Smiley Richard

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · derivative · entry 9

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.

F2 · derivative.exercise_date: Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.

F2 · derivative.expiration_date: Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.

F2 · derivative.underlying_shares: Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.

F4 · derivative.underlying_shares: In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to 28,245 PSUs, with the remaining 26,456 PSUs held by the Reporting Person at the time of such resignation being forfeited.

F4 · balance_after: In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to 28,245 PSUs, with the remaining 26,456 PSUs held by the Reporting Person at the time of such resignation being forfeited.

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · derivative · entry 8

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · derivative.exercise_date: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · derivative.expiration_date: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · derivative.underlying_shares: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F3 · derivative.underlying_shares: In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to the Reporting Persons remaining 36,468 TSUs.

F3 · balance_after: In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to the Reporting Persons remaining 36,468 TSUs.

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · nonDerivative · entry 6

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,869

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · nonDerivative · entry 5

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.

F2 · price: Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · nonDerivative · entry 4

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,492

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · nonDerivative · entry 3

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · derivative · entry 7

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,468

Underlying: Common Stock · 12,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · derivative.exercise_date: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · derivative.expiration_date: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · derivative.underlying_shares: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · nonDerivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,811

SEC source: 0001104659-23-034454 · tm236408-6_4seq1.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F1 · price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

SEC source: 0001104659-23-010471 · tm235301-2_4seq1.xml · derivative · entry 3

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,897

Underlying: Common Stock · 12,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on an equal basis over a three-year period and so long as the reporting person remains employed by the Company through the applicable vesting date. Each TSU represents the contingent right to receive, upon vesting, one share of Common Stock of the Company.

F2 · derivative.exercise_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on an equal basis over a three-year period and so long as the reporting person remains employed by the Company through the applicable vesting date. Each TSU represents the contingent right to receive, upon vesting, one share of Common Stock of the Company.

F2 · derivative.expiration_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on an equal basis over a three-year period and so long as the reporting person remains employed by the Company through the applicable vesting date. Each TSU represents the contingent right to receive, upon vesting, one share of Common Stock of the Company.

F2 · derivative.underlying_shares: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on an equal basis over a three-year period and so long as the reporting person remains employed by the Company through the applicable vesting date. Each TSU represents the contingent right to receive, upon vesting, one share of Common Stock of the Company.

SEC source: 0001104659-23-010471 · tm235301-2_4seq1.xml · nonDerivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,409

SEC source: 0001104659-23-010471 · tm235301-2_4seq1.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

F1 · price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

SEC source: 0001104659-23-002249 · tm232762-4_4seq1.xml · derivative · entry 3

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,701

Underlying: Common Stock · 9,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of the target amount. On January 7, 2023, the Compensation Committee certified the Company's relative total shareholder return performance over the second performance period, which ran from January 1, 2022 through December 31, 2022, resulting in 25% of the PSUs originally granted on April 1, 2021 becoming earned at 200% of the target amount.

F2 · derivative.exercise_date: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of the target amount. On January 7, 2023, the Compensation Committee certified the Company's relative total shareholder return performance over the second performance period, which ran from January 1, 2022 through December 31, 2022, resulting in 25% of the PSUs originally granted on April 1, 2021 becoming earned at 200% of the target amount.

F2 · derivative.expiration_date: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of the target amount. On January 7, 2023, the Compensation Committee certified the Company's relative total shareholder return performance over the second performance period, which ran from January 1, 2022 through December 31, 2022, resulting in 25% of the PSUs originally granted on April 1, 2021 becoming earned at 200% of the target amount.

F2 · derivative.underlying_shares: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of the target amount. On January 7, 2023, the Compensation Committee certified the Company's relative total shareholder return performance over the second performance period, which ran from January 1, 2022 through December 31, 2022, resulting in 25% of the PSUs originally granted on April 1, 2021 becoming earned at 200% of the target amount.

SEC source: 0001104659-23-002249 · tm232762-4_4seq1.xml · nonDerivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,308

SEC source: 0001104659-23-002249 · tm232762-4_4seq1.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with performance and service-based vesting conditions ("PSUs"). On January 7, 2023, the Compensation Committee (the "Compensation Committee") of the Company certified the Company's relative total shareholder return performance over the second performance period, which ran from January 1, 2022 through December 31, 2022, resulting in 25% of the PSUs originally granted on April 1, 2021 becoming earned at 200% of the target amount.

F1 · price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with performance and service-based vesting conditions ("PSUs"). On January 7, 2023, the Compensation Committee (the "Compensation Committee") of the Company certified the Company's relative total shareholder return performance over the second performance period, which ran from January 1, 2022 through December 31, 2022, resulting in 25% of the PSUs originally granted on April 1, 2021 becoming earned at 200% of the target amount.

SEC source: 0001104659-22-035084 · tm229634-4_4seq1.xml · nonDerivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,166

SEC source: 0001104659-22-035084 · tm229634-4_4seq1.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

SEC source: 0001104659-22-010973 · tm224955-5_4seq1.xml · derivative · entry 5

Smiley Richard · CIK 0001651532 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,368

Underlying: Common Stock · 36,058 shares

Expires not disclosed

F4 · derivative.exercise_price: Share amount reflects an aggregate number and represents 36,058 PSUs. These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

F4 · derivative.exercise_date: Share amount reflects an aggregate number and represents 36,058 PSUs. These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

F4 · derivative.expiration_date: Share amount reflects an aggregate number and represents 36,058 PSUs. These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

SEC source: 0001104659-22-010973 · tm224955-5_4seq1.xml · derivative · entry 4

Smiley Richard · CIK 0001651532 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,310

Underlying: Common Stock · 36,058 shares

Expires not disclosed

F3 · derivative.exercise_price: Share amount reflects an aggregate number and represents 36,058 unvested restricted stock units with service-based vesting conditions ("TSUs"). These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains employed by the Company through the vesting date. The TSUs convert into the Company's Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Share amount reflects an aggregate number and represents 36,058 unvested restricted stock units with service-based vesting conditions ("TSUs"). These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains employed by the Company through the vesting date. The TSUs convert into the Company's Common Stock on a one-for-one basis.

F3 · derivative.expiration_date: Share amount reflects an aggregate number and represents 36,058 unvested restricted stock units with service-based vesting conditions ("TSUs"). These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains employed by the Company through the vesting date. The TSUs convert into the Company's Common Stock on a one-for-one basis.

SEC source: 0001104659-22-010973 · tm224955-5_4seq1.xml · derivative · entry 3

Smiley Richard · CIK 0001651532 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,252

Underlying: Common Stock · 9,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

F2 · derivative.exercise_date: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

F2 · derivative.expiration_date: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

SEC source: 0001104659-22-010973 · tm224955-5_4seq1.xml · nonDerivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,764

SEC source: 0001104659-22-010973 · tm224955-5_4seq1.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with performance and service-based vesting conditions ("PSUs").

SEC source: 0001415889-21-004756 · form4-10052021_021042.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

F2 · balance_after: The total shares reported as directly held in Table I, Column 5 of this Form 4 reflect a decrease of 37,287 shares representing previously awarded, but unvested, TSUs and 37,287 shares representing previously awarded, but unvested, restricted stock units with performance and service-based vesting conditions ("PSUs") that were previously reported in Table I. These PSUs and TSUs are now reported in Table II of this Form 4.

SEC source: 0000899243-21-032337 · doc4.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,428

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.67 to $3.70, inclusive. The reporting person undertakes to provide to Amplify Energy Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4

SEC source: 0000899243-21-018096 · doc4.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0000899243-21-014788 · doc4.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,076

F1 · price: Share amount reflects an aggregate number and represents 37,287 unvested restricted stock units with service-based vesting conditions ("TSUs") and 37,287 unvested restricted stock units with performance and service-based vesting conditions ("PSUs"). These TSUs and PSUs were granted under the Amplify Management Incentive Plan and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. The TSUs and PSUs convert into common stock on a one-for-one basis.

SEC source: 0001415889-21-004756 · form4-10052021_021042.xml · derivative · entry 3

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,574

Underlying: Common Stock · 37,287 shares

Expires not disclosed

F4 · derivative.exercise_price: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan. One-third of the TSUs vest on the first anniversary of the date of grant, one-third of the TSUs vest on the second anniversary of the date of grant and one-third of the TSUs vest on the third anniversary of the date of grant, so long as the reporting person remains an officer of the Company through the applicable vesting date. Each TSU represents a contingent right to receive one share of Common Stock of the Company upon vesting.

F4 · derivative.exercise_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan. One-third of the TSUs vest on the first anniversary of the date of grant, one-third of the TSUs vest on the second anniversary of the date of grant and one-third of the TSUs vest on the third anniversary of the date of grant, so long as the reporting person remains an officer of the Company through the applicable vesting date. Each TSU represents a contingent right to receive one share of Common Stock of the Company upon vesting.

F4 · derivative.expiration_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan. One-third of the TSUs vest on the first anniversary of the date of grant, one-third of the TSUs vest on the second anniversary of the date of grant and one-third of the TSUs vest on the third anniversary of the date of grant, so long as the reporting person remains an officer of the Company through the applicable vesting date. Each TSU represents a contingent right to receive one share of Common Stock of the Company upon vesting.

F2 · balance_after: The total shares reported as directly held in Table I, Column 5 of this Form 4 reflect a decrease of 37,287 shares representing previously awarded, but unvested, TSUs and 37,287 shares representing previously awarded, but unvested, restricted stock units with performance and service-based vesting conditions ("PSUs") that were previously reported in Table I. These PSUs and TSUs are now reported in Table II of this Form 4.

SEC source: 0001415889-21-004756 · form4-10052021_021042.xml · derivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,287

Underlying: Common Stock · 37,287 shares

Expires not disclosed

F3 · derivative.exercise_price: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains an officer of the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

F3 · derivative.exercise_date: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains an officer of the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

F3 · derivative.expiration_date: These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains an officer of the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of one share of the Company's Common Stock.

SEC source: 0000899243-21-007604 · doc4.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,502

F1 · price: Share amount reflects that portion of the reporting person's 2020 annual incentive bonus paid to such reporting person pursuant to Amplify Energy Corp.'s ("Amplify") annual incentive bonus program. The earned annual incentive bonus payable to the reporting person was paid 35% in cash and 65% in fully vested shares of Amplify common stock, par value $0.01 per share ("Common Stock"), calculated based on the three-day volume weighted average price of a share of Amplify Common Stock for the three consecutive trading days ending February 5, 2021.

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 4

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 3

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 2

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0000899243-21-003121 · doc4.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported on 8/6/2019 by the reporting person, these restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the Legacy Amplify Management Incentive Plan (the "MIP Plan") and vest periodically so long as the reporting person remains employed by Amplify Energy Corp. or one of its affiliates on each applicable vesting date. Amount reported represents the amount of such TSUs held by the reporting person that have vested to date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0000899243-19-021131 · doc4.xml · derivative · entry 4

Smiley Richard · CIK 0001651532 · Senior V.P. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,330

Underlying: Common Stock · 9,330 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Midstates Petroleum Company, Inc. ("Midstates"), Midstates Holdings, Inc., a wholly owned subsidiary of Midstates ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of Midstates. Immediately after the Effective Time, Midstates changed its name to "Amplify Energy Corp." (the "Combined Company"). At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Combined Company, rounded up to the nearest whole share (the "Exchange Ratio"). On the trading day immediately prior to the Effective Time, the closing price of Midstates' common stock was $4.36 per share.

F4 · shares: These restricted stock units with performance- and service-based vesting conditions ("PSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by the Combined Company or one of its affiliates on each applicable vesting date. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing PSUs became restricted stock units of the Combined Company, subject to the Exchange Ratio.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Midstates Petroleum Company, Inc. ("Midstates"), Midstates Holdings, Inc., a wholly owned subsidiary of Midstates ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of Midstates. Immediately after the Effective Time, Midstates changed its name to "Amplify Energy Corp." (the "Combined Company"). At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Combined Company, rounded up to the nearest whole share (the "Exchange Ratio"). On the trading day immediately prior to the Effective Time, the closing price of Midstates' common stock was $4.36 per share.

F4 · derivative.exercise_date: These restricted stock units with performance- and service-based vesting conditions ("PSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by the Combined Company or one of its affiliates on each applicable vesting date. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing PSUs became restricted stock units of the Combined Company, subject to the Exchange Ratio.

F4 · derivative.expiration_date: These restricted stock units with performance- and service-based vesting conditions ("PSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by the Combined Company or one of its affiliates on each applicable vesting date. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing PSUs became restricted stock units of the Combined Company, subject to the Exchange Ratio.

SEC source: 0000899243-19-021131 · doc4.xml · derivative · entry 3

Smiley Richard · CIK 0001651532 · Senior V.P. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,446

Underlying: Common Stock · 24,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Midstates Petroleum Company, Inc. ("Midstates"), Midstates Holdings, Inc., a wholly owned subsidiary of Midstates ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of Midstates. Immediately after the Effective Time, Midstates changed its name to "Amplify Energy Corp." (the "Combined Company"). At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Combined Company, rounded up to the nearest whole share (the "Exchange Ratio"). On the trading day immediately prior to the Effective Time, the closing price of Midstates' common stock was $4.36 per share.

F3 · shares: These restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by the Combined Company or one of its affiliates on each applicable vesting date. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing TSUs became restricted stock units of the Combined Company, subject to the Exchange Ratio.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Midstates Petroleum Company, Inc. ("Midstates"), Midstates Holdings, Inc., a wholly owned subsidiary of Midstates ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of Midstates. Immediately after the Effective Time, Midstates changed its name to "Amplify Energy Corp." (the "Combined Company"). At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Combined Company, rounded up to the nearest whole share (the "Exchange Ratio"). On the trading day immediately prior to the Effective Time, the closing price of Midstates' common stock was $4.36 per share.

F3 · derivative.exercise_date: These restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by the Combined Company or one of its affiliates on each applicable vesting date. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing TSUs became restricted stock units of the Combined Company, subject to the Exchange Ratio.

F3 · derivative.expiration_date: These restricted stock units with service-based vesting conditions ("TSUs") were originally granted under the MIP Plan and vest periodically so long as the reporting person remains employed by the Combined Company or one of its affiliates on each applicable vesting date. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing TSUs became restricted stock units of the Combined Company, subject to the Exchange Ratio.

SEC source: 0000899243-19-021131 · doc4.xml · derivative · entry 2

Smiley Richard · CIK 0001651532 · Senior V.P. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,895

Underlying: Common Stock · 8,895 shares

Expires 2023-05-04

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Midstates Petroleum Company, Inc. ("Midstates"), Midstates Holdings, Inc., a wholly owned subsidiary of Midstates ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of Midstates. Immediately after the Effective Time, Midstates changed its name to "Amplify Energy Corp." (the "Combined Company"). At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Combined Company, rounded up to the nearest whole share (the "Exchange Ratio"). On the trading day immediately prior to the Effective Time, the closing price of Midstates' common stock was $4.36 per share.

F2 · shares: These options were originally granted under Legacy Amplify Management Incentive Plan (the "MIP Plan") on May 4, 2017. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing options became options to purchase common stock of the Combined Company, subject to the Exchange Ratio. The stock options are currently exercisable.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Midstates Petroleum Company, Inc. ("Midstates"), Midstates Holdings, Inc., a wholly owned subsidiary of Midstates ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of Midstates. Immediately after the Effective Time, Midstates changed its name to "Amplify Energy Corp." (the "Combined Company"). At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Combined Company, rounded up to the nearest whole share (the "Exchange Ratio"). On the trading day immediately prior to the Effective Time, the closing price of Midstates' common stock was $4.36 per share.

F2 · derivative.exercise_date: These options were originally granted under Legacy Amplify Management Incentive Plan (the "MIP Plan") on May 4, 2017. At the Effective Time, the Combined Company assumed the MIP Plan and related award agreements and the existing options became options to purchase common stock of the Combined Company, subject to the Exchange Ratio. The stock options are currently exercisable.

SEC source: 0000899243-19-021131 · doc4.xml · nonDerivative · entry 1

Smiley Richard · CIK 0001651532 · Senior V.P. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Midstates Petroleum Company, Inc. ("Midstates"), Midstates Holdings, Inc., a wholly owned subsidiary of Midstates ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of Midstates. Immediately after the Effective Time, Midstates changed its name to "Amplify Energy Corp." (the "Combined Company"). At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Combined Company, rounded up to the nearest whole share (the "Exchange Ratio"). On the trading day immediately prior to the Effective Time, the closing price of Midstates' common stock was $4.36 per share.