivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionCommon Stock | 60,000 | $0.86 | $51,600.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 19:20 UTC |
BLOCK JOHN RDirector
|
GrantCommon Stock | 10,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000194 · primary_01.xml · nonDerivative · entry 1 BLOCK JOHN R · CIK 0001055711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,487 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 10,371 RSAs were granted on 1/6/2022 with immediate vest. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 45,116 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 55,487 shares of the Issuers common stock. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:20 UTC |
Gupta SanjeevExecutive Vice President, MD
|
GrantOption (right to buy) · Derivative | 100,000 | $11.31 Strike: $11.31 | $1,131,000.00 |
DisclosureSEC source: 0001593968-22-000197 · primary_01.xml · derivative · entry 1 Gupta Sanjeev · CIK 0001460201 · Executive Vice President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common stock and Series B Preferred · 100,000 shares Expires 2032-01-06 F1 · shares: The Reporting person was granted 100,000 ISO options on 1/6/2022 with three year vesting period. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:22 UTC |
BARTON FRANCIS PDirector
|
GrantCommon Stock | 16,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000199 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,823 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 16,371 RSAs were granted on 1/6/2022 with immediate vest. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 18,452 shares of the Issuers common stock. As of the date of this filing, the Reporting Person beneficially owned 34,823 shares of the Issuers common stock. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:20 UTC |
Boness Naomi LouiseDirector
|
GrantCommon Stock | 10,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000198 · primary_01.xml · nonDerivative · entry 1 Boness Naomi Louise · CIK 0001815203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,371 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 10,371 RSAs were granted on 1/6/2022 with immediate vest. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 5,000 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 15,371 shares of the Issuers common stock. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
GrantOption (right to buy) · Derivative | 100,000 | $11.31 Strike: $11.31 | $1,131,000.00 |
DisclosureSEC source: 0001593968-22-000196 · primary_01.xml · derivative · entry 1 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common stock and Series B Preferred · 100,000 shares Expires 2032-01-06 F1 · shares: The Reporting person was granted 100,000 ISO options on 1/6/2022 with three year vesting period. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:20 UTC |
Beebe Lydia IDirector
|
GrantCommon Stock | 12,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000195 · primary_01.xml · nonDerivative · entry 1 Beebe Lydia I · CIK 0001635208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,871 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 12,371 RSAs were granted on 1/6/2022 with immediate vest. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 120,000 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 132,371 shares of the Issuers common stock. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:20 UTC |
Simon Timothy AlanDirector
|
GrantCommon Stock | 10,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000193 · primary_01.xml · nonDerivative · entry 1 Simon Timothy Alan · CIK 0001876838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,371 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 10,371 RSAs were granted on 1/6/2022 with immediate vest. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 6,000 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 16,371 shares of the Issuers common stock. Read SEC document |
| January 06, 2022 Filed Feb 24, 2022 11:00 UTC |
Waltz ToddExecutive Vice President, CFO
|
GrantOption (right to buy) · Derivative | 100,000 | $11.31 Strike: $11.31 | $1,131,000.00 |
DisclosureSEC source: 0001593968-22-000520 · primary_01.xml · derivative · entry 1 Waltz Todd · CIK 0001383895 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common stock and Series B Preferred · 100,000 shares Expires 2032-01-06 F1 · shares: The Reporting person was granted 100,000 ISO options on 1/6/2022 with three year vesting period. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 00:25 UTC |
Simon Timothy AlanDirector
|
PurchaseCommon Stock | 1,000 | $12.21 | $12,210.00 |
DisclosureSEC source: 0001593968-21-002562 · primary_01.xml · nonDerivative · entry 1 Simon Timothy Alan · CIK 0001876838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: The Reporting person purchased 1,000 shares in the open market. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 06:15 UTC |
BLOCK JOHN RDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002442 · primary_01.xml · nonDerivative · entry 1 BLOCK JOHN R · CIK 0001055711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,116 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 5000 RSAs were granted on 11/18/2021. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 40,116 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 45,116 shares of the Issuers common stock. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:16 UTC |
Beebe Lydia IDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002443 · primary_01.xml · nonDerivative · entry 1 Beebe Lydia I · CIK 0001635208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 5000 RSAs were granted on 11/18/2021. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 115,000 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 120,000 shares of the Issuers common stock. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:12 UTC |
BARTON FRANCIS PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002441 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,452 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 5000 RSAs were granted on 11/18/2021. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. As of the date of this filing, the Reporting Person beneficially owned 18,452 shares of the Issuers common stock. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:09 UTC |
Gupta SanjeevExecutive Vice President, MD
|
GrantOption (right to buy) · Derivative | 3,066 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001593968-21-002440 · primary_01.xml · derivative · entry 2 Gupta Sanjeev · CIK 0001460201 · Executive Vice President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: Common stock and Series B Preferred · 3,066 shares Expires 2031-11-18 F2 · shares: The Reporting person was granted 3066 ISO options on 11/18/2021 with three year vesting period. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:09 UTC |
Gupta SanjeevExecutive Vice President, MD
|
GrantOption (right to buy) · Derivative | 9,434 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001593968-21-002440 · primary_01.xml · derivative · entry 1 Gupta Sanjeev · CIK 0001460201 · Executive Vice President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 Underlying: Common stock and Series B Preferred · 9,434 shares Expires 2031-11-18 F1 · shares: The Reporting person was granted 9,434 NQSO options on 11/18/2021 with three year vesting period. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:06 UTC |
Simon Timothy AlanDirector
|
GrantOption (right to buy) · Derivative | 10,000 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001593968-21-002438 · primary_01.xml · derivative · entry 2 Simon Timothy Alan · CIK 0001876838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common stock and Series B Preferred · 10,000 shares Expires 2031-11-18 F3 · shares: The Reporting person was granted 10,000 NQSO options on 11/18/2021 with two year vesting period. F4 · derivative.exercise_date: 1/8th of the Option Shares vest every three(3)months from the date of the grant. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:06 UTC |
Simon Timothy AlanDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002438 · primary_01.xml · nonDerivative · entry 1 Simon Timothy Alan · CIK 0001876838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 5000 RSAs were granted on 11/18/2021. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:05 UTC |
Waltz ToddExecutive Vice President, CFO
|
GrantOption (right to buy) · Derivative | 3,312 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001593968-21-002437 · primary_01.xml · derivative · entry 2 Waltz Todd · CIK 0001383895 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,312 Underlying: Common stock and Series B Preferred · 3,312 shares Expires 2031-11-18 F3 · shares: The Reporting person was granted 3312 ISO options on 11/18/2021 with three year vesting period. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:05 UTC |
Waltz ToddExecutive Vice President, CFO
|
GrantOption (right to buy) · Derivative | 9,188 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001593968-21-002437 · primary_01.xml · derivative · entry 1 Waltz Todd · CIK 0001383895 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,188 Underlying: Common stock and Series B Preferred · 9,188 shares Expires 2031-11-18 F1 · shares: The Reporting person was granted 9,188 NQSO options on 11/18/2021 with three year vesting period. F2 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:02 UTC |
Boness Naomi LouiseDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002434 · primary_01.xml · nonDerivative · entry 1 Boness Naomi Louise · CIK 0001815203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 5000 RSAs were granted on 11/18/2021. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:01 UTC |
FOSTER ANDREW BExecutive Vice President
|
GrantOption (right to buy) · Derivative | 3,066 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001593968-21-002433 · primary_01.xml · derivative · entry 2 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: Common stock and Series B Preferred · 3,066 shares Expires 2031-11-18 F2 · shares: The Reporting person was granted 3066 ISO options on 11/18/2021 with three year vesting period. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:01 UTC |
FOSTER ANDREW BExecutive Vice President
|
GrantOption (right to buy) · Derivative | 9,434 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001593968-21-002433 · primary_01.xml · derivative · entry 1 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 Underlying: Common stock and Series B Preferred · 9,434 shares Expires 2031-11-18 F1 · shares: The Reporting person was granted 9,434 NQSO options on 11/18/2021 with three year vesting period. Read SEC document |
| November 18, 2021 Filed Nov 24, 2021 23:06 UTC |
MCAFEE ERIC ADirector · Chief Executive Officer
|
GrantCommon Stock | 55,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-21-001242 · ownership.xml · nonDerivative · entry 1 MCAFEE ERIC A · CIK 0001134889 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,837,136 F1 · shares: Represents the number of shares issued to the Reporting Person pursuant to a cash-denominated bonus award from the Issuer, which was fully vested on the grant date. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 23:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
SaleCommon Stock | 9,533 | $23.09 | $220,116.97 |
DisclosureSEC source: 0001593968-21-002371 · primary_01.xml · nonDerivative · entry 3 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. F2 · balance_after: As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 23:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionOption (right to buy) · Derivative | 10,833 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001593968-21-002371 · primary_01.xml · derivative · entry 4 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,831 Underlying: Common stock and Series B Preferred · 10,833 shares Expires 2031-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 23:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
SaleCommon Stock | 1,300 | $23.00 | $29,900.00 |
DisclosureSEC source: 0001593968-21-002371 · primary_01.xml · nonDerivative · entry 2 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,533 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. F2 · balance_after: As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 23:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionCommon Stock | 10,833 | $3.09 | $33,473.97 |
DisclosureSEC source: 0001593968-21-002371 · primary_01.xml · nonDerivative · entry 1 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 00:10 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionOption (right to buy) · Derivative | 10,555 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · derivative · entry 6 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common stock and Series B Preferred · 10,555 shares Expires 2026-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 00:10 UTC |
BARTON FRANCIS PDirector
|
SaleCommon Stock | 10,555 | $21.12 | $222,963.82 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 4 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. F2 · balance_after: As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 00:10 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionCommon Stock | 10,555 | $2.54 | $26,809.70 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 00:10 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionOption (right to buy) · Derivative | 9,445 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · derivative · entry 5 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,555 Underlying: Common stock and Series B Preferred · 9,445 shares Expires 2026-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 00:10 UTC |
BARTON FRANCIS PDirector
|
SaleCommon Stock | 9,445 | $21.13 | $199,592.68 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 3 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,007 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. F2 · balance_after: As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 00:10 UTC |
BARTON FRANCIS PDirector
|
Exercise / conversionCommon Stock | 9,445 | $2.54 | $23,990.30 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 25, 2021 17:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
SaleCommon Stock | 11,317 | $20.07 | $227,177.46 |
DisclosureSEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 4 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 17:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
SaleCommon Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 3 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,317 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 17:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
SaleCommon Stock | 213 | $19.96 | $4,251.88 |
DisclosureSEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 2 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,417 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 22:21 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionOption (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001593968-21-002292 · primary_01.xml · derivative · entry 3 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock and Series B Preferred · 15,000 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 22:21 UTC |
FOSTER ANDREW BExecutive Vice President
|
SaleCommon Stock | 15,000 | $19.08 | $286,240.50 |
DisclosureSEC source: 0001593968-21-002292 · primary_01.xml · nonDerivative · entry 2 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 22:21 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionCommon Stock | 15,000 | $1.71 | $25,650.00 |
DisclosureSEC source: 0001593968-21-002292 · primary_01.xml · nonDerivative · entry 1 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 25, 2021 17:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionOption (right to buy) · Derivative | 11,630 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001593968-21-002297 · primary_01.xml · derivative · entry 5 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,850 Underlying: Common stock and Series B Preferred · 11,630 shares Expires 2026-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant. Read SEC document |
| October 20, 2021 Filed Oct 25, 2021 17:20 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionCommon Stock | 11,630 | $2.54 | $29,540.20 |
DisclosureSEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 1 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 16:29 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionOption (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 12 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,581 Underlying: Common stock and Series B Preferred · 25,000 shares Expires 2030-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 16:29 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionOption (right to buy) · Derivative | 8,334 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 11 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,887 Underlying: Common stock and Series B Preferred · 8,334 shares Expires 2030-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 16:29 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionOption (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 10 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,696 Underlying: Common stock and Series B Preferred · 10,000 shares Expires 2029-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 16:29 UTC |
FOSTER ANDREW BExecutive Vice President
|
Exercise / conversionOption (right to buy) · Derivative | 27,833 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 9 FOSTER ANDREW B · CIK 0001285221 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,955 Underlying: Common stock and Series B Preferred · 27,833 shares Expires 2029-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.