Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KIMBERLY CLARK CORPKMB · Entity 3103 | Director | January 02, 2020 | January 03, 2020 |
| WEINGARTEN REALTY INVESTORS /TX/WRI · Entity 136727 | Director | August 03, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KIMBERLY CLARK CORP
Report date January 02, 2020 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 49,414.1623 |
Reported balance
After 2020-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-01-02 · Grant · Acquired 1,325 · Balance 49,414.1623 F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.
WEINGARTEN REALTY INVESTORS /TX/
Report date August 03, 2021 · Filed August 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-03 transaction · row 1
1 source rowRow 1 · 2021-08-03 · Disposition to issuer · Disposed 159,895.5225 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. |
| Common StockSEC Table I · non-derivative | IndirectCynthia Shapiro Zable 2011 Trust | 0 |
Reported balance
After 2021-08-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-08-03 · Disposition to issuer · Disposed 7,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. |
| Common StockSEC Table I · non-derivative | IndirectIra For Spouse | 0 |
Reported balance
After 2021-08-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-08-03 · Disposition to issuer · Disposed 2,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. |
| Common StockSEC Table I · non-derivative | IndirectStephen W. Shapiro 2011 Trust | 0 |
Reported balance
After 2021-08-03 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-08-03 · Disposition to issuer · Disposed 7,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cadence Bancorporation
Report date October 29, 2021 · Filed October 29, 2021
Section 16 reporting ended · disclosed 2021-10-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-10-29 transaction · row 1
1 source rowRow 1 · 2021-10-29 · Disposition to issuer · Disposed 31,102 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between BancorpSouth Bank ("BXS") and Cadence Bancorporation ("Cadence"), dated April 12, 2021 and amended as of May of 27, 2021 (the "Merger Agreement"), pursuant to which Cadence was merged with and into BXS, effective October 29, 2021 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Cadence common stock par value $0.01 was converted into the right to receive .70 shares of the BXS's common stock par value $2.50 per share ("the Exchange Ratio"), subject to cash in lieu of fractional shares. The opening price of the BXS's common stock on the New York Stock Exchange on the effective date of the Merger was $29.16. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Cadence common stock. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2021-10-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-10-29 · Disposition to issuer · Disposed 298,459 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between BancorpSouth Bank ("BXS") and Cadence Bancorporation ("Cadence"), dated April 12, 2021 and amended as of May of 27, 2021 (the "Merger Agreement"), pursuant to which Cadence was merged with and into BXS, effective October 29, 2021 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Cadence common stock par value $0.01 was converted into the right to receive .70 shares of the BXS's common stock par value $2.50 per share ("the Exchange Ratio"), subject to cash in lieu of fractional shares. The opening price of the BXS's common stock on the New York Stock Exchange on the effective date of the Merger was $29.16. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Cadence common stock. F2: The Reporting Person has voting and investment control of all Class A Common stock held by Shapiro CBS Partnership and may be deemed to be a beneficial owner of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the Agreement and Plan of Merger by and between BancorpSouth Bank ("BXS") and Cadence Bancorporation ("Cadence"), dated April 12, 2021 and amended as of May of 27, 2021 (the "Merger Agreement"), pursuant to which Cadence was merged with and into BXS, effective October 29, 2021 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Cadence common stock par value $0.01 was converted into the right to receive .70 shares of the BXS's common stock par value $2.50 per share ("the Exchange Ratio"), subject to cash in lieu of fractional shares. The opening price of the BXS's common stock on the New York Stock Exchange on the effective date of the Merger was $29.16. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Cadence common stock.
F2: The Reporting Person has voting and investment control of all Class A Common stock held by Shapiro CBS Partnership and may be deemed to be a beneficial owner of such shares.
JPMORGAN CHASE & CO
Report date September 30, 2003 · Filed October 01, 2003
Section 16 reporting ended · disclosed 2003-10-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2021 Filed Oct 29, 2021 16:51 UTC | Cadence Bancorporation CADE · Entity 134036 | Disposition to issuerClass A Common Stock, par value $0.01 per share | 298,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001702696-21-000069 · primary_doc.xml · nonDerivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and between BancorpSouth Bank ("BXS") and Cadence Bancorporation ("Cadence"), dated April 12, 2021 and amended as of May of 27, 2021 (the "Merger Agreement"), pursuant to which Cadence was merged with and into BXS, effective October 29, 2021 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Cadence common stock par value $0.01 was converted into the right to receive .70 shares of the BXS's common stock par value $2.50 per share ("the Exchange Ratio"), subject to cash in lieu of fractional shares. The opening price of the BXS's common stock on the New York Stock Exchange on the effective date of the Merger was $29.16. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Cadence common stock. F2 · ownership.nature: The Reporting Person has voting and investment control of all Class A Common stock held by Shapiro CBS Partnership and may be deemed to be a beneficial owner of such shares. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 16:51 UTC | Cadence Bancorporation CADE · Entity 134036 | Disposition to issuerClass A Common Stock, par value $0.01 per share | 31,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001702696-21-000069 · primary_doc.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and between BancorpSouth Bank ("BXS") and Cadence Bancorporation ("Cadence"), dated April 12, 2021 and amended as of May of 27, 2021 (the "Merger Agreement"), pursuant to which Cadence was merged with and into BXS, effective October 29, 2021 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Cadence common stock par value $0.01 was converted into the right to receive .70 shares of the BXS's common stock par value $2.50 per share ("the Exchange Ratio"), subject to cash in lieu of fractional shares. The opening price of the BXS's common stock on the New York Stock Exchange on the effective date of the Merger was $29.16. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Cadence common stock. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 16:27 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | Disposition to issuerCommon Stock | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-022946 · form4.xml · nonDerivative · entry 4 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen W. Shapiro 2011 Trust Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 16:27 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | Disposition to issuerCommon Stock | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-022946 · form4.xml · nonDerivative · entry 3 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ira For Spouse Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 16:27 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | Disposition to issuerCommon Stock | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-022946 · form4.xml · nonDerivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cynthia Shapiro Zable 2011 Trust Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 16:27 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | Disposition to issuerCommon Stock | 159,895.5225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-022946 · form4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 15, 2021, between the Issuer and Kimco Realty Corporation ("Kimco"), pursuant to which the Issuer merged with and into Kimco with Kimco surviving the merger (the "Merger"), at the effective time of the Merger, each common share of the Issuer held by the Reporting Person was converted into 1.408 shares of Kimco's common stock. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 16:13 UTC | Cadence Bancorporation CADE · Entity 134036 | PurchaseClass A Common Stock, par value $0.01 per share | 6,102 | $21.40 | $130,582.80 |
DisclosureSEC source: 0001702696-21-000041 · primary_doc.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,102 Read SEC document |
| April 29, 2021 Filed May 3, 2021 13:04 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | GrantCommon Stock | 2,983 | $32.41 | $96,679.03 |
DisclosureSEC source: 0001127602-21-014858 · form4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,895.5225 F1 · shares: Reflects restricted shares received pursuant to annual grants to Trust Managers. Read SEC document |
| December 31, 2020 Filed Feb 11, 2021 13:21 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | OtherCommon Stock | 3,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005138 · form5.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,912.5225 F1 · shares: 2020 - Shares acquired through the quarterly DRIP accumulation within the WRI Deferred Comp Plan at various prices. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 17:22 UTC | Cadence Bancorporation CADE · Entity 134036 | GiftClass A Common Stock, par value $0.01 per share | 51,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001702696-20-000061 · primary_doc.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 298,459 F1 · shares: Amount transferred to a trust for the benefit of Reporting Person's adult son over which Reporting Person retains no voting or investment authority. F2 · balance_after: Amounts reported as beneficially owned reflect an interest in the Shapiro CBS Partnership, and corresponding beneficial ownership of Class A Common Stock equivalent to 247,393 shares of Class A Common Stock in the aggregate, transferred to grantor retained annuity trusts for Mr. Shapiro's children in transactions that only resulted in a change of beneficial ownership and are exempt under Rule 16a-13, and shares held in trust for Reporting Person's daughter with respect to which Reporting Person retains investment authority. F3 · ownership.nature: The Reporting Person has voting and investment control of all Class A Common stock held by Shapiro CBS Partnership and may be deemed to be a beneficial owner of such shares. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 20:46 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | GrantCommon Stock | 7,111 | $16.88 | $120,033.68 |
DisclosureSEC source: 0001127602-20-022772 · form4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,966.5225 F1 · shares: Reflects restricted shares received pursuant to annual grants to Trust Managers. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 17:23 UTC | Cadence Bancorporation CADE · Entity 134036 | PurchaseClass A Common Stock, par value $0.01 per share | 25,000 | $16.13 | $403,250.00 |
DisclosureSEC source: 0001702696-20-000005 · primary_doc.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:15 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-000203 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,414.1623 Underlying: Common Stock · 1,325 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| December 31, 2019 Filed Jan 30, 2020 12:18 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | OtherCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002720 · form5.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,855.5225 F1 · shares: 2019 - Shares acquired through the quarterly DRIP accumulation within the WRI Deferred Comp Plan at various prices. Read SEC document |
| May 02, 2019 Filed May 3, 2019 11:46 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | GrantCommon Stock | 4,628 | $29.17 | $134,998.76 |
DisclosureSEC source: 0001127602-19-017181 · form4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,905.5225 F1 · shares: Reflects restricted shares received pursuant to annual grants to Trust Managers. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:15 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 1,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-000364 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,577.7863 Underlying: Common Stock · 1,610 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| December 28, 2018 Filed Feb 5, 2019 17:36 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | OtherCommon Stock | 7,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004210 · form5.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,277.5225 F1 · shares: 2018 - Shares acquired through the quarterly DRIP accumulation within the WRI Deferred Comp Plan at various prices. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 18:56 UTC | Cadence Bancorporation CADE · Entity 134036 | OtherClass A Common Stock, par value $0.01 per share | 98,052 | $20.86 | $2,045,364.72 |
DisclosureSEC source: 0000899243-18-027857 · doc4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 204,264 F1 · shares: Represents the substitutions of certain assets into two grantor retrained annuity trusts ("GRAT") in return for an interest in the Shapiro CBS Partnership and corresponding beneficial ownership of a portion of the Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), held by the Shapiro CBS Partnership, such portion equivalent to 98,052 shares of Class A Common Stock, half of which the Reporting Person previously owned indirectly as the sole trustee and annuitant of the GRAT and half of which the reporting person previously owned indirectly as the sole trustee of a GRAT of which his wife was the sole annuitant (the "Substitutions"). The Substitutions resulted in a reduction of shares of Class A Common Stock owned indirectly through the GRATs but did not change the number of shares of Class A Common Stock owned through the Shapiro CBS Partnership. F1 · price: Represents the substitutions of certain assets into two grantor retrained annuity trusts ("GRAT") in return for an interest in the Shapiro CBS Partnership and corresponding beneficial ownership of a portion of the Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), held by the Shapiro CBS Partnership, such portion equivalent to 98,052 shares of Class A Common Stock, half of which the Reporting Person previously owned indirectly as the sole trustee and annuitant of the GRAT and half of which the reporting person previously owned indirectly as the sole trustee of a GRAT of which his wife was the sole annuitant (the "Substitutions"). The Substitutions resulted in a reduction of shares of Class A Common Stock owned indirectly through the GRATs but did not change the number of shares of Class A Common Stock owned through the Shapiro CBS Partnership. F2 · balance_after: Amounts reported as beneficially owned reflect that, following the Substitutions, an interest in the Shapiro CBS Partnership, and corresponding beneficial ownership of a portion of the Class A Common Stock equivalent to 98,052 shares of Class A Common Stock in the aggregate, was transferred to two new 2018 GRATs in transactions that only resulted in a change of beneficial ownership and are exempt under Rule 16a-13. F3 · ownership.nature: The Reporting Person has voting and investment control of all Class A Common Stock held by the Shapiro CBS Partnership and may be deemed to be a beneficial owner of such shares. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 16:08 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 388.9608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-014399 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,967.7863 Underlying: Common Stock · 388.9608 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 19:02 UTC | Cadence Bancorporation CADE · Entity 134036 | OtherClass A Common Stock, par value $0.01 per share | 204,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024349 · doc4.xml · nonDerivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 219,264 F2 · shares: Represents (i) shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by Shapiro CBS Partnership in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration. F2 · price: Represents (i) shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by Shapiro CBS Partnership in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration. F2 · ownership.nature: Represents (i) shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by Shapiro CBS Partnership in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 19:02 UTC | Cadence Bancorporation CADE · Entity 134036 | OtherClass A Common Stock, par value $0.01 per share | 122,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024349 · doc4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,261 F1 · shares: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by the Reporting Person in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration. F1 · price: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by the Reporting Person in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 16:45 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 422.148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-011506 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,578.8255 Underlying: Common Stock · 422.148 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:08 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | GrantCommon Stock | 4,904 | $27.53 | $135,007.12 |
DisclosureSEC source: 0001127602-18-015703 · form4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,990.5225 F1 · shares: Reflects restricted shares received pursuant to annual grants to Trust Managers. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 14:03 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 405.5535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-007412 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,156.6775 Underlying: Common Stock · 405.5535 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 19:37 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 347.0728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000804 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,751.124 Underlying: Common Stock · 347.0728 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:07 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 1,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000609 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,404.0512 Underlying: Common Stock · 1,512 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| December 29, 2017 Filed Feb 8, 2018 11:38 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | OtherCommon Stock | 2,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004489 · form5.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,086.5225 F1 · shares: 2017 - Shares acquired through the quarterly DRIP accumulation within the WRI Deferred Comp Plan at various prices. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 15:52 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 348.6512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-016014 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,892.0512 Underlying: Common Stock · 348.6512 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 16:00 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 310.8624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-012429 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,543.4 Underlying: Common Stock · 310.8624 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| April 28, 2017 Filed May 2, 2017 14:46 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | GrantCommon Stock | 4,040 | $33.42 | $135,016.80 |
DisclosureSEC source: 0001127602-17-016315 · form4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,722.5225 F1 · shares: Reflects restricted shares received pursuant to annual grants to Trust Managers. Read SEC document |
| April 19, 2017 Filed Apr 19, 2017 18:06 UTC | Cadence Bancorporation CADE · Entity 134036 | PurchaseClass A Common Stock, par value $0.01 per share | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-010565 · doc4.xml · nonDerivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Senior Advisory Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,000 F1 · shares: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. F1 · price: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. F2 · ownership.nature: Held by the reporting person's brothers. Read SEC document |
| April 19, 2017 Filed Apr 19, 2017 18:06 UTC | Cadence Bancorporation CADE · Entity 134036 | PurchaseClass A Common Stock, par value $0.01 per share | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-010565 · doc4.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Senior Advisory Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. F1 · price: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. Read SEC document |
| April 19, 2017 Filed Nov 5, 2018 16:19 UTC Amendment | Cadence Bancorporation CADE · Entity 134036 | PurchaseClass A Common Stock, par value $0.01 per share | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028184 · doc4a.xml · nonDerivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Senior Advisory Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000 F1 · security: This amendment to the Reporting Person's Form 4 filed on April 19, 2017 is to correct the allocation of direct and indirect ownership of Class A common stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The 2,000 shares, now disclosed as being held indirectly, were previously disclosed as being held directly in the original Form 4 and two subsequent Forms 4 filed by the Reporting Person. This amendment does not reflect changes occurring after April 19, 2017, including but not limited to changes in ownership of Class A Common Stock and the relationship of the Reporting Person to Issuer. F2 · price: The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. F3 · ownership.nature: Held by a trust for the benefit of the Reporting Person's sister, for which the Reporting Person is the co-trustee and therefore may be deemed to be a beneficial owner of such shares. Read SEC document |
| April 19, 2017 Filed Nov 5, 2018 16:19 UTC Amendment | Cadence Bancorporation CADE · Entity 134036 | PurchaseClass A Common Stock, par value $0.01 per share | 23,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028184 · doc4a.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Senior Advisory Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F1 · security: This amendment to the Reporting Person's Form 4 filed on April 19, 2017 is to correct the allocation of direct and indirect ownership of Class A common stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The 2,000 shares, now disclosed as being held indirectly, were previously disclosed as being held directly in the original Form 4 and two subsequent Forms 4 filed by the Reporting Person. This amendment does not reflect changes occurring after April 19, 2017, including but not limited to changes in ownership of Class A Common Stock and the relationship of the Reporting Person to Issuer. F2 · price: The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. Read SEC document |
| April 04, 2017 Filed Apr 7, 2017 01:19 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 300.2896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-007771 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,232.5376 Underlying: Common Stock · 300.2896 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 18:23 UTC | WEINGARTEN REALTY INVESTORS /TX/ WRI · Entity 136727 | OtherCommon Stock | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004155 · form5.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,682.5225 F1 · shares: 2016 - Shares acquired through the quarterly DRIP accumulation within the WRI Deferred Comp Plan at various prices. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 22:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 311.9066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-000791 · doc4.xml · derivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,932.248 Underlying: Common Stock · 311.9066 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 1,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-000791 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,620.3414 Underlying: Common Stock · 1,571 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 20:20 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantRestricted Share Units · Derivative | 289.8376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-16-040247 · doc4.xml · derivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,049.3414 Underlying: Common Stock · 289.8376 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 14:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 44,600 | $14.38 Strike: $14.38 | $641,125.00 |
DisclosureSEC source: 0000019617-03-000408 · sha282.xml · derivative · entry 3 SHAPIRO MARC J · CIK 0001179585 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,600 shares Expires 2003-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 14:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 18,159.6091 | $35.31 | $641,125.00 |
DisclosureSEC source: 0000019617-03-000408 · sha282.xml · nonDerivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,503.005 Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 14:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 44,600 | $14.38 | $641,125.00 |
DisclosureSEC source: 0000019617-03-000408 · sha282.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,662.6141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2003 Filed Aug 8, 2003 10:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | OtherCommon Stock | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-03-000415 · sha287.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,368 Read SEC document |
| May 15, 2003 Filed May 16, 2003 17:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 60,000 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0000019617-03-000333 · sha241.xml · derivative · entry 3 SHAPIRO MARC J · CIK 0001179585 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,600 Underlying: Common Stock · 60,000 shares Expires 2003-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2003 Filed May 16, 2003 17:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 40,601 | $31.06 | $1,260,864.06 |
DisclosureSEC source: 0000019617-03-000333 · sha241.xml · nonDerivative · entry 2 SHAPIRO MARC J · CIK 0001179585 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,062.6141 Read SEC document |
| May 15, 2003 Filed May 16, 2003 17:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 60,000 | $14.38 | $862,500.00 |
DisclosureSEC source: 0000019617-03-000333 · sha241.xml · nonDerivative · entry 1 SHAPIRO MARC J · CIK 0001179585 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,663.6141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.