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JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2006 Filed Jul 5, 2006 15:55 UTC
GUGGENHEIMER JOANGeneral Counsel
Tax withholdingCommon Stock 55,941 $42.50 $2,377,212.80
Disclosure

SEC source: 0000019617-06-000418 · gug863.xml · nonDerivative · entry 1

GUGGENHEIMER JOAN · CIK 0001230247 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,489

Read SEC document
July 01, 2006 Filed Jul 5, 2006 15:56 UTC
MANDELBAUM JAYExecutive Vice President
Tax withholdingCommon Stock 55,941 $42.50 $2,377,212.80
Disclosure

SEC source: 0000019617-06-000420 · man864.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,305

Read SEC document
July 01, 2006 Filed Jul 5, 2006 19:56 UTC
MILLER HEIDIExecutive Vice President
Tax withholdingCommon Stock 68,851 $42.50 $2,925,823.25
Disclosure

SEC source: 0000019617-06-000422 · mil865.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,496.5521

Read SEC document
July 01, 2006 Filed Jul 6, 2006 18:41 UTC
SCHARF CHARLES WExecutive Vice President
Tax withholdingCommon Stock 86,063 $42.50 $3,657,247.19
Disclosure

SEC source: 0000019617-06-000429 · sch882.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,702.585

Read SEC document
June 30, 2006 Filed Jul 5, 2006 19:55 UTC GrantCommon Stock Equivalents · Derivative 441.2284 $42.50 $18,750.00
Disclosure

SEC source: 0000019617-06-000415 · bur866.xml · derivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,178.7279

Underlying: Common Stock · 441.2284 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 15:55 UTC GrantCommon Stock Equivalents · Derivative 529.474 $42.50 $22,500.00
Disclosure

SEC source: 0000019617-06-000416 · cro867.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,990.4896

Underlying: Common Stock · 529.474 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 15:55 UTC OtherCommon Stock Equivalents · Derivative 412.86 $42.50 $17,544.49
Disclosure

SEC source: 0000019617-06-000417 · gra878.xml · derivative · entry 1

GRAY III WILLIAM H · CIK 0001140889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,007.3931

Underlying: Common Stock · 412.86 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Common stock equivalents payable in cash upon termination of service as director.

F2 · derivative.expiration_date: Common stock equivalents payable in cash upon termination of service as director.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 15:55 UTC GrantCommon Stock Equivalents · Derivative 588.3045 $42.50 $25,000.00
Disclosure

SEC source: 0000019617-06-000419 · jac868.xml · derivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,531.6635

Underlying: Common Stock · 588.3045 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 15:56 UTC GrantCommon Stock Equivalents · Derivative 500.0588 $42.50 $21,250.00
Disclosure

SEC source: 0000019617-06-000421 · man875.xml · derivative · entry 1

MANOOGIAN RICHARD A · CIK 0000891869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,719.9022

Underlying: Common Stock · 500.0588 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 19:56 UTC GrantCommon Stock Equivalents · Derivative 529.474 $42.50 $22,500.00
Disclosure

SEC source: 0000019617-06-000423 · nov876.xml · derivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,990.4896

Underlying: Common Stock · 529.474 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 15:56 UTC GrantCommon Stock Equivalents · Derivative 529.474 $42.50 $22,500.00
Disclosure

SEC source: 0000019617-06-000424 · ray877.xml · derivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,031.3848

Underlying: Common Stock · 529.474 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 19:56 UTC GrantCommon Stock Equivalents · Derivative 441.2283 $42.50 $18,750.00
Disclosure

SEC source: 0000019617-06-000425 · wel872.xml · derivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048.9887

Underlying: Common Stock · 441.2283 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
June 02, 2006 Filed Jun 5, 2006 09:33 UTC
GUGGENHEIMER JOANGeneral Counsel
Tax withholdingCommon Stock 5,804 $43.58 $252,938.32
Disclosure

SEC source: 0000019617-06-000380 · gug860.xml · nonDerivative · entry 1

GUGGENHEIMER JOAN · CIK 0001230247 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,430

Read SEC document
June 01, 2006 Filed Jun 15, 2006 13:49 UTC
STALEY JAMES EManaging Director
GiftCommon Stock 232 $0.00 $0.00
Disclosure

SEC source: 0000019617-06-000388 · sta861.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,655

Read SEC document
May 15, 2006 Filed May 16, 2006 16:23 UTC
MANDELBAUM JAYExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 94,722 $0.00 Strike: $44.32 $0.00
Disclosure

SEC source: 0000019617-06-000358 · man855.xml · derivative · entry 4

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,722

Underlying: Common Stock · 94,722 shares

Expires 2012-09-17

Read SEC document
May 15, 2006 Filed May 16, 2006 16:23 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 115,900 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0000019617-06-000358 · man855.xml · derivative · entry 3

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,600

Underlying: Common Stock · 115,900 shares

Expires 2012-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2006 Filed May 16, 2006 16:23 UTC
MANDELBAUM JAYExecutive Vice President
Tax withholdingCommon Stock 94,722 $44.32 $4,198,079.04
Disclosure

SEC source: 0000019617-06-000358 · man855.xml · nonDerivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,246

Read SEC document
May 15, 2006 Filed May 16, 2006 16:23 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionCommon Stock 115,900 $29.91 $3,466,569.00
Disclosure

SEC source: 0000019617-06-000358 · man855.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2006 Filed May 10, 2006 15:28 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 52,500 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000019617-06-000348 · wil854.xml · derivative · entry 3

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,500 shares

Expires 2007-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested annually in thirds beginning on January 21,1998.

Read SEC document
May 09, 2006 Filed May 10, 2006 15:28 UTC
WILSON DON M IIIChief Risk Officer
Tax withholdingCommon Stock 43,388 $46.10 $2,000,186.80
Disclosure

SEC source: 0000019617-06-000348 · wil854.xml · nonDerivative · entry 2

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,133.4132

Read SEC document
May 09, 2006 Filed May 10, 2006 15:28 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionCommon Stock 52,500 $30.77 $1,615,472.25
Disclosure

SEC source: 0000019617-06-000348 · wil854.xml · nonDerivative · entry 1

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,521.4132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2006 Filed May 8, 2006 15:20 UTC
MCDAVID WILLIAM HCo-General Counsel
SaleCommon Stock 46,008 $46.36 $2,132,930.88
Disclosure

SEC source: 0000019617-06-000344 · mcd853.xml · nonDerivative · entry 4

MCDAVID WILLIAM H · CIK 0001179583 · Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,312.0554

Read SEC document
May 05, 2006 Filed May 8, 2006 15:20 UTC
MCDAVID WILLIAM HCo-General Counsel
SaleCommon Stock 13,740 $46.42 $637,810.80
Disclosure

SEC source: 0000019617-06-000344 · mcd853.xml · nonDerivative · entry 3

MCDAVID WILLIAM H · CIK 0001179583 · Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,320.0554

Read SEC document
May 05, 2006 Filed May 16, 2006 16:23 UTC
DREW INA RChief Investment Officer
GiftCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0000019617-06-000357 · dre856.xml · nonDerivative · entry 5

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,276.8721

Read SEC document
May 05, 2006 Filed May 16, 2006 16:23 UTC
DREW INA RChief Investment Officer
GiftCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0000019617-06-000357 · dre856.xml · nonDerivative · entry 4

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,721.8721

Read SEC document
May 05, 2006 Filed May 16, 2006 16:23 UTC
DREW INA RChief Investment Officer
GiftCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0000019617-06-000357 · dre856.xml · nonDerivative · entry 3

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,946.8721

Read SEC document
May 05, 2006 Filed May 16, 2006 16:23 UTC
DREW INA RChief Investment Officer
GiftCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0000019617-06-000357 · dre856.xml · nonDerivative · entry 2

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,171.8721

Read SEC document
May 05, 2006 Filed May 16, 2006 16:23 UTC
DREW INA RChief Investment Officer
GiftCommon Stock 11,030 $0.00 $0.00
Disclosure

SEC source: 0000019617-06-000357 · dre856.xml · nonDerivative · entry 1

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,616.8721

Read SEC document
May 04, 2006 Filed May 8, 2006 15:20 UTC
MCDAVID WILLIAM HCo-General Counsel
Exercise / conversionStock Options (Rights to Buy) · Derivative 75,000 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000019617-06-000344 · mcd853.xml · derivative · entry 5

MCDAVID WILLIAM H · CIK 0001179583 · Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2007-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested annually in thirds beginning on January 21,1998.

Read SEC document
May 04, 2006 Filed May 8, 2006 15:20 UTC
MCDAVID WILLIAM HCo-General Counsel
Tax withholdingCommon Stock 61,260 $45.66 $2,796,825.30
Disclosure

SEC source: 0000019617-06-000344 · mcd853.xml · nonDerivative · entry 2

MCDAVID WILLIAM H · CIK 0001179583 · Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,060.0554

Read SEC document
May 04, 2006 Filed May 8, 2006 15:20 UTC
MCDAVID WILLIAM HCo-General Counsel
Exercise / conversionCommon Stock 75,000 $30.77 $2,307,817.50
Disclosure

SEC source: 0000019617-06-000344 · mcd853.xml · nonDerivative · entry 1

MCDAVID WILLIAM H · CIK 0001179583 · Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,320.0554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2006 Filed May 4, 2006 13:21 UTC SaleCommon Stock 8,615 $45.30 $390,259.50
Disclosure

SEC source: 0000019617-06-000338 · scl849.xml · nonDerivative · entry 3

SCLAFANI JOSEPH L · CIK 0001179584 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,543.0049

Read SEC document
May 02, 2006 Filed May 4, 2006 13:21 UTC Exercise / conversionStock Options (Rights to Buy) · Derivative 48,000 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000019617-06-000338 · scl849.xml · derivative · entry 4

SCLAFANI JOSEPH L · CIK 0001179584 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,000 shares

Expires 2007-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested annually in thirds beginning on January 21,1998.

Read SEC document
May 02, 2006 Filed May 4, 2006 13:21 UTC Tax withholdingCommon Stock 39,385 $45.21 $1,780,595.85
Disclosure

SEC source: 0000019617-06-000338 · scl849.xml · nonDerivative · entry 2

SCLAFANI JOSEPH L · CIK 0001179584 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,158.0049

Read SEC document
May 02, 2006 Filed May 4, 2006 13:21 UTC Exercise / conversionCommon Stock 48,000 $30.77 $1,477,003.20
Disclosure

SEC source: 0000019617-06-000338 · scl849.xml · nonDerivative · entry 1

SCLAFANI JOSEPH L · CIK 0001179584 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,543.0049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Bradley John FDirector of Human Resources
SaleCommon Stock 13,200 $45.40 $599,327.52
Disclosure

SEC source: 0000019617-06-000333 · bra848.xml · nonDerivative · entry 1

Bradley John F · CIK 0001347655 · Director of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,292.9056

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 43,542 $0.00 Strike: $45.38 $0.00
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · derivative · entry 8

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,542

Underlying: Common Stock · 43,542 shares

Expires 2012-04-16

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 52,800 $0.00 Strike: $31.22 $0.00
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · derivative · entry 7

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 52,800 shares

Expires 2012-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date.

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,006 $0.00 Strike: $45.38 $0.00
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · derivative · entry 6

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,006

Underlying: Common Stock · 10,006 shares

Expires 2010-05-01

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,650 $0.00 Strike: $23.11 $0.00
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · derivative · entry 5

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,350

Underlying: Common Stock · 19,650 shares

Expires 2010-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
Tax withholdingCommon Stock 14,231 $45.38 $645,802.78
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · nonDerivative · entry 4

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,096

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
Tax withholdingCommon Stock 43,542 $45.38 $1,975,935.96
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · nonDerivative · entry 3

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,327

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
Exercise / conversionCommon Stock 19,650 $23.11 $454,111.50
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · nonDerivative · entry 2

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2006 Filed May 3, 2006 10:56 UTC
Cavanagh Michael JChief Financial Officer
Exercise / conversionCommon Stock 52,800 $31.22 $1,648,416.00
Disclosure

SEC source: 0000019617-06-000334 · cav847.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2006 Filed Apr 28, 2006 15:37 UTC
SCHARF CHARLES WExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 125,476 $0.00 Strike: $42.22 $0.00
Disclosure

SEC source: 0000019617-06-000327 · sch843.xml · derivative · entry 13

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,476

Underlying: Common Stock · 125,476 shares

Expires 2012-04-16

Read SEC document
April 26, 2006 Filed Apr 28, 2006 15:37 UTC
SCHARF CHARLES WExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 147,000 $0.00 Strike: $31.22 $0.00
Disclosure

SEC source: 0000019617-06-000327 · sch843.xml · derivative · entry 12

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Common Stock · 147,000 shares

Expires 2012-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date.

Read SEC document
April 26, 2006 Filed Apr 28, 2006 15:37 UTC
SCHARF CHARLES WExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 94,181 $0.00 Strike: $42.22 $0.00
Disclosure

SEC source: 0000019617-06-000327 · sch843.xml · derivative · entry 11

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,181

Underlying: Common Stock · 94,181 shares

Expires 2011-02-09

Read SEC document
April 26, 2006 Filed Apr 28, 2006 15:37 UTC
SCHARF CHARLES WExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 114,840 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0000019617-06-000327 · sch843.xml · derivative · entry 10

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,840 shares

Expires 2011-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2006 Filed Apr 28, 2006 15:37 UTC
SCHARF CHARLES WExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56,760 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0000019617-06-000327 · sch843.xml · derivative · entry 9

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,760 shares

Expires 2011-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date.

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April 26, 2006 Filed Apr 28, 2006 15:37 UTC
SCHARF CHARLES WExecutive Vice President
GrantEmployee Stock Option (right to biu) · Derivative 46,549 $0.00 Strike: $42.22 $0.00
Disclosure

SEC source: 0000019617-06-000327 · sch843.xml · derivative · entry 8

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,549

Underlying: Common Stock · 46,549 shares

Expires 2011-02-09

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.