organization · Reporting owner
FIR TREE CAPITAL MANAGEMENT LP
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplify Energy Corp.AMPY · Entity 6295 | Director · 10% owner · See Remarks | December 11, 2020 | December 14, 2020 |
| CIVITAS RESOURCES, INC.BCEI · Entity 67944 | 10% owner | April 28, 2017 | May 02, 2017 |
| Eco-Stim Energy Solutions, Inc.ESES · Entity 157814 | Director · 10% owner · See Remarks | March 29, 2018 | April 02, 2018 |
| Titan Energy, LLCTTEN · Entity 16282 | 10% owner | September 01, 2016 | September 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplify Energy Corp.
Report date December 11, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-12-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-11 · Sale · Disposed 8,548,485 · Balance 0 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2: The shares reported in this Form 4 were sold in connection with a secondary offering of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
F2: The shares reported in this Form 4 were sold in connection with a secondary offering of the Issuer's Common Stock.
CIVITAS RESOURCES, INC.
Report date April 28, 2017 · Filed May 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | Not disclosed |
Reported balance
After 2017-04-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-04-28 · Sale · Disposed 5,574,509 · Balance Not disclosed F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F3: As of the time of this filing, these shares of Common Stock were cancelled pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
F3: As of the time of this filing, these shares of Common Stock were cancelled pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code.
Eco-Stim Energy Solutions, Inc.
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Convertible Preferred Stock ("Preferred Stock")SEC Table II · derivative / convertible security | IndirectSee footnote | 10,000 |
Reported balance
After 2018-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-29 · Grant · Acquired 10,000 · Balance 10,000 F1: The initial conversion price of the Series A Preferred Stock equals $1.15 and is subject to adjustment for stock splits, combinations, certain distributions or similar events. F2: The Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Preferred Stock accrues dividends which may, under certain circumstances, be paid in shares of Common Stock. F3: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the securities held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The initial conversion price of the Series A Preferred Stock equals $1.15 and is subject to adjustment for stock splits, combinations, certain distributions or similar events.
F2: The Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Preferred Stock accrues dividends which may, under certain circumstances, be paid in shares of Common Stock.
F3: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the securities held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Titan Energy, LLC
Report date September 01, 2016 · Filed September 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares Representing LLC Interests ("Common Shares")SEC Table I · non-derivative | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2016-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Terrapin 3 Acquisition Corp
Report date December 08, 2016 · Filed December 12, 2016
Section 16 reporting ended · disclosed 2016-12-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2016-12-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-08 · Sale · Disposed 1,831,500 · Balance 0 F1: On December 8, 2016, Fir Tree Capital Opportunity Master Fund LP, a Cayman Islands exempted limited partnership ("Master Fund"), for which the Reporting Person serves as the investment manager, sold 1,831,500 shares of the Class A Common Stock, par value $0.0001 (the "Common Stock"), of Terrapin 3 Acquisition Corporation, a Delaware corporation (the "Company"), pursuant to a Stock Purchase Agreement, dated as of December 8, 2016. As a result of the disposition, as of December 8, 2016, the Reporting Person no longer beneficially owned any shares of the Common Stock. Prior to the disposition, the Reporting Person possessed the sole power to vote and the sole power to direct the disposition of all securities of the Company held by the Master Fund. F2: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 8, 2016, Fir Tree Capital Opportunity Master Fund LP, a Cayman Islands exempted limited partnership ("Master Fund"), for which the Reporting Person serves as the investment manager, sold 1,831,500 shares of the Class A Common Stock, par value $0.0001 (the "Common Stock"), of Terrapin 3 Acquisition Corporation, a Delaware corporation (the "Company"), pursuant to a Stock Purchase Agreement, dated as of December 8, 2016. As a result of the disposition, as of December 8, 2016, the Reporting Person no longer beneficially owned any shares of the Common Stock. Prior to the disposition, the Reporting Person possessed the sole power to vote and the sole power to direct the disposition of all securities of the Company held by the Master Fund.
F2: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
ULTRA PETROLEUM CORP
Report date August 12, 2020 · Filed August 14, 2020
Section 16 reporting ended · disclosed 2020-08-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee footnote | 15,896,252 |
Last balance in matching sequence
After 2020-08-14 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-08-12 · Sale · Disposed 1,278,000 · Balance 25,320,611 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Row 2 · 2020-08-13 · Sale · Disposed 1,928,772 · Balance 23,391,839 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Row 3 · 2020-08-14 · Sale · Disposed 7,495,587 · Balance 15,896,252 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 14, 2020 16:34 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 8,548,485 | $1.09 | $9,339,219.86 |
DisclosureSEC source: 0000902664-20-004215 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The shares reported in this Form 4 were sold in connection with a secondary offering of the Issuer's Common Stock. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 08:45 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock | 16,916 | $1.05 | $17,778.72 |
DisclosureSEC source: 0000902664-20-004120 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,548,485 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 08:45 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 50,134 | $1.05 | $52,425.12 |
DisclosureSEC source: 0000902664-20-004120 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,565,401 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 08:50 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock | 78,897 | $1.00 | $78,881.22 |
DisclosureSEC source: 0000902664-20-004104 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,615,535 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 08:50 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 38,887 | $1.10 | $42,892.36 |
DisclosureSEC source: 0000902664-20-004104 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,694,432 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 08:40 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock | 178,794 | $1.09 | $194,796.06 |
DisclosureSEC source: 0000902664-20-004083 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,733,319 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 08:40 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 271,908 | $1.06 | $288,276.86 |
DisclosureSEC source: 0000902664-20-004083 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,912,113 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 08:55 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock | 116,051 | $0.92 | $106,279.51 |
DisclosureSEC source: 0000902664-20-004063 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,184,021 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 08:55 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 12,527 | $0.90 | $11,323.16 |
DisclosureSEC source: 0000902664-20-004063 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,300,072 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 08:35 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock | 66,031 | $0.91 | $60,378.75 |
DisclosureSEC source: 0000902664-20-004038 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,312,599 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 08:35 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 157,193 | $0.95 | $149,191.88 |
DisclosureSEC source: 0000902664-20-004038 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,378,630 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 08:30 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 50,027 | $0.92 | $45,844.74 |
DisclosureSEC source: 0000902664-20-003616 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,535,823 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan . Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 08:00 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock | 19,389 | $0.90 | $17,545.11 |
DisclosureSEC source: 0000902664-20-003468 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,585,850 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 08:00 UTC | Amplify Energy Corp. AMPY · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 441,883 | $0.97 | $430,526.61 |
DisclosureSEC source: 0000902664-20-003468 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,605,239 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 17:55 UTC | Amplify Energy Corp. AMPY · Entity 6295 | Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 7,751 | $0.90 | $7,000.70 |
DisclosureSEC source: 0000902664-20-003394 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,047,122 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 08:00 UTC | Amplify Energy Corp. AMPY · Entity 6295 | Disposition to issuerCommon Stock | 39,591 | $0.91 | $36,087.20 |
DisclosureSEC source: 0000902664-20-003364 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed F1 · security: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 08:00 UTC | Amplify Energy Corp. AMPY · Entity 6295 | Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 93,826 | $0.92 | $86,197.95 |
DisclosureSEC source: 0000902664-20-003364 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,094,464 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · ownership.nature: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 14, 2020 Filed Aug 14, 2020 18:59 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | SaleCommon Shares | 7,495,587 | $0.01 | $79,453.22 |
DisclosureSEC source: 0000902664-20-003080 · ownership.xml · nonDerivative · entry 3 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,896,252 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 18:59 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | SaleCommon Shares | 1,928,772 | $0.02 | $29,317.33 |
DisclosureSEC source: 0000902664-20-003080 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,391,839 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 17:26 UTC | Amplify Energy Corp. AMPY · Entity 6295 | Disposition to issuerCommon Stock | 29,800 | $1.23 | $36,725.52 |
DisclosureSEC source: 0000902664-20-003007 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,188,290 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 18:59 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | SaleCommon Shares | 1,278,000 | $0.02 | $22,237.20 |
DisclosureSEC source: 0000902664-20-003080 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,320,611 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:26 UTC | Amplify Energy Corp. AMPY · Entity 6295 | Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 38,813 | $1.28 | $49,835.89 |
DisclosureSEC source: 0000902664-20-003007 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,218,090 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 17:44 UTC | Amplify Energy Corp. AMPY · Entity 6295 | Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock" | 74,950 | $1.23 | $92,473.31 |
DisclosureSEC source: 0000902664-20-002948 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,256,903 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 17:44 UTC | Amplify Energy Corp. AMPY · Entity 6295 | Disposition to issuerCommon Stock, $0.01 par value per share ("Common Stock") | 83,444 | $1.27 | $105,748.58 |
DisclosureSEC source: 0000902664-20-002948 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,331,853 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:24 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 1 | Not disclosed Strike: $6.18 | Not disclosed |
DisclosureSEC source: 0000902664-20-002279 · ownership.xml · derivative · entry 3 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Shares · 4,737,817 shares Expires 2021-02-05 F2 · security: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F3 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F2 · kind: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · shares: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · price: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · derivative.exercise_date: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · balance_after: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:24 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 1 | Not disclosed Strike: $6.22 | Not disclosed |
DisclosureSEC source: 0000902664-20-002279 · ownership.xml · derivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Shares · 7,924,063 shares Expires 2021-02-02 F2 · security: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F3 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F2 · kind: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · shares: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · price: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · derivative.exercise_date: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · balance_after: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:24 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 1 | Not disclosed Strike: $6.17 | Not disclosed |
DisclosureSEC source: 0000902664-20-002279 · ownership.xml · derivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Shares · 3,580,095 shares Expires 2021-02-01 F2 · security: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F3 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F2 · kind: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · shares: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · price: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · derivative.exercise_date: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F2 · balance_after: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.011. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:51 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 1 | Not disclosed Strike: $6.17 | Not disclosed |
DisclosureSEC source: 0000902664-20-002157 · ownership.xml · derivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1 Underlying: Common Shares · 2,894,144 shares Expires 2021-02-01 F2 · security: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123. F3 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F2 · kind: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123. F2 · shares: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123. F2 · price: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123. F2 · derivative.exercise_date: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123. F2 · balance_after: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. The notional shares settled under the swap contract were settled at a settlement price of $0.0123. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 16:20 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | SaleCommon Shares | 9,600,000 | $0.15 | $1,440,000.00 |
DisclosureSEC source: 0000902664-19-004572 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,598,611 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 16:15 UTC | Amplify Energy Corp. AMPY · Entity 6295 | GrantCommon Stock, $0.01 par value per share ("Common Stock") | 496,817 | $5.37 | $2,667,907.29 |
DisclosureSEC source: 0000902664-19-004439 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,415,297 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 16:19 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 1 | Not disclosed Strike: $6.17 | Not disclosed |
DisclosureSEC source: 0000902664-19-003533 · ownership.xml · derivative · entry 3 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1 Underlying: Common Shares · 564,635 shares Expires 2021-02-01 F2 · security: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. 253,554 of the 564,635 notional shares settled under the swap contract were settled at a settlement price of $0.1214 and the remaining 311,081 notional shares were settled at a settlement price of $0.1253. F3 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F2 · kind: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. 253,554 of the 564,635 notional shares settled under the swap contract were settled at a settlement price of $0.1214 and the remaining 311,081 notional shares were settled at a settlement price of $0.1253. F2 · shares: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. 253,554 of the 564,635 notional shares settled under the swap contract were settled at a settlement price of $0.1214 and the remaining 311,081 notional shares were settled at a settlement price of $0.1253. F2 · price: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. 253,554 of the 564,635 notional shares settled under the swap contract were settled at a settlement price of $0.1214 and the remaining 311,081 notional shares were settled at a settlement price of $0.1253. F2 · derivative.exercise_date: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. 253,554 of the 564,635 notional shares settled under the swap contract were settled at a settlement price of $0.1214 and the remaining 311,081 notional shares were settled at a settlement price of $0.1253. F2 · balance_after: Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time. 253,554 of the 564,635 notional shares settled under the swap contract were settled at a settlement price of $0.1214 and the remaining 311,081 notional shares were settled at a settlement price of $0.1253. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 16:19 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | SaleCommon Shares | 99,709 | $0.13 | $12,493.54 |
DisclosureSEC source: 0000902664-19-003533 · ownership.xml · nonDerivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,198,611 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 16:19 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | SaleCommon Shares | 81,270 | $0.12 | $9,866.18 |
DisclosureSEC source: 0000902664-19-003533 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,298,320 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 06, 2019 Filed Aug 13, 2019 16:33 UTC | Amplify Energy Corp. AMPY · Entity 6295 | GrantCommon Stock, $0.01 par value per share ("Common Stock") | 6,226,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-003331 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,912,114 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer, Midstates Holdings, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub") and Amplify Energy Corp. ("Legacy Amplify"), on August 6, 2019 (the "Effective Time"), Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer. Immediately after the Effective Time, the Issuer changed its name to "Amplify Energy Corp.". At the Effective Time, each share of Legacy Amplify common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.933 shares of the Issuer, rounded up to the nearest whole share. F2 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 16:21 UTC | Amplify Energy Corp. MPO · Entity 6295 | SaleCommon Stock, $0.01 par value per share ("Common Stock") | 1,706,949 | $10.00 | $17,069,490.00 |
DisclosureSEC source: 0000902664-19-001115 · ownership.xml · nonDerivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,686,129 F2 · shares: The number of shares of Common Stock owned and transferred is an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, which expired on February 12, 2019, based on the Issuer's press release dated as of February 13, 2019. F2 · balance_after: The number of shares of Common Stock owned and transferred is an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, which expired on February 12, 2019, based on the Issuer's press release dated as of February 13, 2019. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 19:03 UTC | Eco-Stim Energy Solutions, Inc. ESES · Entity 157814 | GrantSeries A Convertible Preferred Stock ("Preferred Stock") · Derivative | 10,000 | $1,000.00 | $10,000,000.00 |
DisclosureSEC source: 0000902664-18-001827 · p18-0929form4.xml · derivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,000 Underlying: Common Stock, $0.001 par value per share ("Common Stock") · 8,695,652 shares Expires not disclosed F1 · derivative.exercise_price: The initial conversion price of the Series A Preferred Stock equals $1.15 and is subject to adjustment for stock splits, combinations, certain distributions or similar events. F2 · derivative.exercise_date: The Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Preferred Stock accrues dividends which may, under certain circumstances, be paid in shares of Common Stock. F2 · derivative.expiration_date: The Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Preferred Stock accrues dividends which may, under certain circumstances, be paid in shares of Common Stock. F3 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the securities held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 19:30 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 1 | Not disclosed Strike: $6.18 | Not disclosed |
DisclosureSEC source: 0000902664-18-000631 · p18-0407form4.xml · derivative · entry 3 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Shares · 4,737,817 shares Expires 2021-02-05 F1 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F3 · derivative.exercise_price: Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price set forth in column 2 of Table II and the market value of a notional number of shares of Common Shares on the applicable expiration date as set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price set forth in column 2 of Table II and the market value of the reference shares on the applicable expiration date listed in Table II. F1 · price: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F4 · derivative.exercise_date: The Reporting Person has the right to terminate and close out each total return swap at any time. F5 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 19:30 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 1 | Not disclosed Strike: $6.22 | Not disclosed |
DisclosureSEC source: 0000902664-18-000631 · p18-0407form4.xml · derivative · entry 2 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Shares · 7,924,063 shares Expires 2021-02-02 F1 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F3 · derivative.exercise_price: Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price set forth in column 2 of Table II and the market value of a notional number of shares of Common Shares on the applicable expiration date as set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price set forth in column 2 of Table II and the market value of the reference shares on the applicable expiration date listed in Table II. F1 · price: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F4 · derivative.exercise_date: The Reporting Person has the right to terminate and close out each total return swap at any time. F5 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:30 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | OtherCash Settled Equity Swap · Derivative | 2 | Not disclosed Strike: $6.17 | Not disclosed |
DisclosureSEC source: 0000902664-18-000631 · p18-0407form4.xml · derivative · entry 1 FIR TREE CAPITAL MANAGEMENT LP · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2 Underlying: Common Shares · 7,038,874 shares Expires 2021-02-01 F1 · security: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F2 · security: This line reflects the current terms of all of the swaps reported on the Form 3 filed by the Reporting Persons. F2 · kind: This line reflects the current terms of all of the swaps reported on the Form 3 filed by the Reporting Persons. F1 · price: Cash-settled equity swap. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Person direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Person disclaims any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. F4 · derivative.exercise_date: The Reporting Person has the right to terminate and close out each total return swap at any time. F5 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 19:43 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares, no par value per share ("Common Shares") | 100,000 | $8.00 | $799,600.00 |
DisclosureSEC source: 0000902664-17-003502 · p17-1804form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,379,590 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.82 to $8.165 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F3 · balance_after: The August 31, 2017 purchase previously reported by the Reporting Person on a Form 4 filed on August 31, 2017 was a purchase of 1,183,440 (and not of 1,183,400 as previously reported) shares of Common Stock. The information set forth on this line reflects this correction. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 19:59 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares | 1,183,400 | $7.81 | $9,242,235.66 |
DisclosureSEC source: 0000902664-17-003485 · p17-1795form4.xml · nonDerivative · entry 3 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,279,550 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.695 to $7.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 19:59 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares | 62,600 | $7.84 | $490,946.76 |
DisclosureSEC source: 0000902664-17-003485 · p17-1795form4.xml · nonDerivative · entry 2 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,096,150 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.71 to $7.925 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 19:59 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares, no par value per share ("Common Shares") | 77,900 | $7.82 | $609,279.27 |
DisclosureSEC source: 0000902664-17-003485 · p17-1795form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,033,550 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.635 to $8.005 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:29 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares | 322,829 | $7.64 | $2,467,285.20 |
DisclosureSEC source: 0000902664-17-003463 · p17-1776form4.xml · nonDerivative · entry 3 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,955,650 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 17:29 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares | 746,322 | $7.83 | $5,842,656.41 |
DisclosureSEC source: 0000902664-17-003463 · p17-1776form4.xml · nonDerivative · entry 2 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,632,821 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.79 to $8.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 17:29 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares, no par value per share ("Common Shares") | 480,748 | $8.03 | $3,858,146.92 |
DisclosureSEC source: 0000902664-17-003463 · p17-1776form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,886,499 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.96 to $8.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 17:47 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares | 938,782 | $8.24 | $7,732,841.21 |
DisclosureSEC source: 0000902664-17-003422 · p17-1766form4.xml · nonDerivative · entry 3 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,405,751 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.05 to $8.30 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 17:47 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares | 1,113,779 | $8.14 | $9,065,158.66 |
DisclosureSEC source: 0000902664-17-003422 · p17-1766form4.xml · nonDerivative · entry 2 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,466,969 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.085 to $8.25 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 17:47 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | PurchaseCommon Shares, no par value per share ("Common Shares") | 992,260 | $8.11 | $8,051,793.00 |
DisclosureSEC source: 0000902664-17-003422 · p17-1766form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,353,190 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.98 to $8.215 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 16:20 UTC | Eco-Stim Energy Solutions, Inc. ESES · Entity 157814 | GrantCommon Stock, $0.001 par value per share ("Common Stock") | 9,456,056 | $1.43 | $13,522,160.08 |
DisclosureSEC source: 0000902664-17-003180 · p17-1647form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · Director · 10% owner · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,025,278 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.