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FOSTER ANDREW B

Disclosed activity across 1 company

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56718
SEC CIK
0001285221

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AEMETIS, INCAMTX · Entity 6595Executive Vice PresidentMarch 19, 2026March 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEMETIS, INC

Report date March 19, 2026 · Filed March 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2036-03-19Direct1,185,834 Reported balance After 2026-03-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-19 · Grant · Acquired 200,000 · Balance 1,185,834

F1: 1/12th of the option shares vest every three months from the grant date

Filing footnotes · ownership attribution and instrument terms

F1: 1/12th of the option shares vest every three months from the grant date

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2026 Filed Mar 24, 2026 00:25 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 200,000 $2.64 Strike: $2.64 $528,000.00
Disclosure

SEC source: 0000738214-26-000028 · primary_doc.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,185,834

Underlying: Common Stock · 200,000 shares

Expires 2036-03-19

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:20 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 165,568 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000097 · primary_01.xml · derivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 985,834

Underlying: Common Stock · 165,568 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:20 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 34,432 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000097 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,266

Underlying: Common Stock · 34,432 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
January 18, 2024 Filed Jan 22, 2024 22:37 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 200,000 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001593968-24-000133 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,834

Underlying: Common stock and Series B Preferred · 200,000 shares

Expires 2034-01-18

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

F2 · derivative.underlying: Option is exercisable for common stock

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:24 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 137,500 $3.75 Strike: $3.75 $515,625.00
Disclosure

SEC source: 0001593968-23-000097 · primary_01.xml · derivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Common stock and Series B Preferred · 137,500 shares

Expires 2033-01-05

F1 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

F2 · derivative.underlying_shares: Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.

F2 · balance_after: Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:24 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 12,500 $3.75 Strike: $3.75 $46,875.00
Disclosure

SEC source: 0001593968-23-000097 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common stock and Series B Preferred · 12,500 shares

Expires 2033-01-05

F1 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

F2 · derivative.underlying_shares: Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.

F2 · balance_after: Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 14:56 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 50,000 $10.11 Strike: $10.11 $505,500.00
Disclosure

SEC source: 0001593968-22-001370 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock and Series B Preferred · 50,000 shares

Expires 2032-08-18

F1 · shares: The Reporting person was granted 50,000 options on 8/18/2022 with three year vesting period.

Read SEC document
January 06, 2022 Filed Jan 11, 2022 00:20 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 100,000 $11.31 Strike: $11.31 $1,131,000.00
Disclosure

SEC source: 0001593968-22-000196 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock and Series B Preferred · 100,000 shares

Expires 2032-01-06

F1 · shares: The Reporting person was granted 100,000 ISO options on 1/6/2022 with three year vesting period.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 11:01 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 3,066 $0.00 Strike: $18.53 $0.00
Disclosure

SEC source: 0001593968-21-002433 · primary_01.xml · derivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

Underlying: Common stock and Series B Preferred · 3,066 shares

Expires 2031-11-18

F2 · shares: The Reporting person was granted 3066 ISO options on 11/18/2021 with three year vesting period.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 11:01 UTC AEMETIS, INC AMTX · Entity 6595 GrantOption (right to buy) · Derivative 9,434 $0.00 Strike: $18.53 $0.00
Disclosure

SEC source: 0001593968-21-002433 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

Underlying: Common stock and Series B Preferred · 9,434 shares

Expires 2031-11-18

F1 · shares: The Reporting person was granted 9,434 NQSO options on 11/18/2021 with three year vesting period.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 23:20 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 9,533 $23.09 $220,116.97
Disclosure

SEC source: 0001593968-21-002371 · primary_01.xml · nonDerivative · entry 3

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

F2 · balance_after: As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 23:20 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionOption (right to buy) · Derivative 10,833 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001593968-21-002371 · primary_01.xml · derivative · entry 4

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,831

Underlying: Common stock and Series B Preferred · 10,833 shares

Expires 2031-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 23:20 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 1,300 $23.00 $29,900.00
Disclosure

SEC source: 0001593968-21-002371 · primary_01.xml · nonDerivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,533

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

F2 · balance_after: As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 23:20 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionCommon Stock 10,833 $3.09 $33,473.97
Disclosure

SEC source: 0001593968-21-002371 · primary_01.xml · nonDerivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2021 Filed Oct 25, 2021 17:20 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 11,317 $20.07 $227,177.46
Disclosure

SEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 4

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 17:20 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 100 $20.00 $2,000.00
Disclosure

SEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 3

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,317

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 17:20 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 213 $19.96 $4,251.88
Disclosure

SEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,417

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 22:21 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001593968-21-002292 · primary_01.xml · derivative · entry 3

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock and Series B Preferred · 15,000 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 22:21 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 15,000 $19.08 $286,240.50
Disclosure

SEC source: 0001593968-21-002292 · primary_01.xml · nonDerivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 22:21 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionCommon Stock 15,000 $1.71 $25,650.00
Disclosure

SEC source: 0001593968-21-002292 · primary_01.xml · nonDerivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 25, 2021 17:20 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionOption (right to buy) · Derivative 11,630 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001593968-21-002297 · primary_01.xml · derivative · entry 5

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,850

Underlying: Common stock and Series B Preferred · 11,630 shares

Expires 2026-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

Read SEC document
October 20, 2021 Filed Oct 25, 2021 17:20 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionCommon Stock 11,630 $2.54 $29,540.20
Disclosure

SEC source: 0001593968-21-002297 · primary_01.xml · nonDerivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionOption (right to buy) · Derivative 25,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 12

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,581

Underlying: Common stock and Series B Preferred · 25,000 shares

Expires 2030-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionOption (right to buy) · Derivative 8,334 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 11

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,887

Underlying: Common stock and Series B Preferred · 8,334 shares

Expires 2030-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 10

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,696

Underlying: Common stock and Series B Preferred · 10,000 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionOption (right to buy) · Derivative 27,833 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · derivative · entry 9

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,955

Underlying: Common stock and Series B Preferred · 27,833 shares

Expires 2029-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 8,334 $17.85 $148,721.90
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 8

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 25,000 $17.78 $444,585.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 7

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 10,000 $17.78 $177,847.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 6

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 27,833 $18.07 $502,861.59
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 5

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,334

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionCommon Stock 25,000 $0.60 $15,000.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 4

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionCommon Stock 8,334 $0.86 $7,167.24
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 3

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionCommon Stock 10,000 $0.92 $9,200.00
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:29 UTC AEMETIS, INC AMTX · Entity 6595 Exercise / conversionCommon Stock 27,833 $0.70 $19,483.10
Disclosure

SEC source: 0001593968-21-002284 · primary_01.xml · nonDerivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:08 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 8,548 $14.08 $120,362.68
Disclosure

SEC source: 0001593968-21-002139 · primary_01.xml · nonDerivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The Reporting Person beneficially owned 8,548 shares of the Company as of 9/14/2021 from previous exercise of option grant acquisitions.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:24 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 8,336 $19.40 Strike: $3.09 $161,692.56
Disclosure

SEC source: 0001593968-21-001165 · primary_01.xml · derivative · entry 3

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,664

Underlying: Common stock and Series B Preferred · 10,000 shares

Expires 2031-01-07

F4 · price: The 1-7-2021 option grant was exercised and sold through 10b5-1 plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:24 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 8,520 $19.40 Strike: $2.54 $165,261.59
Disclosure

SEC source: 0001593968-21-001165 · primary_01.xml · derivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,480

Underlying: Common stock and Series B Preferred · 9,870 shares

Expires 2026-05-21

F2 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:24 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 15,316 $19.40 Strike: $4.35 $297,082.92
Disclosure

SEC source: 0001593968-21-001165 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,684

Underlying: Common stock and Series B Preferred · 20,000 shares

Expires 2022-05-21

F1 · price: The 5/21/2015 grant exercised and sold through executing the 10b5-1 plan.

F2 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

F3 · derivative.underlying_shares: Grant of Incentive Stock Option under the Aemetis, Inc. Ammended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at and Exercise Price of $4.35 per share, and subject to the terms of the Stock Option Agreement between Reporting Person and the Company.

F3 · balance_after: Grant of Incentive Stock Option under the Aemetis, Inc. Ammended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at and Exercise Price of $4.35 per share, and subject to the terms of the Stock Option Agreement between Reporting Person and the Company.

Read SEC document
April 22, 2021 Filed Oct 21, 2021 21:13 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 32,170 $19.40 $623,998.27
Disclosure

SEC source: 0001593968-21-002287 · primary_01.xml · nonDerivative · entry 29

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

F3 · kind: These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F2 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 5,235 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, April 19, April 22, 2021 option exercises in which the Reporting Person sold all but 176,3134,3 shares respectively received upon exercise, the above total beneficially owned 8,548 shares were sold on 9/15/2021 and filed on Form 4 appropriately. As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

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April 22, 2021 Filed Oct 21, 2021 21:13 UTC AEMETIS, INC AMTX · Entity 6595 Tax withholdingCommon Stock 1,664 $18.58 $30,917.12
Disclosure

SEC source: 0001593968-21-002287 · primary_01.xml · nonDerivative · entry 21

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,718

F1 · kind: These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.

F2 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 5,235 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, April 19, April 22, 2021 option exercises in which the Reporting Person sold all but 176,3134,3 shares respectively received upon exercise, the above total beneficially owned 8,548 shares were sold on 9/15/2021 and filed on Form 4 appropriately. As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

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April 22, 2021 Filed Oct 21, 2021 21:13 UTC AEMETIS, INC AMTX · Entity 6595 Tax withholdingCommon Stock 1,350 $18.58 $25,083.00
Disclosure

SEC source: 0001593968-21-002287 · primary_01.xml · nonDerivative · entry 3

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,382

F1 · kind: These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.

F2 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 5,235 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, April 19, April 22, 2021 option exercises in which the Reporting Person sold all but 176,3134,3 shares respectively received upon exercise, the above total beneficially owned 8,548 shares were sold on 9/15/2021 and filed on Form 4 appropriately. As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

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April 22, 2021 Filed Oct 21, 2021 21:13 UTC AEMETIS, INC AMTX · Entity 6595 Tax withholdingCommon Stock 4,683 $18.58 $87,010.14
Disclosure

SEC source: 0001593968-21-002287 · primary_01.xml · nonDerivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,862

F1 · kind: These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.

F2 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 5,235 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, April 19, April 22, 2021 option exercises in which the Reporting Person sold all but 176,3134,3 shares respectively received upon exercise, the above total beneficially owned 8,548 shares were sold on 9/15/2021 and filed on Form 4 appropriately. As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

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April 20, 2021 Filed Apr 21, 2021 22:19 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 10,000 $17.71 Strike: $2.59 $177,075.00
Disclosure

SEC source: 0001593968-21-001140 · primary_01.xml · derivative · entry 6

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Common stock and Series B Preferred · 13,134 shares

Expires 2025-12-10

F6 · price: The shares were exercised from warrant grant 12/10/2015 and sold through executing the 10b5-1 plan.

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April 20, 2021 Filed Oct 21, 2021 21:13 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 10,000 $17.71 $177,075.00
Disclosure

SEC source: 0001593968-21-002287 · primary_01.xml · nonDerivative · entry 28

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,545

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

F3 · kind: These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F2 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 5,235 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, April 19, April 22, 2021 option exercises in which the Reporting Person sold all but 176,3134,3 shares respectively received upon exercise, the above total beneficially owned 8,548 shares were sold on 9/15/2021 and filed on Form 4 appropriately. As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

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April 19, 2021 Filed Apr 21, 2021 22:19 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 4,138 $18.65 Strike: $2.59 $77,165.01
Disclosure

SEC source: 0001593968-21-001140 · primary_01.xml · derivative · entry 5

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,134

Underlying: Common stock and Series B Preferred · 20,000 shares

Expires 2025-12-10

F6 · price: The shares were exercised from warrant grant 12/10/2015 and sold through executing the 10b5-1 plan.

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April 19, 2021 Filed Apr 21, 2021 22:19 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 39,779 $18.65 Strike: $0.86 $741,794.81
Disclosure

SEC source: 0001593968-21-001140 · primary_01.xml · derivative · entry 4

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,221

Underlying: Common stock and Series B Preferred · 41,666 shares

Expires 2030-01-09

F5 · price: The 1-9-2020 option grant was exercised and sold through 10b5-1 plan.

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April 19, 2021 Filed Apr 21, 2021 22:19 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 33,304 $18.65 Strike: $0.92 $621,049.66
Disclosure

SEC source: 0001593968-21-001140 · primary_01.xml · derivative · entry 3

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,696

Underlying: Common stock and Series B Preferred · 35,000 shares

Expires 2029-06-05

F4 · price: The 6-06-2019 option grant was exercised and sold through 10b5-1 plan.

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April 19, 2021 Filed Apr 21, 2021 22:19 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 90,942 $18.65 Strike: $1.72 $1,695,877.32
Disclosure

SEC source: 0001593968-21-001140 · primary_01.xml · derivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Underlying: Common stock and Series B Preferred · 100,000 shares

Expires 2027-01-19

F2 · price: The 1-19-2017 option grant was exercised and sold through 10b5-1 plan.

F3 · price: The 1-19-2017 option grant was exercised and sold through 10b5-1 plan sold as below

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April 19, 2021 Filed Apr 21, 2021 22:19 UTC AEMETIS, INC AMTX · Entity 6595 Disposition to issuerOption (right to buy) · Derivative 68,000 $18.65 Strike: $2.54 $1,268,057.20
Disclosure

SEC source: 0001593968-21-001140 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common stock and Series B Preferred · 78,500 shares

Expires 2026-05-21

F1 · derivative.exercise_date: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

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April 19, 2021 Filed Oct 21, 2021 21:13 UTC AEMETIS, INC AMTX · Entity 6595 SaleCommon Stock 236,163 $18.65 $4,403,944.01
Disclosure

SEC source: 0001593968-21-002287 · primary_01.xml · nonDerivative · entry 27

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,545

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 plan.

F3 · kind: These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F2 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 5,235 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, April 19, April 22, 2021 option exercises in which the Reporting Person sold all but 176,3134,3 shares respectively received upon exercise, the above total beneficially owned 8,548 shares were sold on 9/15/2021 and filed on Form 4 appropriately. As of the date of this filing, the Reporting Person did not own any beneficial shares of the Issuers common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.