Tapewire

NYSE · USD

AMJB

JPMORGAN CHASE & CO

Export transactions ↓
Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2003 Filed Jun 6, 2003 15:34 UTC
KETCHUM THOMAS BVice Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000019617-03-000346 · ket262.xml · derivative · entry 2

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,264

Underlying: Common Stock · 150,000 shares

Expires 2005-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Generally exercisable commencing on 7/17/2001. 100% vested on 7/17/2005. Distribution of shares in installments; generally 50% commencing on 7/17/2005; remainder in five equal annual installments upon termination of employment (except for shares previously distributed to cover the exercise price).

Read SEC document
June 06, 2003 Filed Jun 6, 2003 15:34 UTC
KETCHUM THOMAS BVice Chairman
Exercise / conversionCommon Stock 150,000 $22.97 $3,445,950.00
Disclosure

SEC source: 0000019617-03-000346 · ket262.xml · nonDerivative · entry 1

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,699.6394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reporting person also beneficially owns 163.0666 shares indirectly by the 401-k Plan. There are also 2,894 shares held indirectly in trust for his children for which he disclaims beneficial ownership of such shares.

Read SEC document
May 30, 2003 Filed Jun 2, 2003 11:27 UTC
KETCHUM THOMAS BVice Chairman
SaleCommon Stock 70,599 $32.83 $2,317,807.53
Disclosure

SEC source: 0000019617-03-000342 · ket256.xml · nonDerivative · entry 1

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,699.6394

F1 · balance_after: Reporting person also beneficially owns 163.5911 shares indirectly by the 401-k Plan. There are also 2,894 shares held indirectly in trust for his children for which he disclaims beneficial ownership of such shares.

Read SEC document
May 29, 2003 Filed Jun 2, 2003 11:25 UTC
KETCHUM THOMAS BVice Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000019617-03-000341 · ket255.xml · derivative · entry 2

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,264

Underlying: Common Stock · 100,000 shares

Expires 2005-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Generally exercisable commencing on 7/17/2001. 100% vested on 7/17/2005. Distribution of shares in installments; generally 50% commencing on 7/17/2005; remainder in five equal annual installments upon termination of employment (except for shares previously distributed to cover the exercise price).

Read SEC document
May 29, 2003 Filed Jun 2, 2003 11:25 UTC
KETCHUM THOMAS BVice Chairman
Exercise / conversionCommon Stock 100,000 $22.97 $2,297,300.00
Disclosure

SEC source: 0000019617-03-000341 · ket255.xml · nonDerivative · entry 1

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,298.6394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reporting person also beneficially owns 163.5911 shares indirectly by the 401-k Plan. There are also 2,894 shares held indirectly in trust for his children for which he disclaims beneficial ownership of such shares.

Read SEC document
May 21, 2003 Filed Aug 8, 2003 10:36 UTC
SHAPIRO MARC JVice Chairman
OtherCommon Stock 1,368 $0.00 $0.00
Disclosure

SEC source: 0000019617-03-000415 · sha287.xml · nonDerivative · entry 1

SHAPIRO MARC J · CIK 0001179585 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,368

Read SEC document
May 15, 2003 Filed May 16, 2003 17:23 UTC
WILSON DON M IIIManaging Director
Exercise / conversionStock Options (Rights to Buy) · Derivative 40,000 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0000019617-03-000337 · wil248.xml · derivative · entry 3

WILSON DON M IIII · CIK 0001197621 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2003-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:23 UTC
WILSON DON M IIIManaging Director
Tax withholdingCommon Stock 18,515.537 $31.06 $575,000.00
Disclosure

SEC source: 0000019617-03-000337 · wil248.xml · nonDerivative · entry 2

WILSON DON M IIII · CIK 0001197621 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,433.611

Read SEC document
May 15, 2003 Filed May 16, 2003 17:23 UTC
WILSON DON M IIIManaging Director
Exercise / conversionCommon Stock 40,000 $14.38 $575,000.00
Disclosure

SEC source: 0000019617-03-000337 · wil248.xml · nonDerivative · entry 1

WILSON DON M IIII · CIK 0001197621 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,949.148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:22 UTC
WALKER JEFFREY CVice Chairman
Exercise / conversionStock Options (Rights to Buy) · Derivative 45,000 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0000019617-03-000336 · wal246.xml · derivative · entry 3

WALKER JEFFREY C · CIK 0001090433 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2003-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:22 UTC
WALKER JEFFREY CVice Chairman
Tax withholdingCommon Stock 20,829.9791 $31.06 $646,875.00
Disclosure

SEC source: 0000019617-03-000336 · wal246.xml · nonDerivative · entry 2

WALKER JEFFREY C · CIK 0001090433 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,402.6643

F1 · balance_after: Reporting person also beneficially owns 2,602.5894 shares as follows: Indirect Ownership (401-K Plan)

Read SEC document
May 15, 2003 Filed May 16, 2003 17:22 UTC
WALKER JEFFREY CVice Chairman
Exercise / conversionCommon Stock 45,000 $14.38 $646,875.00
Disclosure

SEC source: 0000019617-03-000336 · wal246.xml · nonDerivative · entry 1

WALKER JEFFREY C · CIK 0001090433 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,232.6434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 21:22 UTC
MCCREE DONALD H IIIManaging Director
Exercise / conversionStock Options (Rights to Buy) · Derivative 3,000 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0000019617-03-000335 · mcc247.xml · derivative · entry 3

MCCREE DONALD H III · CIK 0001197619 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2003-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 21:22 UTC
MCCREE DONALD H IIIManaging Director
Tax withholdingCommon Stock 1,976 $31.06 $61,364.68
Disclosure

SEC source: 0000019617-03-000335 · mcc247.xml · nonDerivative · entry 2

MCCREE DONALD H III · CIK 0001197619 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,834.7261

F1 · balance_after: Reporting person also beneficially owns 2,136.4726 shares as follows: Indirect ownership (401-K Plan). An additional 60 shares are held in the name of his spouse.

Read SEC document
May 15, 2003 Filed May 16, 2003 21:22 UTC
MCCREE DONALD H IIIManaging Director
Exercise / conversionCommon Stock 3,000 $14.38 $43,125.00
Disclosure

SEC source: 0000019617-03-000335 · mcc247.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,810.7261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:15 UTC
SHAPIRO MARC JVice Chairman
Exercise / conversionStock Options (Rights to Buy) · Derivative 60,000 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0000019617-03-000333 · sha241.xml · derivative · entry 3

SHAPIRO MARC J · CIK 0001179585 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,600

Underlying: Common Stock · 60,000 shares

Expires 2003-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:15 UTC
SHAPIRO MARC JVice Chairman
Tax withholdingCommon Stock 40,601 $31.06 $1,260,864.06
Disclosure

SEC source: 0000019617-03-000333 · sha241.xml · nonDerivative · entry 2

SHAPIRO MARC J · CIK 0001179585 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,062.6141

Read SEC document
May 15, 2003 Filed May 16, 2003 17:15 UTC
SHAPIRO MARC JVice Chairman
Exercise / conversionCommon Stock 60,000 $14.38 $862,500.00
Disclosure

SEC source: 0000019617-03-000333 · sha241.xml · nonDerivative · entry 1

SHAPIRO MARC J · CIK 0001179585 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,663.6141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:16 UTC
MCDAVID WILLIAM HGeneral Counsel
Exercise / conversionStock Options (Rights to Buy) · Derivative 75,000 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0000019617-03-000334 · mcd245.xml · derivative · entry 3

MCDAVID WILLIAM H · CIK 0001179583 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2003-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:16 UTC
MCDAVID WILLIAM HGeneral Counsel
Tax withholdingCommon Stock 49,139 $31.06 $1,526,011.65
Disclosure

SEC source: 0000019617-03-000334 · mcd245.xml · nonDerivative · entry 2

MCDAVID WILLIAM H · CIK 0001179583 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,422.9832

Read SEC document
May 15, 2003 Filed May 16, 2003 17:16 UTC
MCDAVID WILLIAM HGeneral Counsel
Exercise / conversionCommon Stock 75,000 $14.38 $1,078,125.00
Disclosure

SEC source: 0000019617-03-000334 · mcd245.xml · nonDerivative · entry 1

MCDAVID WILLIAM H · CIK 0001179583 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,561.9832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:14 UTC
STALEY JAMES EManaging Director
Exercise / conversionStock Options (Rights to Buy) · Derivative 5,210 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-03-000332 · sta244.xml · derivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,210 shares

Expires 2004-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:14 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 3,220 $31.06 $99,997.10
Disclosure

SEC source: 0000019617-03-000332 · sta244.xml · nonDerivative · entry 3

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,851.9849

Read SEC document
May 15, 2003 Filed May 16, 2003 17:14 UTC
STALEY JAMES EManaging Director
Exercise / conversionCommon Stock 5,210 $19.19 $99,975.73
Disclosure

SEC source: 0000019617-03-000332 · sta244.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,071.9849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:14 UTC
STALEY JAMES EManaging Director
SaleCommon Stock 5,200 $30.80 $160,160.00
Disclosure

SEC source: 0000019617-03-000332 · sta244.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,861.9849

Read SEC document
May 15, 2003 Filed May 16, 2003 17:14 UTC
HILL FREDERICK WDirector of Mrktg. & Comm.
SaleCommon Stock 5,000 $31.12 $155,600.00
Disclosure

SEC source: 0000019617-03-000331 · hil240.xml · nonDerivative · entry 1

HILL FREDERICK W · CIK 0001179587 · Director of Mrktg. & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,568

F1 · balance_after: Reporting person also beneficially owns 608.1332 shares as follows: Indirect Ownership (401-K Plan)

Read SEC document
May 15, 2003 Filed May 16, 2003 21:13 UTC
DUBLON DINAChief Financial Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 18,000 $0.00 Strike: $12.98 $0.00
Disclosure

SEC source: 0000019617-03-000330 · dub243.xml · derivative · entry 3

DUBLON DINA · CIK 0001160193 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2004-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 21:13 UTC
DUBLON DINAChief Financial Officer
Tax withholdingCommon Stock 11,274 $31.06 $350,114.07
Disclosure

SEC source: 0000019617-03-000330 · dub243.xml · nonDerivative · entry 2

DUBLON DINA · CIK 0001160193 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,943.7095

F1 · balance_after: Reporting person also beneficially owns 2,711.3680 shares as follows: Indirect Ownership (401-K Plan)

Read SEC document
May 15, 2003 Filed May 16, 2003 21:13 UTC
DUBLON DINAChief Financial Officer
Exercise / conversionCommon Stock 18,000 $12.98 $233,625.60
Disclosure

SEC source: 0000019617-03-000330 · dub243.xml · nonDerivative · entry 1

DUBLON DINA · CIK 0001160193 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,217.7095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:08 UTC
KETCHUM THOMAS BVice Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 118,736 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000019617-03-000329 · ket242.xml · derivative · entry 3

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,264

Underlying: Common Stock · 118,736 shares

Expires 2005-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Generally exercisable commencing on 7/17/2001. 100% vested on 7/17/2005. Distribution of shares in installments; generally 50% commencing on 7/17/2005; remainder in five equal annual installments upon termination of employment (except for shares previously distributed to cover the exercise price).

Read SEC document
May 15, 2003 Filed May 16, 2003 17:08 UTC
KETCHUM THOMAS BVice Chairman
Tax withholdingCommon Stock 87,835 $31.06 $2,727,715.93
Disclosure

SEC source: 0000019617-03-000329 · ket242.xml · nonDerivative · entry 2

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,298.6394

F1 · balance_after: Reporting person also beneficially owns 163.5911 shares indirectly by the 401-k Plan. There are also 2,894 shares held indirectly in trust for his children for which he disclaims beneficial ownership of such shares.

Read SEC document
May 15, 2003 Filed May 16, 2003 17:08 UTC
KETCHUM THOMAS BVice Chairman
Exercise / conversionCommon Stock 118,736 $22.97 $2,727,722.13
Disclosure

SEC source: 0000019617-03-000329 · ket242.xml · nonDerivative · entry 1

KETCHUM THOMAS B · CIK 0001179580 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,133.6394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2003 Filed May 8, 2003 16:58 UTC
WEBSTER LESLEY DANIELSExecutive Vice President
SaleCommon Stock 7,500 $30.25 $226,875.00
Disclosure

SEC source: 0000019617-03-000314 · dan229.xml · nonDerivative · entry 1

WEBSTER LESLEY DANIELS · CIK 0001179586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,046

F1 · balance_after: Reporting person also beneficially owns 1,162.9823 shares as follows: Indirect Ownership (401-k Plan)

Read SEC document
January 27, 2003 Filed Sep 15, 2003 13:20 UTC
FARRELL JOHN JDirector Human Resources
GiftCommon Stock 27,110 $0.00 $0.00
Disclosure

SEC source: 0000019617-03-000436 · far294.xml · nonDerivative · entry 2

FARRELL JOHN J · CIK 0001179578 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 83,175

Read SEC document
January 27, 2003 Filed Sep 15, 2003 13:20 UTC
FARRELL JOHN JDirector Human Resources
GiftCommon Stock 27,110 $0.00 $0.00
Disclosure

SEC source: 0000019617-03-000436 · far294.xml · nonDerivative · entry 1

FARRELL JOHN J · CIK 0001179578 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,399

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
SCHMIDLIN JOHN WManaging Director
OtherCommon Stock 4,663.0701 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000397 · sch278.xml · nonDerivative · entry 5

SCHMIDLIN JOHN W · CIK 0001254766 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
SCHMIDLIN JOHN WManaging Director
OtherCommon Stock 1,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000397 · sch278.xml · nonDerivative · entry 4

SCHMIDLIN JOHN W · CIK 0001254766 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian For Child

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
SCHMIDLIN JOHN WManaging Director
OtherCommon Stock 1,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000397 · sch278.xml · nonDerivative · entry 3

SCHMIDLIN JOHN W · CIK 0001254766 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian For Child

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
SCHMIDLIN JOHN WManaging Director
OtherCommon Stock 1,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000397 · sch278.xml · nonDerivative · entry 2

SCHMIDLIN JOHN W · CIK 0001254766 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian For Child

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
SCHMIDLIN JOHN WManaging Director
OtherCommon Stock 234,872.078 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000397 · sch278.xml · nonDerivative · entry 1

SCHMIDLIN JOHN W · CIK 0001254766 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Reporting person also beneficially owns 4,663.0701 shares as follows: Indirect ownership (401-K Plan). An additional 3,666 shares are held by reporting person as custodian for his three children.

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
SREDNICKI RICHARD JExecutive Vice President
OtherCommon Stock 428.8841 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000398 · sre280.xml · nonDerivative · entry 2

SREDNICKI RICHARD J · CIK 0001254769 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
SREDNICKI RICHARD JExecutive Vice President
OtherCommon Stock 118,989.0193 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000398 · sre280.xml · nonDerivative · entry 1

SREDNICKI RICHARD J · CIK 0001254769 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Reporting person also beneficially owns 428.8841 shares as follows: Indirect Ownership (401-k Plan)

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
ROTELLA STEPHEN JExecutive Vice President
OtherCommon Stock 1,297 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000396 · rot277.xml · nonDerivative · entry 4

ROTELLA STEPHEN J · CIK 0001254767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse, as Custodian for Child

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
ROTELLA STEPHEN JExecutive Vice President
OtherCommon Stock 2,062 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000396 · rot277.xml · nonDerivative · entry 3

ROTELLA STEPHEN J · CIK 0001254767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse, as Custodian for Child

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
ROTELLA STEPHEN JExecutive Vice President
OtherCommon Stock 20,191 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000396 · rot277.xml · nonDerivative · entry 2

ROTELLA STEPHEN J · CIK 0001254767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
ROTELLA STEPHEN JExecutive Vice President
OtherCommon Stock 122,293.7377 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000396 · rot277.xml · nonDerivative · entry 1

ROTELLA STEPHEN J · CIK 0001254767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Reporting person also beneficially owns indirectly 20,191 shares through his spouse and 3,359 shares through his spouse as custodian for his two children.

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
POTE HAROLD WExecutive Vice President
OtherCommon Stock 447.1366 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000395 · pot274.xml · nonDerivative · entry 2

POTE HAROLD W · CIK 0001185665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
POTE HAROLD WExecutive Vice President
OtherCommon Stock 317,756.6779 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000395 · pot274.xml · nonDerivative · entry 1

POTE HAROLD W · CIK 0001185665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Reporting person also beneficially owns 447.1366 shares as follows: Indirect Ownership (401-K Plan)

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
DREW INA RManaging Director
OtherCommon Stock 2,777.5484 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000394 · dre275.xml · nonDerivative · entry 2

DREW INA R · CIK 0001254768 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 25, 2003 13:46 UTC
DREW INA RManaging Director
OtherCommon Stock 645,200.4695 Not disclosed Not disclosed
Disclosure

SEC source: 0000019617-03-000394 · dre275.xml · nonDerivative · entry 1

DREW INA R · CIK 0001254768 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Reporting person also beneficially owns 2,777.5484 shares as follows: Indirect Ownership (401-K Plan)

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.