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AMPY

Amplify Energy Corp.

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Tapewire entity
6295
SEC CIK
0001533924
Parsed reports
334

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2020 Filed Nov 20, 2020 08:35 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
SaleCommon Stock 66,031 $0.91 $60,378.75
Disclosure

SEC source: 0000902664-20-004038 · ownership.xml · nonDerivative · entry 2

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,312,599

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 08:35 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
SaleCommon Stock, $0.01 par value per share ("Common Stock") 157,193 $0.95 $149,191.88
Disclosure

SEC source: 0000902664-20-004038 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,378,630

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 09, 2020 Filed Oct 14, 2020 08:30 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
SaleCommon Stock, $0.01 par value per share ("Common Stock") 50,027 $0.92 $45,844.74
Disclosure

SEC source: 0000902664-20-003616 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,535,823

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan .

Read SEC document
October 01, 2020 Filed Jan 22, 2021 21:40 UTC
Smiley RichardSVP, OPERATIONS
Exercise / conversionCommon Stock, par value $0.01 per share 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 4

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2020 Filed Jan 23, 2021 02:37 UTC
Willis Eric M.See Remarks
Exercise / conversionCommon Stock, par value $0.01 per share 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003118 · doc4.xml · nonDerivative · entry 3

Willis Eric M. · CIK 0001782521 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2020 Filed Jan 23, 2021 02:36 UTC
Willsher MartynDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock, par value $0.01 per share 3,529 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 4

Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 08:00 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
SaleCommon Stock 19,389 $0.90 $17,545.11
Disclosure

SEC source: 0000902664-20-003468 · ownership.xml · nonDerivative · entry 2

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,585,850

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 08:00 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
SaleCommon Stock, $0.01 par value per share ("Common Stock") 441,883 $0.97 $430,526.61
Disclosure

SEC source: 0000902664-20-003468 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,605,239

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 17:55 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") 7,751 $0.90 $7,000.70
Disclosure

SEC source: 0000902664-20-003394 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,047,122

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 08:00 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock 39,591 $0.91 $36,087.20
Disclosure

SEC source: 0000902664-20-003364 · ownership.xml · nonDerivative · entry 2

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

F1 · security: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 08:00 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") 93,826 $0.92 $86,197.95
Disclosure

SEC source: 0000902664-20-003364 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,094,464

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 17:26 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock 29,800 $1.23 $36,725.52
Disclosure

SEC source: 0000902664-20-003007 · ownership.xml · nonDerivative · entry 2

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,188,290

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 17:26 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") 38,813 $1.28 $49,835.89
Disclosure

SEC source: 0000902664-20-003007 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,218,090

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 17:44 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock" 74,950 $1.23 $92,473.31
Disclosure

SEC source: 0000902664-20-002948 · ownership.xml · nonDerivative · entry 2

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,256,903

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 17:44 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") 83,444 $1.27 $105,748.58
Disclosure

SEC source: 0000902664-20-002948 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,331,853

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

Read SEC document
August 01, 2020 Filed Jan 22, 2021 21:37 UTC
DuBard DeniseSEE REMARKS
Exercise / conversionCommon Stock, par value $0.01 per share 2,941 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003117 · doc4.xml · nonDerivative · entry 1

DuBard Denise · CIK 0001353117 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2020 Filed Jan 22, 2021 21:37 UTC Exercise / conversionCommon Stock, par value $0.01 per share 6,178 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003119 · doc4.xml · nonDerivative · entry 1

Lopez Anthony William · CIK 0001808753 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: TSUs (as defined below) convert into common stock on a one-for-one basis.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 17:18 UTC SaleCommon Stock, $0.01 par value 25,000 $1.29 $32,250.00
Disclosure

SEC source: 0000919574-20-004367 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,748,088

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 13:37 UTC SaleCommon Stock, $0.01 par value 15,000 $1.56 $23,400.00
Disclosure

SEC source: 0000919574-20-004257 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,773,088

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 13:37 UTC SaleCommon Stock, $0.01 par value 15,000 $1.64 $24,600.00
Disclosure

SEC source: 0000919574-20-004257 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,788,088

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 14:24 UTC SaleCommon Stock, $0.01 par value 16,162 $1.63 $26,344.06
Disclosure

SEC source: 0000919574-20-004210 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,803,088

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 16:07 UTC SaleCommon Stock, $0.01 par value 5,411 $1.82 $9,848.02
Disclosure

SEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 5

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,819,250

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 16:07 UTC SaleCommon Stock, $0.01 par value 16,500 $1.82 $30,030.00
Disclosure

SEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 4

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,824,661

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:07 UTC SaleCommon Stock, $0.01 par value 12,132 $1.76 $21,352.32
Disclosure

SEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 3

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,841,161

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:07 UTC SaleCommon Stock, $0.01 par value 19,913 $1.87 $37,237.31
Disclosure

SEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,853,293

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 15, 2020 Filed Jun 17, 2020 16:07 UTC SaleCommon Stock, $0.01 par value 15,000 $1.83 $27,450.00
Disclosure

SEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,873,206

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 10, 2020 Filed Jun 12, 2020 13:09 UTC SaleCommon Stock, $0.01 par value 80,117 $2.03 $162,637.51
Disclosure

SEC source: 0000919574-20-004045 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,888,206

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 04, 2020 Filed Jan 22, 2021 21:40 UTC
Smiley RichardSVP, OPERATIONS
Exercise / conversionCommon Stock, par value $0.01 per share 6,729 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 3

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

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May 04, 2020 Filed Jan 23, 2021 02:36 UTC
Willsher MartynDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock, par value $0.01 per share 4,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 3

Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

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May 04, 2020 Filed Feb 23, 2021 00:08 UTC Exercise / conversionCommon Stock, par value $0.01 per share 1,695 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-007626 · doc4.xml · nonDerivative · entry 3

Hamm Christopher W. · CIK 0001782520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("Board RSUs") were originally granted under the Legacy Amplify 2017 Non-Employee Directors Compensation Plan and vest periodically so long as the reporting person remains a member of the board of directors of Amplify Energy Corp. on each applicable vesting date. Amount reported represents the amount of such Board RSUs held by the reporting person that have vested to date. The Board RSUs convert into common stock on a one-for-one basis.

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May 04, 2020 Filed Feb 23, 2021 00:08 UTC Exercise / conversionCommon Stock, par value $0.01 per share 2,232 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-007626 · doc4.xml · nonDerivative · entry 2

Hamm Christopher W. · CIK 0001782520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("Board RSUs") were originally granted under the Legacy Amplify 2017 Non-Employee Directors Compensation Plan and vest periodically so long as the reporting person remains a member of the board of directors of Amplify Energy Corp. on each applicable vesting date. Amount reported represents the amount of such Board RSUs held by the reporting person that have vested to date. The Board RSUs convert into common stock on a one-for-one basis.

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May 03, 2020 Filed Feb 23, 2021 00:08 UTC Exercise / conversionCommon Stock, par value $0.01 per share 3,332 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-007626 · doc4.xml · nonDerivative · entry 1

Hamm Christopher W. · CIK 0001782520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("Board RSUs") were originally granted under the Legacy Amplify 2017 Non-Employee Directors Compensation Plan and vest periodically so long as the reporting person remains a member of the board of directors of Amplify Energy Corp. on each applicable vesting date. Amount reported represents the amount of such Board RSUs held by the reporting person that have vested to date. The Board RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 01, 2020 Filed Jan 22, 2021 21:40 UTC
Smiley RichardSVP, OPERATIONS
Exercise / conversionCommon Stock, par value $0.01 per share 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

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May 01, 2020 Filed Jan 23, 2021 02:36 UTC
Willsher MartynDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock, par value $0.01 per share 2,705 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 2

Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

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April 01, 2020 Filed Jan 22, 2021 21:37 UTC GrantRestricted Stock Units · Derivative 23,325 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003119 · doc4.xml · derivative · entry 3

Lopez Anthony William · CIK 0001808753 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,325

Underlying: Common Stock · 23,325 shares

Expires not disclosed

F3 · derivative.exercise_price: PSUs (as defined below) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units with performance and service-based vesting conditions ("PSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such PSUs held by the reporting person that have not vested to date.

F4 · derivative.expiration_date: These restricted stock units with performance and service-based vesting conditions ("PSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such PSUs held by the reporting person that have not vested to date.

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April 01, 2020 Filed Jan 22, 2021 21:37 UTC GrantRestricted Stock Units · Derivative 15,550 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003119 · doc4.xml · derivative · entry 2

Lopez Anthony William · CIK 0001808753 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,550

Underlying: Common Stock · 15,550 shares

Expires not disclosed

F1 · derivative.exercise_price: TSUs (as defined below) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have not vested to date.

F2 · derivative.expiration_date: These restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have not vested to date.

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March 12, 2020 Filed Mar 16, 2020 13:42 UTC SaleCommon Stock, $0.01 par value 43,112 $1.08 $46,560.96
Disclosure

SEC source: 0000919574-20-002444 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,968,323

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 19, 2020 Filed Feb 2, 2022 23:17 UTC
McGlynn Jason WilliamSVP, CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-010971 · tm224955-3_4seq1.xml · derivative · entry 5

McGlynn Jason William · CIK 0001841316 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,733

Underlying: Common Stock · 41,667 shares

Expires not disclosed

F5 · derivative.exercise_price: Share amount reflects an aggregate number and represents 25,000 PSUs and 16,667 TSUs. These TSUs and PSUs were originally granted under the Legacy Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. The TSUs and PSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Share amount reflects an aggregate number and represents 25,000 PSUs and 16,667 TSUs. These TSUs and PSUs were originally granted under the Legacy Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. The TSUs and PSUs convert into common stock on a one-for-one basis.

F5 · derivative.expiration_date: Share amount reflects an aggregate number and represents 25,000 PSUs and 16,667 TSUs. These TSUs and PSUs were originally granted under the Legacy Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. The TSUs and PSUs convert into common stock on a one-for-one basis.

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December 17, 2019 Filed Dec 18, 2019 11:05 UTC SaleCommon Stock, par value $0.01 per share 1,304 $6.83 $8,899.80
Disclosure

SEC source: 0000899243-19-029507 · doc4.xml · nonDerivative · entry 1

Hamm Christopher W. · CIK 0001782520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 01, 2019 Filed Jan 23, 2021 02:37 UTC
Willis Eric M.See Remarks
Exercise / conversionCommon Stock, par value $0.01 per share 7,058 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003118 · doc4.xml · nonDerivative · entry 2

Willis Eric M. · CIK 0001782521 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

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November 22, 2019 Filed Nov 26, 2019 16:15 UTC
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
GrantCommon Stock, $0.01 par value per share ("Common Stock") 496,817 $5.37 $2,667,907.29
Disclosure

SEC source: 0000902664-19-004439 · ownership.xml · nonDerivative · entry 1

FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,415,297

F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

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November 22, 2019 Filed Nov 26, 2019 21:44 UTC SaleCommon Stock, $0.01 par value 500,000 $5.37 $2,685,000.00
Disclosure

SEC source: 0000919574-19-007496 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,011,435

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:06 UTC SaleCommon Stock, $0.01 par value 5,000 $6.57 $32,850.00
Disclosure

SEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 4

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,511,435

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:06 UTC SaleCommon Stock, $0.01 par value 5,000 $6.61 $33,050.00
Disclosure

SEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 3

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,516,435

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:06 UTC SaleCommon Stock, $0.01 par value 15,000 $6.54 $98,100.00
Disclosure

SEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,521,435

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:06 UTC SaleCommon Stock, $0.01 par value 10,276 $6.60 $67,821.60
Disclosure

SEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,536,435

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 01, 2019 Filed Jan 22, 2021 21:40 UTC
Smiley RichardSVP, OPERATIONS
Exercise / conversionCommon Stock, par value $0.01 per share 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2019 Filed Jan 23, 2021 02:37 UTC
Willis Eric M.See Remarks
Exercise / conversionCommon Stock, par value $0.01 per share 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003118 · doc4.xml · nonDerivative · entry 1

Willis Eric M. · CIK 0001782521 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2019 Filed Jan 23, 2021 02:36 UTC
Willsher MartynDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock, par value $0.01 per share 3,529 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 1

Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 16:17 UTC SaleCommon Stock, par value $0.01 per share 4,316 $6.61 $28,544.73
Disclosure

SEC source: 0000899243-19-024129 · doc4.xml · nonDerivative · entry 1

Hamm Christopher W. · CIK 0001782520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $6.6000 to $6.6300, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.