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AMTB

Amerant Bancorp Inc.

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4887
SEC CIK
0001734342
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 21, 2024 17:27 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
GrantRestricted Stock Units LTI 2024 · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935991-24-000002 · wk-form4_1708554409.xml · derivative · entry 6

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Class A Common Stock · 9,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2024, Mr. Martin was awarded 9,000 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2024, Mr. Martin was awarded 9,000 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:27 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935991-24-000002 · wk-form4_1708554409.xml · derivative · entry 5

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Class A Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2023, Mr. Martin was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2023, Mr. Martin was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:27 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
Tax withholdingClass A Common Stock 203 $22.49 $4,565.47
Disclosure

SEC source: 0001935991-24-000002 · wk-form4_1708554409.xml · nonDerivative · entry 4

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,924.105

F4 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:27 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
Exercise / conversionClass A Common Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001935991-24-000002 · wk-form4_1708554409.xml · nonDerivative · entry 3

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,127.105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:54 UTC
Levine Howard A.SEVP Head of Consumer Banking
GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 13,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · derivative · entry 5

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,381

Underlying: Class A Common Stock · 13,381 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: PSUs awarded to Mr. Levine, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Levine may earn.

F7 · derivative.expiration_date: PSUs awarded to Mr. Levine, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Levine may earn.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:54 UTC
Levine Howard A.SEVP Head of Consumer Banking
GrantRestricted Stock Units LTI 2024 · Derivative 8,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · derivative · entry 4

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,920

Underlying: Class A Common Stock · 8,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2024, Mr. Levine was awarded 8,920 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2024, Mr. Levine was awarded 8,920 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:54 UTC
Levine Howard A.SEVP Head of Consumer Banking
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 2,052 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · derivative · entry 3

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,105

Underlying: Class A Common Stock · 2,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2023, Mr. Levine was awarded 6,157 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2023, Mr. Levine was awarded 6,157 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:54 UTC
Levine Howard A.SEVP Head of Consumer Banking
Tax withholdingClass A Common Stock 500 $22.49 $11,245.00
Disclosure

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · nonDerivative · entry 2

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,455.29

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:54 UTC
Levine Howard A.SEVP Head of Consumer Banking
Exercise / conversionClass A Common Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,955.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 827.29 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 10,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 10

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,504

Underlying: Class A Common Stock · 10,504 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F11 · derivative.exercise_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Iafigliola may earn.

F11 · derivative.expiration_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Iafigliola may earn.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
GrantRestricted Stock Units LTI 2024 · Derivative 7,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 9

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,003

Underlying: Class A Common Stock · 7,003 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F10 · derivative.exercise_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F10 · derivative.expiration_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Exercise / conversionPerformance Based Restricted Stock Units LTI 2021 · Derivative 10,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 8

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

F9 · derivative.expiration_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 1,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 7

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,215

Underlying: Class A Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F8 · derivative.expiration_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 6

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 RSUs as a one-time special recognition and retention award. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F7 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 RSUs as a one-time special recognition and retention award. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Exercise / conversionRestricted Stock Units LTI 2022 · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 5

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Class A Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Exercise / conversionRestricted Stock Units LTI 2021 · Derivative 2,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 4

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2021, Mr. Iafigliola was awarded 6,854 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2021, Mr. Iafigliola was awarded 6,854 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Tax withholdingClass A Common Stock 6,588 $22.49 $148,164.12
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · nonDerivative · entry 3

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,540.39

F4 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs and PSUs.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Exercise / conversionClass A Common Stock 10,593 $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · nonDerivative · entry 2

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,128.39

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC
Iafigliola CarlosSEVP Chief Operating Officer
Exercise / conversionClass A Common Stock 6,142 $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,535.39

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 128.59 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 28,416 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 12

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,416

Underlying: Class A Common Stock · 28,416 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F12 · derivative.exercise_date: PSUs awarded to Mr. Plush, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Plush may earn.

F12 · derivative.expiration_date: PSUs awarded to Mr. Plush, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Plush may earn.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
GrantRestricted Stock Units LTI 2024 · Derivative 25,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 11

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,611

Underlying: Class A Common Stock · 25,611 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F11 · derivative.exercise_date: On February 16, 2024, Mr. Plush was awarded 25,611 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

F11 · derivative.expiration_date: On February 16, 2024, Mr. Plush was awarded 25,611 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionPerformance Based Restricted Stock Units LTI 2021 · Derivative 39,451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 10

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 39,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F10 · derivative.exercise_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

F10 · derivative.expiration_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 64,364 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 9

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 64,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of this sign-on award, the total includes 100% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

F9 · derivative.expiration_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of this sign-on award, the total includes 100% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 6,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 8

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,444

Underlying: Class A Common Stock · 6,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: On February 16, 2023, Mr. Plush was awarded 18,665 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

F8 · derivative.expiration_date: On February 16, 2023, Mr. Plush was awarded 18,665 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units LTI 2022 · Derivative 4,905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 7

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,905

Underlying: Class A Common Stock · 4,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: On February 16, 2022, Mr. Plush was awarded 14,714 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

F7 · derivative.expiration_date: On February 16, 2022, Mr. Plush was awarded 14,714 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units LTI 2021 · Derivative 8,509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 6

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2021, Mr. Plush was awarded 25,525 RSUs, each representing the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2021, Mr. Plush was awarded 25,525 RSUs, each representing the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 20,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · derivative · entry 5

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2021, Mr. Plush was awarded 62,377 RSUs in connection with a sign-on grant related to his appointment as Vice-Chairman and CEO. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2021, Mr. Plush was awarded 62,377 RSUs in connection with a sign-on grant related to his appointment as Vice-Chairman and CEO. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Plush remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Tax withholdingClass A Common Stock 56,762 $22.49 $1,276,577.38
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · nonDerivative · entry 4

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,212.12

F4 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs and PSUs.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionClass A Common Stock 39,451 $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · nonDerivative · entry 3

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,974.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionClass A Common Stock 64,364 $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · nonDerivative · entry 2

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,523.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:52 UTC
Plush Gerald PDirector · Chairman, President & CEO
Exercise / conversionClass A Common Stock 40,428 $0.00 $0.00
Disclosure

SEC source: 0001368090-24-000002 · wk-form4_1708555871.xml · nonDerivative · entry 1

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,159.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 66.37 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 9,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 9

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,373

Underlying: Class A Common Stock · 9,373 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F10 · derivative.exercise_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Capriles may earn.

F10 · derivative.expiration_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Capriles may earn.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
GrantRestricted Stock Units LTI 2024 · Derivative 6,249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 8

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,249

Underlying: Class A Common Stock · 6,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F9 · derivative.expiration_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
Exercise / conversionPerformance Based Restricted Stock Units LTI 2021 · Derivative 10,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 7

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

F8 · derivative.expiration_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 1,572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 6

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Class A Common Stock · 1,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F7 · derivative.expiration_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units LTI 2022 · Derivative 1,217 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 5

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,217

Underlying: Class A Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2022, Mr. Capriles was awarded 3,650 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2022, Mr. Capriles was awarded 3,650 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units LTI 2021 · Derivative 2,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 4

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2021, Mr. Capriles was awarded 7,019 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2021, Mr. Capriles was awarded 7,019 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
Tax withholdingClass A Common Stock 6,294 $22.49 $141,552.06
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · nonDerivative · entry 3

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,081.01

F4 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs and PSUs.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
Exercise / conversionClass A Common Stock 10,863 $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,375.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:43 UTC
Capriles AlbertoSEVP Chief Risk Officer
Exercise / conversionClass A Common Stock 5,129 $0.00 $0.00
Disclosure

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,512.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 428.65 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:40 UTC
Calderon SharymarEVP - Chief Financial Officer
GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 10,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-24-000002 · wk-form4_1708555190.xml · derivative · entry 5

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,005

Underlying: Class A Common Stock · 10,005 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance-based restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: PSUs awarded to Ms. Calderon, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Ms. Calderon may earn.

F8 · derivative.expiration_date: PSUs awarded to Ms. Calderon, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Ms. Calderon may earn.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:40 UTC
Calderon SharymarEVP - Chief Financial Officer
GrantRestricted Stock Units LTI 2024 · Derivative 6,669 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-24-000002 · wk-form4_1708555190.xml · derivative · entry 4

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,669

Underlying: Class A Common Stock · 6,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2024, Ms. Calderon was awarded 6,669 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2024, Ms. Calderon was awarded 6,669 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:40 UTC
Calderon SharymarEVP - Chief Financial Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-24-000002 · wk-form4_1708555190.xml · derivative · entry 3

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,973

Underlying: Class A Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2023, Ms. Calderon was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2023, Ms. Calderon was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.

F5 · balance_after: Balance also includes 6,306 unvested Restricted Stock Units awarded to Ms. Calderon on June 1, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:40 UTC
Calderon SharymarEVP - Chief Financial Officer
Tax withholdingClass A Common Stock 406 $22.49 $9,130.94
Disclosure

SEC source: 0001979297-24-000002 · wk-form4_1708555190.xml · nonDerivative · entry 2

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,563.8

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock and RSUs.

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February 16, 2024 Filed Feb 21, 2024 22:40 UTC
Calderon SharymarEVP - Chief Financial Officer
Exercise / conversionClass A Common Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001979297-24-000002 · wk-form4_1708555190.xml · nonDerivative · entry 1

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,969.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 68.58 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

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February 16, 2024 Filed Feb 21, 2024 22:36 UTC
Sanchez MariolaSEVP Chief People Officer
GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 7,647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001963089-24-000002 · wk-form4_1708554906.xml · derivative · entry 5

Sanchez Mariola · CIK 0001963089 · SEVP Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,647

Underlying: Class A Common Stock · 7,647 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: PSUs awarded to Mrs. Sanchez, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mrs. Sanchez may earn.

F7 · derivative.expiration_date: PSUs awarded to Mrs. Sanchez, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mrs. Sanchez may earn.

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February 16, 2024 Filed Feb 21, 2024 22:36 UTC
Sanchez MariolaSEVP Chief People Officer
GrantRestricted Stock Units LTI 2024 · Derivative 5,097 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001963089-24-000002 · wk-form4_1708554906.xml · derivative · entry 4

Sanchez Mariola · CIK 0001963089 · SEVP Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,097

Underlying: Class A Common Stock · 5,097 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2024, Mrs. Sanchez was awarded 5,097 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mrs. Sanchez remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2024, Mrs. Sanchez was awarded 5,097 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mrs. Sanchez remains in the continuous service of the Company or a subsidiary through each such date.

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February 16, 2024 Filed Feb 21, 2024 22:36 UTC
Sanchez MariolaSEVP Chief People Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 1,228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001963089-24-000002 · wk-form4_1708554906.xml · derivative · entry 3

Sanchez Mariola · CIK 0001963089 · SEVP Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,458

Underlying: Class A Common Stock · 1,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2023, Mrs. Sanchez was awarded 3,686 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mrs. Sanchez remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2023, Mrs. Sanchez was awarded 3,686 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mrs. Sanchez remains in the continuous service of the Company or a subsidiary through each such date.

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February 16, 2024 Filed Feb 21, 2024 22:36 UTC
Sanchez MariolaSEVP Chief People Officer
Tax withholdingClass A Common Stock 677 $22.49 $15,225.73
Disclosure

SEC source: 0001963089-24-000002 · wk-form4_1708554906.xml · nonDerivative · entry 2

Sanchez Mariola · CIK 0001963089 · SEVP Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,739.12

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock and RSUs.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:36 UTC
Sanchez MariolaSEVP Chief People Officer
Exercise / conversionClass A Common Stock 1,228 $0.00 $0.00
Disclosure

SEC source: 0001963089-24-000002 · wk-form4_1708554906.xml · nonDerivative · entry 1

Sanchez Mariola · CIK 0001963089 · SEVP Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,416.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 66.37 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.