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Nasdaq · USD

AMTX

AEMETIS, INC

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Tapewire entity
6595
SEC CIK
0000738214
Parsed reports
212

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 11, 2026 16:21 UTC SaleCommon Stock 10,000 $2.05 $20,500.00
Disclosure

SEC source: 0000738214-26-000036 · primary_doc.xml · nonDerivative · entry 1

Simon Timothy Alan · CIK 0001876838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,632

F1 · price: The reported price is a weighted average of executions within a price range of $2.04 to $2.06

Read SEC document
March 19, 2026 Filed Mar 23, 2026 20:30 UTC
BLOCK JOHN RDirector
GrantCommon Stock 10,000 $2.64 $26,400.00
Disclosure

SEC source: 0000738214-26-000029 · primary_doc.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,330

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

Read SEC document
March 19, 2026 Filed Mar 24, 2026 00:46 UTC
Waltz ToddExecutive Vice President, CFO
GrantOption (right to buy) · Derivative 200,000 $2.64 Strike: $2.64 $528,000.00
Disclosure

SEC source: 0000738214-26-000032 · primary_doc.xml · derivative · entry 1

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,305,701

Underlying: Common Stock · 200,000 shares

Expires 2036-03-19

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
March 19, 2026 Filed Mar 24, 2026 00:40 UTC
Gupta SanjeevExecutive Vice President
GrantOption (right to buy) · Derivative 200,000 $2.64 Strike: $2.64 $528,000.00
Disclosure

SEC source: 0000738214-26-000031 · primary_doc.xml · derivative · entry 1

Gupta Sanjeev · CIK 0001460201 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,385,000

Underlying: Common Stock · 200,000 shares

Expires 2036-03-19

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
March 19, 2026 Filed Mar 24, 2026 00:25 UTC
FOSTER ANDREW BExecutive Vice President
GrantOption (right to buy) · Derivative 200,000 $2.64 Strike: $2.64 $528,000.00
Disclosure

SEC source: 0000738214-26-000028 · primary_doc.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,185,834

Underlying: Common Stock · 200,000 shares

Expires 2036-03-19

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
March 19, 2026 Filed Mar 24, 2026 00:35 UTC
ROCKETT JAMES MICHAELEVP, General Counsel
GrantOption (right to buy) · Derivative 200,000 $2.64 Strike: $2.64 $528,000.00
Disclosure

SEC source: 0000738214-26-000030 · primary_doc.xml · derivative · entry 1

ROCKETT JAMES MICHAEL · CIK 0001992465 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 200,000 shares

Expires 2036-03-19

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
March 19, 2026 Filed Mar 24, 2026 00:16 UTC
MCAFEE ERIC ADirector · Chief Executive Officer
GrantCommon Stock 300,000 $2.64 $792,000.00
Disclosure

SEC source: 0000738214-26-000027 · primary_doc.xml · nonDerivative · entry 1

MCAFEE ERIC A · CIK 0001134889 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,917,316

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan

F2 · balance_after: Includes 1,135,768 shares held by the reporting person and 2,781,548 shares held by McAfee Capital LLC

Read SEC document
January 22, 2026 Filed Jan 28, 2026 20:07 UTC
BLOCK JOHN RDirector
GrantCommon Stock 12,000 $1.54 $18,480.00
Disclosure

SEC source: 0000738214-26-000018 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,330

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

Read SEC document
January 22, 2026 Filed Jan 29, 2026 01:08 UTC GrantCommon Stock 12,000 $1.54 $18,480.00
Disclosure

SEC source: 0000738214-26-000019 · primary_01.xml · nonDerivative · entry 1

Simon Timothy Alan · CIK 0001876838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,632

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

Read SEC document
January 22, 2026 Filed Jan 29, 2026 01:06 UTC GrantCommon Stock 18,000 $1.54 $27,720.00
Disclosure

SEC source: 0000738214-26-000017 · primary_01.xml · nonDerivative · entry 1

BARTON FRANCIS P · CIK 0001236181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,518

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

Read SEC document
January 22, 2026 Filed Jan 29, 2026 01:06 UTC GrantCommon Stock 14,500 $1.54 $22,330.00
Disclosure

SEC source: 0000738214-26-000016 · primary_01.xml · nonDerivative · entry 1

Beebe Lydia I · CIK 0001635208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,286

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

Read SEC document
January 22, 2026 Filed Jan 29, 2026 00:53 UTC GrantCommon Stock 12,000 $1.54 $18,480.00
Disclosure

SEC source: 0000738214-26-000012 · primary_01.xml · nonDerivative · entry 1

Boness Naomi Louise · CIK 0001815203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,643

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

Read SEC document
August 14, 2025 Filed Aug 14, 2025 23:49 UTC SaleCommon Stock 8,000 $2.53 $20,268.00
Disclosure

SEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 4

BARTON FRANCIS P · CIK 0001236181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,518

Read SEC document
August 14, 2025 Filed Aug 14, 2025 23:49 UTC SaleCommon Stock 5,000 $2.53 $12,667.50
Disclosure

SEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 3

BARTON FRANCIS P · CIK 0001236181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,518

Read SEC document
August 14, 2025 Filed Aug 14, 2025 23:49 UTC SaleCommon Stock 12,152 $2.53 $30,787.09
Disclosure

SEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 2

BARTON FRANCIS P · CIK 0001236181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,518

Read SEC document
August 14, 2025 Filed Aug 14, 2025 23:49 UTC SaleCommon Stock 1,300 $2.53 $3,293.55
Disclosure

SEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 1

BARTON FRANCIS P · CIK 0001236181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,670

Read SEC document
June 09, 2025 Filed Jun 10, 2025 17:22 UTC Disposition to issuerCommon Stock 4,629 $1.98 $9,186.71
Disclosure

SEC source: 0001593968-25-000749 · primary_01.xml · nonDerivative · entry 3

Simon Timothy Alan · CIK 0001876838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,632

F1 · security: RSA with Immediate vest vesting schedule

Read SEC document
June 09, 2025 Filed Jun 10, 2025 17:22 UTC Disposition to issuerCommon Stock 5,000 $1.98 $9,923.00
Disclosure

SEC source: 0001593968-25-000749 · primary_01.xml · nonDerivative · entry 2

Simon Timothy Alan · CIK 0001876838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,261

F1 · security: RSA with Immediate vest vesting schedule

Read SEC document
June 09, 2025 Filed Jun 10, 2025 17:22 UTC Disposition to issuerCommon Stock 10,371 $1.98 $20,582.29
Disclosure

SEC source: 0001593968-25-000749 · primary_01.xml · nonDerivative · entry 1

Simon Timothy Alan · CIK 0001876838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,261

F1 · security: RSA with Immediate vest vesting schedule

Read SEC document
May 15, 2025 Filed May 19, 2025 23:44 UTC
ROCKETT JAMES MICHAELEVP, General Counsel
GrantCommon Stock 27,922 $1.63 $45,512.86
Disclosure

SEC source: 0001593968-25-000616 · primary_01.xml · nonDerivative · entry 1

ROCKETT JAMES MICHAEL · CIK 0001992465 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,922

F1 · acquired: Grant of shares of Common Stock under the Company 2019 Stock Plan in lieu of cash for independent contractor fees. The number of shares was determined by dividing the cash compensation by the closing price of the Company Common Stock on the grant date.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 7,535 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 16

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,105,701

Underlying: Common Stock · 7,535 shares

Expires 2030-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 36,762 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 15

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,113,236

Underlying: Common Stock · 36,762 shares

Expires 2029-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 70,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 14

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,998

Underlying: Common Stock · 70,000 shares

Expires 2028-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 30,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 13

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,219,998

Underlying: Common Stock · 30,000 shares

Expires 2027-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 62,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 12

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,249,998

Underlying: Common Stock · 62,500 shares

Expires 2030-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 27,084 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 11

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,498

Underlying: Common Stock · 27,084 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 10

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,339,582

Underlying: Common Stock · 5,000 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionOption (right to buy) · Derivative 50,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · derivative · entry 9

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,344,582

Underlying: Common Stock · 50,000 shares

Expires 2028-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 7,535 $0.86 $6,480.10
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 8

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 36,762 $0.70 $25,733.40
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 7

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 70,000 $0.70 $49,000.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 6

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 30,000 $0.67 $20,100.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 5

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 62,500 $0.60 $37,500.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 4

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 27,084 $0.92 $24,917.28
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 3

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 5,000 $1.71 $8,550.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 2

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 19:47 UTC
Waltz ToddExecutive Vice President, CFO
Exercise / conversionCommon Stock 50,000 $0.70 $35,000.00
Disclosure

SEC source: 0001593968-25-000454 · primary_01.xml · nonDerivative · entry 1

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:16 UTC
BLOCK JOHN RDirector
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000095 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,470

F1 · security: RSA with Immediate vest vesting schedule

Read SEC document
January 16, 2025 Filed Jan 21, 2025 22:11 UTC
MCAFEE ERIC ADirector · Chief Executive Officer
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000106 · primary_01.xml · nonDerivative · entry 1

MCAFEE ERIC A · CIK 0001134889 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,617,136

F1 · security: RSA with Immediate vest vesting schedule

F2 · balance_after: Includes 835,588 shares held by the reporting person and 2,781,548 shares held by McAfee Capital LLC

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:26 UTC
Waltz ToddExecutive Vice President, CFO
GrantOption (right to buy) · Derivative 165,568 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000103 · primary_01.xml · derivative · entry 2

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394,582

Underlying: Common Stock · 165,568 shares

Expires 2035-01-16

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:26 UTC
Waltz ToddExecutive Vice President, CFO
GrantOption (right to buy) · Derivative 34,432 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000103 · primary_01.xml · derivative · entry 1

Waltz Todd · CIK 0001383895 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,229,014

Underlying: Common Stock · 34,432 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:25 UTC
ROCKETT JAMES MICHAELEVP, General Counsel
GrantOption (right to buy) · Derivative 165,568 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000102 · primary_01.xml · derivative · entry 2

ROCKETT JAMES MICHAEL · CIK 0001992465 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 165,568 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:25 UTC
ROCKETT JAMES MICHAELEVP, General Counsel
GrantOption (right to buy) · Derivative 34,432 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000102 · primary_01.xml · derivative · entry 1

ROCKETT JAMES MICHAEL · CIK 0001992465 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,432

Underlying: Common Stock · 34,432 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:24 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000101 · primary_01.xml · nonDerivative · entry 1

Boness Naomi Louise · CIK 0001815203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,343

F1 · security: RSA with Immediate vest vesting schedule

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:23 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000100 · primary_01.xml · nonDerivative · entry 1

Simon Timothy Alan · CIK 0001876838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,632

F1 · security: RSA with Immediate vest vesting schedule

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:22 UTC GrantCommon Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000099 · primary_01.xml · nonDerivative · entry 1

Beebe Lydia I · CIK 0001635208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,966

F1 · security: RSA with Immediate vest vesting schedule

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:21 UTC
Gupta SanjeevExecutive Vice President, MD
GrantOption (right to buy) · Derivative 165,568 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000098 · primary_01.xml · derivative · entry 2

Gupta Sanjeev · CIK 0001460201 · Executive Vice President, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,205,000

Underlying: Common Stock · 165,568 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

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January 16, 2025 Filed Jan 21, 2025 21:21 UTC
Gupta SanjeevExecutive Vice President, MD
GrantOption (right to buy) · Derivative 34,432 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000098 · primary_01.xml · derivative · entry 1

Gupta Sanjeev · CIK 0001460201 · Executive Vice President, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,039,432

Underlying: Common Stock · 34,432 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

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January 16, 2025 Filed Jan 21, 2025 21:20 UTC
FOSTER ANDREW BExecutive Vice President
GrantOption (right to buy) · Derivative 165,568 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000097 · primary_01.xml · derivative · entry 2

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 985,834

Underlying: Common Stock · 165,568 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:20 UTC
FOSTER ANDREW BExecutive Vice President
GrantOption (right to buy) · Derivative 34,432 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001593968-25-000097 · primary_01.xml · derivative · entry 1

FOSTER ANDREW B · CIK 0001285221 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,266

Underlying: Common Stock · 34,432 shares

Expires 2035-01-16

F1 · derivative.exercise_date: 1/12th of the option shares vest every three months from the grant date

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January 16, 2025 Filed Jan 21, 2025 21:17 UTC GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000096 · primary_01.xml · nonDerivative · entry 1

BARTON FRANCIS P · CIK 0001236181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,970

F1 · security: RSA with Immediate vest vesting schedule

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.