Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2020 Filed Nov 20, 2020 08:35 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
SaleCommon Stock | 66,031 | $0.91 | $60,378.75 |
DisclosureSEC source: 0000902664-20-004038 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,312,599 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 08:35 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
SaleCommon Stock, $0.01 par value per share ("Common Stock") | 157,193 | $0.95 | $149,191.88 |
DisclosureSEC source: 0000902664-20-004038 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,378,630 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 08:30 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
SaleCommon Stock, $0.01 par value per share ("Common Stock") | 50,027 | $0.92 | $45,844.74 |
DisclosureSEC source: 0000902664-20-003616 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,535,823 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan . Read SEC document |
| October 01, 2020 Filed Jan 22, 2021 21:40 UTC |
Smiley RichardSVP, OPERATIONS
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 4 Smiley Richard · CIK 0001651532 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2020 Filed Jan 23, 2021 02:37 UTC |
Willis Eric M.See Remarks
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003118 · doc4.xml · nonDerivative · entry 3 Willis Eric M. · CIK 0001782521 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2020 Filed Jan 23, 2021 02:36 UTC |
Willsher MartynDirector · PRESIDENT & CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 3,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 4 Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 08:00 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
SaleCommon Stock | 19,389 | $0.90 | $17,545.11 |
DisclosureSEC source: 0000902664-20-003468 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,585,850 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 08:00 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
SaleCommon Stock, $0.01 par value per share ("Common Stock") | 441,883 | $0.97 | $430,526.61 |
DisclosureSEC source: 0000902664-20-003468 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,605,239 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 17:55 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 7,751 | $0.90 | $7,000.70 |
DisclosureSEC source: 0000902664-20-003394 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,047,122 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 08:00 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock | 39,591 | $0.91 | $36,087.20 |
DisclosureSEC source: 0000902664-20-003364 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed F1 · security: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 08:00 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 93,826 | $0.92 | $86,197.95 |
DisclosureSEC source: 0000902664-20-003364 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,094,464 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 17:26 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock | 29,800 | $1.23 | $36,725.52 |
DisclosureSEC source: 0000902664-20-003007 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,188,290 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:26 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 38,813 | $1.28 | $49,835.89 |
DisclosureSEC source: 0000902664-20-003007 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,218,090 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 17:44 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock" | 74,950 | $1.23 | $92,473.31 |
DisclosureSEC source: 0000902664-20-002948 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,256,903 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 17:44 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 83,444 | $1.27 | $105,748.58 |
DisclosureSEC source: 0000902664-20-002948 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,331,853 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 01, 2020 Filed Jan 22, 2021 21:37 UTC |
DuBard DeniseSEE REMARKS
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003117 · doc4.xml · nonDerivative · entry 1 DuBard Denise · CIK 0001353117 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| July 01, 2020 Filed Jan 22, 2021 21:37 UTC |
Lopez Anthony WilliamSee Remarks
|
Exercise / conversionCommon Stock, par value $0.01 per share | 6,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003119 · doc4.xml · nonDerivative · entry 1 Lopez Anthony William · CIK 0001808753 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: TSUs (as defined below) convert into common stock on a one-for-one basis. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 17:18 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 25,000 | $1.29 | $32,250.00 |
DisclosureSEC source: 0000919574-20-004367 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,748,088 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 13:37 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 15,000 | $1.56 | $23,400.00 |
DisclosureSEC source: 0000919574-20-004257 · ownership.xml · nonDerivative · entry 2 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,773,088 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 13:37 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 15,000 | $1.64 | $24,600.00 |
DisclosureSEC source: 0000919574-20-004257 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,788,088 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 14:24 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 16,162 | $1.63 | $26,344.06 |
DisclosureSEC source: 0000919574-20-004210 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,803,088 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 16:07 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 5,411 | $1.82 | $9,848.02 |
DisclosureSEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 5 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,819,250 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 16:07 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 16,500 | $1.82 | $30,030.00 |
DisclosureSEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 4 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,824,661 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:07 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 12,132 | $1.76 | $21,352.32 |
DisclosureSEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 3 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,841,161 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:07 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 19,913 | $1.87 | $37,237.31 |
DisclosureSEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 2 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,853,293 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:07 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 15,000 | $1.83 | $27,450.00 |
DisclosureSEC source: 0000919574-20-004156 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,873,206 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 13:09 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 80,117 | $2.03 | $162,637.51 |
DisclosureSEC source: 0000919574-20-004045 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,888,206 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 04, 2020 Filed Jan 22, 2021 21:40 UTC |
Smiley RichardSVP, OPERATIONS
|
Exercise / conversionCommon Stock, par value $0.01 per share | 6,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 3 Smiley Richard · CIK 0001651532 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 04, 2020 Filed Jan 23, 2021 02:36 UTC |
Willsher MartynDirector · PRESIDENT & CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 4,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 3 Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 04, 2020 Filed Feb 23, 2021 00:08 UTC |
Hamm Christopher W.Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007626 · doc4.xml · nonDerivative · entry 3 Hamm Christopher W. · CIK 0001782520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("Board RSUs") were originally granted under the Legacy Amplify 2017 Non-Employee Directors Compensation Plan and vest periodically so long as the reporting person remains a member of the board of directors of Amplify Energy Corp. on each applicable vesting date. Amount reported represents the amount of such Board RSUs held by the reporting person that have vested to date. The Board RSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 04, 2020 Filed Feb 23, 2021 00:08 UTC |
Hamm Christopher W.Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007626 · doc4.xml · nonDerivative · entry 2 Hamm Christopher W. · CIK 0001782520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("Board RSUs") were originally granted under the Legacy Amplify 2017 Non-Employee Directors Compensation Plan and vest periodically so long as the reporting person remains a member of the board of directors of Amplify Energy Corp. on each applicable vesting date. Amount reported represents the amount of such Board RSUs held by the reporting person that have vested to date. The Board RSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 03, 2020 Filed Feb 23, 2021 00:08 UTC |
Hamm Christopher W.Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 3,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007626 · doc4.xml · nonDerivative · entry 1 Hamm Christopher W. · CIK 0001782520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("Board RSUs") were originally granted under the Legacy Amplify 2017 Non-Employee Directors Compensation Plan and vest periodically so long as the reporting person remains a member of the board of directors of Amplify Energy Corp. on each applicable vesting date. Amount reported represents the amount of such Board RSUs held by the reporting person that have vested to date. The Board RSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 01, 2020 Filed Jan 22, 2021 21:40 UTC |
Smiley RichardSVP, OPERATIONS
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 2 Smiley Richard · CIK 0001651532 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 01, 2020 Filed Jan 23, 2021 02:36 UTC |
Willsher MartynDirector · PRESIDENT & CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 2 Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2020 Filed Jan 22, 2021 21:37 UTC |
Lopez Anthony WilliamSee Remarks
|
GrantRestricted Stock Units · Derivative | 23,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003119 · doc4.xml · derivative · entry 3 Lopez Anthony William · CIK 0001808753 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,325 Underlying: Common Stock · 23,325 shares Expires not disclosed F3 · derivative.exercise_price: PSUs (as defined below) convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: These restricted stock units with performance and service-based vesting conditions ("PSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such PSUs held by the reporting person that have not vested to date. F4 · derivative.expiration_date: These restricted stock units with performance and service-based vesting conditions ("PSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such PSUs held by the reporting person that have not vested to date. Read SEC document |
| April 01, 2020 Filed Jan 22, 2021 21:37 UTC |
Lopez Anthony WilliamSee Remarks
|
GrantRestricted Stock Units · Derivative | 15,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003119 · doc4.xml · derivative · entry 2 Lopez Anthony William · CIK 0001808753 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,550 Underlying: Common Stock · 15,550 shares Expires not disclosed F1 · derivative.exercise_price: TSUs (as defined below) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have not vested to date. F2 · derivative.expiration_date: These restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have not vested to date. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 13:42 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 43,112 | $1.08 | $46,560.96 |
DisclosureSEC source: 0000919574-20-002444 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,968,323 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 19, 2020 Filed Feb 2, 2022 23:17 UTC |
McGlynn Jason WilliamSVP, CHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010971 · tm224955-3_4seq1.xml · derivative · entry 5 McGlynn Jason William · CIK 0001841316 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,733 Underlying: Common Stock · 41,667 shares Expires not disclosed F5 · derivative.exercise_price: Share amount reflects an aggregate number and represents 25,000 PSUs and 16,667 TSUs. These TSUs and PSUs were originally granted under the Legacy Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. The TSUs and PSUs convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Share amount reflects an aggregate number and represents 25,000 PSUs and 16,667 TSUs. These TSUs and PSUs were originally granted under the Legacy Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. The TSUs and PSUs convert into common stock on a one-for-one basis. F5 · derivative.expiration_date: Share amount reflects an aggregate number and represents 25,000 PSUs and 16,667 TSUs. These TSUs and PSUs were originally granted under the Legacy Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. The TSUs and PSUs convert into common stock on a one-for-one basis. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 11:05 UTC |
Hamm Christopher W.Director
|
SaleCommon Stock, par value $0.01 per share | 1,304 | $6.83 | $8,899.80 |
DisclosureSEC source: 0000899243-19-029507 · doc4.xml · nonDerivative · entry 1 Hamm Christopher W. · CIK 0001782520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 01, 2019 Filed Jan 23, 2021 02:37 UTC |
Willis Eric M.See Remarks
|
Exercise / conversionCommon Stock, par value $0.01 per share | 7,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003118 · doc4.xml · nonDerivative · entry 2 Willis Eric M. · CIK 0001782521 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 16:15 UTC |
FIR TREE CAPITAL MANAGEMENT LPDirector · 10% owner · See Remarks
|
GrantCommon Stock, $0.01 par value per share ("Common Stock") | 496,817 | $5.37 | $2,667,907.29 |
DisclosureSEC source: 0000902664-19-004439 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,415,297 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 21:44 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
Brigade Capital Management GP, LLC10% owner
MORGAN DONALD E III10% owner
|
SaleCommon Stock, $0.01 par value | 500,000 | $5.37 | $2,685,000.00 |
DisclosureSEC source: 0000919574-19-007496 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,011,435 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:06 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 5,000 | $6.57 | $32,850.00 |
DisclosureSEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 4 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,511,435 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:06 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 5,000 | $6.61 | $33,050.00 |
DisclosureSEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 3 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,516,435 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:06 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 15,000 | $6.54 | $98,100.00 |
DisclosureSEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 2 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,521,435 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:06 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 10,276 | $6.60 | $67,821.60 |
DisclosureSEC source: 0000919574-19-006838 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,536,435 F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 01, 2019 Filed Jan 22, 2021 21:40 UTC |
Smiley RichardSVP, OPERATIONS
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 1 Smiley Richard · CIK 0001651532 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2019 Filed Jan 23, 2021 02:37 UTC |
Willis Eric M.See Remarks
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003118 · doc4.xml · nonDerivative · entry 1 Willis Eric M. · CIK 0001782521 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2019 Filed Jan 23, 2021 02:36 UTC |
Willsher MartynDirector · PRESIDENT & CEO
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Exercise / conversionCommon Stock, par value $0.01 per share | 3,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003116 · doc4.xml · nonDerivative · entry 1 Willsher Martyn · CIK 0001782502 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:17 UTC |
Hamm Christopher W.Director
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SaleCommon Stock, par value $0.01 per share | 4,316 | $6.61 | $28,544.73 |
DisclosureSEC source: 0000899243-19-024129 · doc4.xml · nonDerivative · entry 1 Hamm Christopher W. · CIK 0001782520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $6.6000 to $6.6300, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.