Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SANTARUS INCSNTS · Entity 13856 | 10% owner | April 06, 2004 | April 08, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SANTARUS INC
Report date April 06, 2004 · Filed April 08, 2004
Jointly reported with J P MORGAN PARTNERS SBIC LLC, JP MORGAN PARTNERS BHCA LP, JPMP MASTER FUND MANAGER L P, JPMP CAPITAL LLC, JPMORGAN CHASE & CO, JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,656,012 |
Reported balance
After 2004-04-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-04-06 · Conversion · Acquired 1,656,012 · Balance 1,656,012 |
| Common StockSEC Table I · non-derivative | Direct | 2,552,188 |
Reported balance
After 2004-04-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2004-04-06 · Conversion · Acquired 896,176 · Balance 2,552,188 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 241,479 |
Reported balance
After 2004-04-06 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2004-04-06 · Conversion · Acquired 241,479 · Balance 241,479 F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). |
| Series C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.04 | Direct | 0 |
Reported balance
After 2004-04-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2004-04-06 · Conversion · Disposed 4,115,226 · Balance 0 F2: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. |
| Series D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.40 | Direct | 0 |
Reported balance
After 2004-04-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-04-06 · Conversion · Disposed 3,136,655 · Balance 0 F2: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. |
| Series D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.40 | IndirectSee footnote | 0 |
Reported balance
After 2004-04-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-04-06 · Conversion · Disposed 845,187 · Balance 0 F2: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2011-12-18 | IndirectSee footnote | 4,285 |
Reported balance
Holding disclosure · report date 2004-04-06 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2013-07-30 | IndirectSee footnote | 4,285 |
Reported balance
Holding disclosure · report date 2004-04-06 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2013-12-03 | IndirectSee footnote | 10,000 |
Reported balance
Holding disclosure · report date 2004-04-06 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2014-04-01 | IndirectSee footnote | 25,000 |
Reported balance
Holding disclosure · report date 2004-04-06 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 25,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
Filing footnotes · ownership attribution and instrument terms
F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").
F2: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.
F3: These options are fully vested.
F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date December 14, 2004 · Filed December 21, 2004
Section 16 reporting ended · disclosed 2004-12-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2004 Filed Apr 8, 2004 17:00 UTC | SANTARUS INC SNTS · Entity 13856 | ConversionSeries D Preferred Stock · Derivative | 845,187 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 6 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 241,479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F1 · ownership.nature: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). Read SEC document |
| April 06, 2004 Filed Apr 8, 2004 17:00 UTC | SANTARUS INC SNTS · Entity 13856 | ConversionSeries D Preferred Stock · Derivative | 3,136,655 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 5 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 896,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. Read SEC document |
| April 06, 2004 Filed Apr 8, 2004 17:00 UTC | SANTARUS INC SNTS · Entity 13856 | ConversionSeries C Preferred Stock · Derivative | 4,115,226 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 4 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,656,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. Read SEC document |
| April 06, 2004 Filed Apr 8, 2004 17:00 UTC | SANTARUS INC SNTS · Entity 13856 | ConversionCommon Stock | 241,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 3 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 241,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). Read SEC document |
| April 06, 2004 Filed Apr 8, 2004 17:00 UTC | SANTARUS INC SNTS · Entity 13856 | ConversionCommon Stock | 896,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 2 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,552,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2004 Filed Apr 8, 2004 17:00 UTC | SANTARUS INC SNTS · Entity 13856 | ConversionCommon Stock | 1,656,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 1 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 17:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 36,000 | $0.00 Strike: $12.98 | $0.00 |
DisclosureSEC source: 0000019617-04-000185 · wal414.xml · derivative · entry 4 WALKER JEFFREY C · CIK 0001090433 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2004-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested annually in thirds beginning on June 21, 1995. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 17:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Right · Derivative | 319,070 | $0.00 Strike: $39.96 | $0.00 |
DisclosureSEC source: 0000019617-04-000185 · wal414.xml · derivative · entry 3 WALKER JEFFREY C · CIK 0001090433 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,070 Underlying: Common Stock · 319,070 shares Expires 2014-02-11 F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 17:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 36,000 | $12.98 | $467,251.20 |
DisclosureSEC source: 0000019617-04-000185 · wal414.xml · nonDerivative · entry 1 WALKER JEFFREY C · CIK 0001090433 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,558.296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2004 Filed Jan 27, 2004 11:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 6,368 | $39.83 | $253,637.44 |
DisclosureSEC source: 0000019617-04-000050 · wal364.xml · nonDerivative · entry 1 WALKER JEFFREY C · CIK 0001090433 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,558.296 Read SEC document |
| May 15, 2003 Filed May 16, 2003 17:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 45,000 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0000019617-03-000336 · wal246.xml · derivative · entry 3 WALKER JEFFREY C · CIK 0001090433 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2003-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2003 Filed May 16, 2003 17:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 20,829.9791 | $31.06 | $646,875.00 |
DisclosureSEC source: 0000019617-03-000336 · wal246.xml · nonDerivative · entry 2 WALKER JEFFREY C · CIK 0001090433 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,402.6643 F1 · balance_after: Reporting person also beneficially owns 2,602.5894 shares as follows: Indirect Ownership (401-K Plan) Read SEC document |
| May 15, 2003 Filed May 16, 2003 17:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 45,000 | $14.38 | $646,875.00 |
DisclosureSEC source: 0000019617-03-000336 · wal246.xml · nonDerivative · entry 1 WALKER JEFFREY C · CIK 0001090433 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,232.6434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.